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OMB APPROVAL
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OMB Number: 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
Washington, D.C. 20549 hours per response...24.60
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FORM 13F SEC USE ONLY
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
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(Please read instructions before preparing form.)
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If amended report check here: [__]
Bay Harbour Management, L.C.
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Name of Institutional Investment Manager
777 South Harbour Island Blvd. Suite 270 Tampa FL 33602
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Business Address (Street) (City) (State) (Zip)
(813) 272-1992 John D. Stout Managing Director
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
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Intentional misstatements or omission of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Tampa and State of Florida on the 2nd day of
November, 1999.
Bay Harbour Management, L.C.
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(Name of Institutional Investment Manager)
/s/ John D. Stout
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(Manual Signature of Person Duly Authorized to
Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No. Name: 13F File No.:
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1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
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FORM 13F
Page 1 of 2 Name of Reporting Manager Bay Harbour Management
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Name of Issuer Title of CUSIP Fair Market Shares of Principal Investment Discretion
Class Number Value Amount
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(a) Sole (b) Shared- (c) Shared-
As Defined Other
in Instr. V.
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<S> <C> <C> <C> <C> <C>
AAON, INC. Common 000360206 14,716,215 1,090,990 X
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AMERICAN Common 024490104 308,578 2,468,625 X
BANKNOTE CORP.
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AMERICAN Series B 024490203 294,554 2,356,355 X
BANKNOTE CORP. PFD
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AMERICAN Warrant 024490112 0 375 X
BANKNOTE CORP.
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ARCH Common 039381504 13,929,328 3,482,332 X
COMMUNICATIONS
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BUCKHEAD AMERICA Common 11835A105 2,906,639 494,747 X
CORPORATION
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BUCKHEAD AMERICA 8% CV 5,000,000 5,000,000 X
CORPORATION Bond
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EMCOR GROUP, INC. Common 29084Q100 25,983,477 1,349,791 X
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EMCOR GROUP, INC. 5.75% CV 29084QAC4 1,000,000 1,000,000 X
Bond
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EMCOR GROUP, INC. Y Warrants 29084Q126 1,531 500 X
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GENEVA STEEL 14% PFD 372252403 29,300 29,300 X
COMPANY
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HAWAIIAN AIRLINES, Common 419849104 4,389,287 1,898,070 X
INC.
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COLUMN TOTALS 68,558,899
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<CAPTION>
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Item 1: Item 7: Item 8
Name of Issuer Managers Voting Authority (Shares)
See Instr. V
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(a) Sole (b) Shared (c) None
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<S> <C> <C> <C> <C>
AAON, INC. X
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AMERICAN X
BANKNOTE CORP.
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AMERICAN X
BANKNOTE CORP.
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AMERICAN X
BANKNOTE CORP.
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ARCH X
COMMUNICATIONS
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BUCKHEAD AMERICA X
CORPORATION
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BUCKHEAD AMERICA X
CORPORATION
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EMCOR GROUP, INC. X
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EMCOR GROUP, INC. X
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EMCOR GROUP, INC. X
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GENEVA STEEL
COMPANY X
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HAWAIIAN AIRLINES, X
INC.
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COLUMN TOTALS
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SEC 1685 (5/91)
</TABLE>
<PAGE>
FORM 13F
Page 2 of 2 Name of Reporting Manager Bay Harbour Management
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Name of Issuer Title of CUSIP Fair Market Shares of Principal Investment Discretion
Class Number Value Amount
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(a) Sole (b) Shared- (c) Shared-
As Defined Other
in Instr. V.
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<S> <C> <C> <C> <C> <C>
KASPER A.S.L., LTD. Common 485808109 2,909,141 775,771 X
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PEOPLE'S CHOICE TV Warrant 710847112 0 3,500 X
CORP.
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THOUSAND TRAILS, Common 885502104 413,336 89,370 X
INC.
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TOPS APPLIANCE Common 890910102 8,573,360 7,620,764 X
CITY INC.
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TRUMP HOTELS & Common 898168109 5,918,550 1,392,600 X
CASINO RESORTS, INC.
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WALTER INDUSTRIES Common 93317Q105 26,159,909 1,937,771 X
INC.
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WIRELESS ONE Warrants 97652H125 0 1,000 X
INC.
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COLUMN TOTALS 43,974,296
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AGGREGATE
TOTALS 112,533,195
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<CAPTION>
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Item 1: Item 7: Item 8:
Name of Issuer Managers Voting Authority (Shares)
See Instr. V
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(a) Sole (b) Shared (c) None
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<S> <C> <C> <C>
KASPER A.S.L., LTD. x
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PEOPLE'S CHOICE TV x
CORP.
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THOUSAND TRAILS, x
INC.
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TOPS APPLIANCE x
CITY INC.
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TRUMP HOTELS & x
CASINO RESORTS, INC.
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WALTER INDUSTRIES x
INC.
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WIRELESS ONE X
INC.
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COLUMN TOTALS
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AGGREGATE
TOTALS
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SEC 1685 (5/91)
</TABLE>
