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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended December 31, 1999.
----------- --
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
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If amended report check here: [_]
Bay Harbour Management, L.C.
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Name of Institutional Investment Manager
777 South Harbour Island Blvd. Suite 270 Tampa FL 33602
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Business Address (Street) (City) (State) (Zip)
(813) 272-1992 John D. Stout Managing Director
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ---------------------------------- ATTENTION -----------------------------------
Intentional misstatements or omission of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff (a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Tampa and State of Florida on the 31st day of
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January, 2000.
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Bay Harbour Management, L.C.
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(Name of Institutional Investment Manager)
/s/ John D. Stout
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No. Name: 13F File No.:
- -------------------- ---------------- -------------------- -----------------
1. 6.
- -------------------- ---------------- -------------------- -----------------
2. 7.
- -------------------- ---------------- -------------------- -----------------
3. 8.
- -------------------- ---------------- -------------------- -----------------
4. 9.
- -------------------- ---------------- -------------------- -----------------
5. 10.
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<PAGE>
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FORM 13F | (SEC USE ONLY) |
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Page 1 of 2
Name of Reporting Manager Bay Harbour Management
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers
Class Number Value Principal --------------------------------- See
Amount (a) Sole (b) Shared- (c) Shared- Instr. V
As Defined Other
in Instr. V.
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AAON, INC. Common 000360206 15,741,919 1,095,090 X
- ----------------------------------------------------------------------------------------------------------------
AMERICAN Common 024490104 123,431 2,468,625 X
BANKNOTE CORP.
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AMERICAN Series B 024490203 117,818 2,356,355 X
BANKNOTE CORP. PFD
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AMERICAN Warrant 024490112 0 375 X
BANKNOTE CORP.
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ARCH Common 039381504 29,046,794 4,405,201 X
COMMUNICATIONS
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BUCKHEAD AMERICA Common 11835A105 3,067,424 551,447 X
CORPORATION
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BUCKHEAD AMERICA 8% CV 5,000,000 5,000,000 X
CORPORATION Bond
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EMCOR GROUP, INC. Common 29084Q100 24,633,686 1,349,791 X
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EMCOR GROUP, INC. 5.75% CV 29084QAC4 900,000 1,000,000 X
Bond
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GENEVA STEEL 14% PFD 372252403 29,300 29,300 X
COMPANY
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HAWAIIAN AIRLINES, Common 419849104 4,033,399 1,898,070 X
INC.
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COLUMN TOTALS 82,693,771
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<CAPTION>
- ----------------------------------------------------
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
----------------------------
(a) Sole (b) Shared (c) None
- ----------------------------------------------------
<S> <C> <C> <C>
AAON, INC. X
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AMERICAN X
BANKNOTE CORP.
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AMERICAN X
BANKNOTE CORP.
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AMERICAN X
BANKNOTE CORP.
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ARCH X
COMMUNICATIONS
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BUCKHEAD AMERICA X
CORPORATION
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BUCKHEAD AMERICA X
CORPORATION
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EMCOR GROUP, INC. X
- ----------------------------------------------------
EMCOR GROUP, INC. X
- ----------------------------------------------------
GENEVA STEEL X
COMPANY
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HAWAIIAN AIRLINES, X
INC.
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COLUMN TOTALS
- ----------------------------------------------------
</TABLE>
<PAGE>
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FORM 13F | (SEC USE ONLY) |
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Page 1 of 2
Name of Reporting Manager Bay Harbour Management
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers
Class Number Value Principal --------------------------------- See
Amount (a) Sole (b) Shared- (c) Shared- Instr V.
As Defined Other
in Instr. V.
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
KASPER A.S.L., LTD. Common 485808109 2,134,499 975,771 X
- ----------------------------------------------------------------------------------------------------------------
PEOPLE'S CHOICE TV Warrant 710847112 0 9,953 X
CORP.
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THOUSAND TRAILS, Common 885502104 446,850 89,370 X
INC.
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TOPS APPLIANCE CITY Common 890910102 3,810,382 7,620,764 X
INC.
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TOPS APPLIANCE CITY Pfd 2,250,000 4,500,000 X
INC.
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TRUMP HOTELS & Common 898168109 4,700,025 1,392,600 X
CASINO RESORTS, INC.
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VION PHARMACEUTICALS Common 927624106 306,250 50,000 X
INC.
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WALTER INDUSTRIES Common 93317Q105 21,103,524 1,951,771 X
INC.
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WIRELESS ONE INC. Warrants 97652H125 0 1,000 X
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COLUMN TOTALS 34,751,530
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AGGREGATE TOTALS 117,445,301
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<CAPTION>
- ----------------------------------------------------
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
----------------------------
(a) Sole (b) Shared (c) None
- ----------------------------------------------------
<S> <C> <C> <C>
KASPER A.S.L., LTD. X
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PEOPLE'S CHOICE TV X
CORP.
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THOUSAND TRAILS, X
INC.
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TOPS APPLIANCE CITY X
INC.
- ----------------------------------------------------
TOPS APPLIANCE CITY X
INC.
- ----------------------------------------------------
TRUMP HOTELS & X
CASINO RESORTS, INC.
- ----------------------------------------------------
VION PHARMACEUTICALS X
INC.
- ----------------------------------------------------
WALTER INDUSTRIES X
INC.
- ----------------------------------------------------
WIRELESS ONE INC. X
- ----------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------
AGGREGATE TOTALS
- ----------------------------------------------------
</TABLE>
