SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 - For the fiscal year ended December 31, 1999
Commission file number 1-13905
COMPX INTERNATIONAL INC.
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(Exact name of registrant as specified in its charter)
Delaware 57-0981653
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(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
16825 Northchase Drive, Suite 1200, Houston, TX 77060
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (281) 423-3377
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Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange on
Title of each class which registered
Class A common stock New York Stock Exchange
($.01 par value per share)
Securities registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K.
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months and (2) has been subject to such filing requirements for
the past 90 days. Yes X No
As of February 29, 2000, 6,148,580 shares of Class A common stock were
outstanding. The aggregate market value of the 5.8 million shares of voting
stock held by nonaffiliates of Valhi, Inc. as of such date approximated $108
million.
Documents incorporated by reference
The information required by Part III is incorporated by reference from the
Registrant's definitive proxy statement to be filed with the Commission pursuant
to Regulation 14A not later than 120 days after the end of the fiscal year
covered by this report.
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The undersigned Registrant hereby amends the following items, financial
statements, exhibits or other portions of its Annual Report on Form 10-K for the
year ended December 31, 1999 as set forth below and in the pages attached
hereto:
Item 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K.
Exhibit No. 99.1, Annual Report of the National Cabinet Lock, Inc.
Contributory Retirement Plan (Form 11-K) for the year ended December
31, 1999 (filed as an amendment to the Registrant's Annual Report on
Form 10-K for the year ended December 31, 1999).
Exhibit No. 99.2, Annual Report of The 401(k) Plan of the Fort Lock
Corporation (Form 11-K) for the year ended December 31, 1999 (filed as
an amendment to the Registrant's Annual Report on Form 10-K for the
year ended December 31, 1999).
<PAGE>
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
COMPX INTERNATIONAL INC.
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(Registrant)
Dated: June 15, 2000 By: /s/ Todd W. Strange
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Todd W. Strange
Vice President
and Controller (Principal
Accounting Officer)
