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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940, AS AMENDED
The Undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940, as amended, and in
connection with such notification of registration submits the following
information:
Name: ICM Series Trust
Address of Principal Business Office
(No. & Street, City, State, Zip Code)
4400 Computer Drive
Westborough, MA 01581
Telephone Number (including area code): (917 345-9800
Name and address of agent for service of process:
Joseph Mazzella, Esquire
Lane Altman & Owens LLP
101 Federal Street
Boston, Massachusetts 02110
Copies to:
Warren J. Isabelle, CFA Teresa M.R. Hamlin, Esquire
IronWood Capital Management, LLC First Data Investor Services Group, Inc.
One Financial Center One Exchange Place, 8th Floor
Boston, MA 02111 Boston, MA 02109
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the
Investment Company Act of 1940 concurrently with the filing of Form N-8A:
Yes [ X] No [ ]
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as
amended, the Registrant has caused this notification of registration to be duly
signed on its behalf in the City of Boston, Commonwealth of Massachusetts, on
the 21st day of November, 1997.
By: /s/ Warren J. Isabelle
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Warren J. Isabelle
President
Attest: /s/ Joseph F. Mazzella
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