UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: ____________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Archery Capital LLC
Address: 237 Park Avenue, Suite 900
New York, New York 10017
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Erinch R. Ozada
Title: Chairman/CEO
Phone: (212) 808-7484
Signature, Place, and Date of Signing:
/s/ Erinch R. Ozada New York, New York October 20, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 143 positions
Form 13F Information Table Value Total: $ 100.9 (millions)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
Form 13F INFORMATION TABLE
Quarter Ended June 30, 2000
Manager Key: (1)
<TABLE>
<CAPTION>
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
--------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title CUSIP Market SHRS Sole Shared Shared Other Sole Shared None
of Number Value Defined Other Managers
Class (x$1,000)
--------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
US WIRELESS DATA INC SERIES C 5N73501A 227,547.27 21,850 X X
--------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC PFD 5N73533 703,125.00 112,500 X X
--------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC PFD 5N73533 1,406,250.00 225,000 X X
--------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTION CORP 8P83917 197,792.69 59,711 X X
--------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTION CORP 8P83917 810,721.13 244,746 X X
--------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP. COM RSTD 8P83980A 55,679.31 18,181 X X
--------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP. COM RSTD 8P83980A 222,726.44 72,727 X X
--------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 162,421.88 157,500 X X
--------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 371,248.97 359,999 X X
--------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 60,155.91 58,333 X X
--------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 137,499.66 133,333 X X
--------------------------------------------------------------------------------------------------------------------------
WTS FUTURELINK DISTRIBUTION 9301845 600.00 60,000 X X
--------------------------------------------------------------------------------------------------------------------------
CHROMAXOME CP RSTD 9302856 .18 .2 X X
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 300,000.00 200,000 X X
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 1,080,000.00 720,000 X X
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 207,000.00 200,000 X X
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 745,200.00 720,000 X X
--------------------------------------------------------------------------------------------------------------------------
ICOM WTS EX=2.27/SH 1/20/03 91COM.WT 163,125.00 290,000 X X
--------------------------------------------------------------------------------------------------------------------------
ICOM WTS EX=2.27/SH 1/20/03 91COM.WT 424,125.00 754,000 X X
--------------------------------------------------------------------------------------------------------------------------
APOLLO GROUP INC - CL A 037604105 -183,425.00 -4,600 X X
--------------------------------------------------------------------------------------------------------------------------
APOLLO GROUP INC - CL A 037604105 -414,700.00 -10,400 X X
--------------------------------------------------------------------------------------------------------------------------
ARIBA INC 04033V104 1,776,498.81 12,400 X X
--------------------------------------------------------------------------------------------------------------------------
ARIBA INC 04033V104 3,954,131.39 27,600 X X
--------------------------------------------------------------------------------------------------------------------------
ASYST TECHNOLOGIES INC 04648X107 164,025.00 8,100 X X
--------------------------------------------------------------------------------------------------------------------------
ASYST TECHNOLOGIES INC 04648X107 382,725.00 18,900 X X
--------------------------------------------------------------------------------------------------------------------------
BEA SYSTEMS INC 073325102 2,437,487.50 31,300 X X
--------------------------------------------------------------------------------------------------------------------------
BEA SYSTEMS INC 073325102 5,497,975.00 70,600 X X
--------------------------------------------------------------------------------------------------------------------------
***BOOKHAM TECHNOLOGY PLC 09856Q108 1,993,687.50 46,500 X X
--------------------------------------------------------------------------------------------------------------------------
***BOOKHAM TECHNOLOGY PLC 09856Q108 900,375.00 21,000 X X
--------------------------------------------------------------------------------------------------------------------------
BLUE MARTINI SOFTWARE INC 095698106 586,037.50 17,300 X X
--------------------------------------------------------------------------------------------------------------------------
BLUE MARTINI SOFTWARE INC 095698106 260,837.50 7,700 X X
--------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYS 11621108 1,675,600.00 7,100 X X
INC
--------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
----------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title CUSIP Market SHRS Sole Shared Shared Other Sole Shared None
of Number Value Defined Other Managers
Class (x$1,000)
----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
BROCADE COMMUNICATIONS SYS 11621108 3,964,800.00 16,800 X X
INC
----------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC-DEL- 084670108 322,000.00 5 X X
----------------------------------------------------------------------------------------------------------------------------
CDW COMPUTER CENTERS INC 125129106 -1,711,200.00 -24,800 X X
----------------------------------------------------------------------------------------------------------------------------
CDW COMPUTER CENTERS INC 125129106 -1,783,800.00 -25,200 X X
----------------------------------------------------------------------------------------------------------------------------
CIENA CORP 171779101 1,240,406.25 10,100 X X
----------------------------------------------------------------------------------------------------------------------------
CIENA CORP 171779101 2,935,218.75 23,900 X X
----------------------------------------------------------------------------------------------------------------------------
C14NET COM INC 171783202 250.00 100 X X
----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC 17275R102 2,861,950.00 51,800 X X
----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC 17275R102 1,281,800.00 23,200 X X
----------------------------------------------------------------------------------------------------------------------------
EBAY INC 278642103 851,725.00 12,400 X X
----------------------------------------------------------------------------------------------------------------------------
EBAY INC 278642103 1,895,775.00 27,600 X X
----------------------------------------------------------------------------------------------------------------------------
EMULEX CORP NEW 292475209 759,500.00 6,200 X X
----------------------------------------------------------------------------------------------------------------------------
EMULEX CORP NEW 292475209 1,690,500.00 13,800 X X
----------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 1,871,312.50 37,900 X X
----------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 893,687.50 18,100 X X
----------------------------------------------------------------------------------------------------------------------------
WTS2 FUTURELINK DISTRIBUTION 9999FUTLN 0.05 4,976 X X
----------------------------------------------------------------------------------------------------------------------------
WTS2 FUTURELINK DISTRIBUTION 9999FUTLN .20 19,905 X X
----------------------------------------------------------------------------------------------------------------------------
***GOLDEN RULE RESOURCES LTD 380910109 16,429.24 353,150 X X
----------------------------------------------------------------------------------------------------------------------------
CORNING INC 219350105 4,900,500.00 16,500 X X
----------------------------------------------------------------------------------------------------------------------------
CORNING INC 219350105 2,079,000.00 7,000 X X
----------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD CO 428236103 -3,618,100.00 -37,300 X X
----------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD CO 428236103 -1,649,000.00 -17,000 X X
----------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS IARCPFDRS 170,593.75 5,150 X X
----------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS IARCPFDRS 384,250.00 11,600 X X
----------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS WTS 999IARCWT .58 58,000 X X
----------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS WTS 999IARCWT .26 25,750 X X
----------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 247,500.00 18,000 X X
----------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 525,250.00 38,200 X X
----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES 999INISWT 6.82 68,180 X X
----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES 999INISWT 17.73 177,270 X X
----------------------------------------------------------------------------------------------------------------------------
INTELLISPAN, INC WARRANTS 999INTSPN 1.80 180,000 X X
----------------------------------------------------------------------------------------------------------------------------
INTL RECTIFIER CORP 460254105 1,393,800.00 27,600 X X
----------------------------------------------------------------------------------------------------------------------------
INTL RECTIFIER CORP 460254105 626,200.00 12,400 X X
----------------------------------------------------------------------------------------------------------------------------
I2 TECHOLOGIES INC 465754109 2,450,518.75 13,100 X X
----------------------------------------------------------------------------------------------------------------------------
12 TECHNOLOGIES INC 465754109 1,047,550.00 5,600 X X
----------------------------------------------------------------------------------------------------------------------------
INTERWOVEN INC 46114T102 1,978,593.75 17,500 X X
----------------------------------------------------------------------------------------------------------------------------
INTERWOVEN INC 46114T102 881,887.50 7,800 X X
----------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 1,960,031.25 20,700 X X
----------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 4,317,750.00 45,600 X X
----------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS 48203R104 3,700,043.75 16,900 X X
----------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS 48203R104 1,488,775.00 6,800 X X
----------------------------------------------------------------------------------------------------------------------------
KANA COMMUNICATIONS INC 483600102 1,181,475.00 53,100 X X
----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
---------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
---------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title CUSIP Market SHRS Sole Shared Shared Other Sole Shared None
of Number Value Defined Other Managers
Class (x$1,000)
---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
KANA COMMUNICATIONS INC 483600102 2,623,275.00 117,900 X X
---------------------------------------------------------------------------------------------------------------------------
COCA COLA CO 191216100 165,375.00 3,000 X X
---------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC 549463107 -1,054,406.25 -34,500 X X
---------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC 549463107 -473,718.75 -15,500 X X
---------------------------------------------------------------------------------------------------------------------------
MARCHFIRST INC 566244109 -291,787.50 -18,600 X X
---------------------------------------------------------------------------------------------------------------------------
MARCHFIRST INC 566244109 -649,462.50 -41,400 X X
---------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORP 594918104 -832,312.50 -13,800 X X
---------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORP 594918104 -373,937.50 -6,200 X X
---------------------------------------------------------------------------------------------------------------------------
***NOKIA CORP-SPONSORED ADR 654902204 -501,637.50 -12,600 X X
---------------------------------------------------------------------------------------------------------------------------
***NOKIA CORP-SPONSORED ADR 654902204 -1,178,450.00 -29,600 X X
---------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP 656568102 4,139,593.75 69,500 X X
---------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP 656568102 1,816,656.25 30,500 X X
---------------------------------------------------------------------------------------------------------------------------
ORACLE SYSTEMS CORP 68389X105 3,433,500.00 43,600 X X
---------------------------------------------------------------------------------------------------------------------------
ORACLE SYSTEMS CORP 68389X105 1,527,750.00 19,400 X X
---------------------------------------------------------------------------------------------------------------------------
PC CONNECTION INC 69318J100 -444,600.00 -7,800 X X
---------------------------------------------------------------------------------------------------------------------------
PC CONNECTION INC 69318J100 -2,137,500.00 -37,500 X X
---------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 3,964,000.00 99,100 X X
---------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 1,780,000.00 44,500 X X
---------------------------------------------------------------------------------------------------------------------------
PEOPLESOFT INC 712713106 933,112.50 33,400 X X
---------------------------------------------------------------------------------------------------------------------------
PEOPLESOFT INC 712713106 2,084,137.50 74,600 X X
---------------------------------------------------------------------------------------------------------------------------
CALL ARIBA INC OCT 145 0E199W0JI -81,375.00 -62 X X
---------------------------------------------------------------------------------------------------------------------------
CALL ARIBA INC OCT 145 0E199W0JI -181,125.00 -138 X X
---------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP OCT 60 9276460JL -210,600.00 -216 X X
---------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP OCT 60 9276460JL -81,900.00 -84 X X
---------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP OCT 70 9276460JN -27,125.00 -62 X X
---------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP OCT 70 9276460JN -60,375.00 -138 X X
---------------------------------------------------------------------------------------------------------------------------
RUBY TUESDAY INC 781182100 -196,875.00 -17,500 X X
---------------------------------------------------------------------------------------------------------------------------
RUBY TUESDAY INC 781182100 -84,375.00 -7,500 X X
---------------------------------------------------------------------------------------------------------------------------
***SAP AG-SPONSORED ADR 803054204 -953,250.00 -15,500 X X
---------------------------------------------------------------------------------------------------------------------------
***SAP AG-SPONSORED ADR 803054204 -2,121,750.00 -34,500 X X
---------------------------------------------------------------------------------------------------------------------------
STRATASYS INC 862685104 15,571.38 2,897 X X
---------------------------------------------------------------------------------------------------------------------------
STRATASYS WTS EX=13.875 SSYS.WT .80 8,000 X X
1/4/02
---------------------------------------------------------------------------------------------------------------------------
SOUTHWEST SECURITIES GROUP 845224104 -859,950.00 -29,400 X X
INC
---------------------------------------------------------------------------------------------------------------------------
SOUTHWEST SECURITIES GROUP 845224104 -368,550.00 -12,600 X X
INC
---------------------------------------------------------------------------------------------------------------------------
TECH DATA CORP 878237106 -2,214,450.00 -51,800 X X
---------------------------------------------------------------------------------------------------------------------------
TECH DATA CORP 878237106 -991,800.00 -23,200 X X
---------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAASAWT1 6.67 66,666 X X
---------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAASAWT1 24.00 240,000 X X
---------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE WARRANTS TRAEURWT1 24.00 240,006 X X
---------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE WARRANTS TRAEURWT1 6.67 66,666 X X
---------------------------------------------------------------------------------------------------------------------------
TELECOMMUNICATIONS SYSTEMS 87929J103 177,862.50 9,300 X X
INC
---------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
-----------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title CUSIP Market SHRS Sole Shared Shared Other Sole Shared None
of Number Value Defined Other Managers
Class (x$1,000)
-----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
TELECOMMUNICATIONS SYTEMS INC 87929J103 395,887.50 20,700 X X
----------------------------------------------------------------------------------------------------------------------------
USWDA WTS EX=1.50 3/1/07 USWIREWTS .36 36,417 X X
----------------------------------------------------------------------------------------------------------------------------
VITRIA TECHNOLOGY INC COM 92849Q104 1,734,450.00 37,200 X X
----------------------------------------------------------------------------------------------------------------------------
VITRIA TECHNOLOGY INC COM 92849Q104 3,860,550.00 82,800 X X
----------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 1,215,375.00 6,000 X X
----------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 2,592,800.00 12,800 X X
----------------------------------------------------------------------------------------------------------------------------
VIRATA CORP 927646109 9,815,330.50 148,436 X X
----------------------------------------------------------------------------------------------------------------------------
VIRATA CORP 927646109 4,939,537.50 74,700 X X
----------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC 98144R101 -15,000.00 -2,400 X X
----------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC 98144R101 -3,750.00 -600 X X
----------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET INC 966837106 -654,987.50 -12,200 X X
----------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET INC 966837106 -1,492,512.50 -27,800 X X
----------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 172,000.00 86,000 X X
----------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 68,000.00 34,000 X X
----------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 172,000.00 86,000 X X
----------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 68,000.00 34,000 X X
----------------------------------------------------------------------------------------------------------------------------
YAHOO INC 984332106 1,255,800.00 13,800 X X
----------------------------------------------------------------------------------------------------------------------------
YAHOO INC 984332106 564,200.00 6,200 X X
----------------------------------------------------------------------------------------------------------------------------
PUT BROCADE YYBRCD 220,609.07 71 X X
----------------------------------------------------------------------------------------------------------------------------
PUT BROCADE YYBRCD 522,004.56 168 X X
----------------------------------------------------------------------------------------------------------------------------
PUT CIENA CORP COM YYCIEN 131,430.29 101 X X
----------------------------------------------------------------------------------------------------------------------------
PUT CIENA CORP COM YYCIEN 311,008.31 239 X X
----------------------------------------------------------------------------------------------------------------------------
PUT VIRATA CORP ZZZVRTA1 57,467.00 100 X X
----------------------------------------------------------------------------------------------------------------------------
PUT VIRATA CORP ZZZVRTA1 120,680.70 210 X X
----------------------------------------------------------------------------------------------------------------------------
PUT JUNIPER NETWORKS ZZZZJNPR 496,603.12 169 X X
----------------------------------------------------------------------------------------------------------------------------
PUT JUNIPER NETWORKS ZZZZJNPR 199,816.64 68 X X
----------------------------------------------------------------------------------------------------------------------------
PUT VIRATA CORP ZZZZVRTA 245,505.45 345 X X
----------------------------------------------------------------------------------------------------------------------------
PUT VIRATA CORP ZZZVRTA 110,299.55 155 X X
----------------------------------------------------------------------------------------------------------------------------
X X
----------------------------------------------------------------------------------------------------------------------------
TOTAL 100,901,158.14
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</TABLE>
