UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Archery Capital LLC
Address: 237 Park Avenue, Suite 900
New York, New York 10017
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Erinch R. Ozada
Title: Chairman/CEO
Phone: (212) 808-7484
Signature, Place, and Date of Signing:
/s/ Erinch R. Ozada New York, New York August 7, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
<PAGE>
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 239 positions
Form 13F Information Table Value Total: $ 189.1
(millions)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
Quarter Ended June 30, 2000
Manager Key: (1)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EAGLE GEOPHYSICAL 269524AC8 90,000.00 1,000,000 X X
------------------------------------------------------------------------------------------------------------------------------------
HOMESEEKERS.COM INC RSTD 5N73069 174,948.59 57,715 X X
------------------------------------------------------------------------------------------------------------------------------------
HOMESEEKERS.COM INC RSTD 5N73069 523,163.44 172,590 X X
------------------------------------------------------------------------------------------------------------------------------------
US WIRELESS DATA INC SERIES C 5N73501A 359,524.68 21,850 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC PFD 5N73533 745,312.50 112,500 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC PFD 5N73533 1,490,625.00 225,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECHTION CORP 8P83917 511,370.66 73,711 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECHTION CORP 8P83917 1,871,362.88 269,746 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS INC 8P83920B 232,868.75 100,700 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS INC 8P83920B 6,706.25 2,900 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP. COM RSTD 8P83924 8,969,746.50 150,436 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP. COM RSTD 8P83924 1,777,898.25 29,818 X X
------------------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP. COM RSTD 8P83980A 130,675.94 18,181 X X
------------------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP. COM RSTD 8P83980A 522,725.31 72,727 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 899,997.50 359,999 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELISPAN INC RSTD 8P83986 333,332.50 133,333 X X
------------------------------------------------------------------------------------------------------------------------------------
DIGITAL GRAFFETI INC RSTD 9300417 150,000.00 480,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS FUTURELINK DISTRIBUTION 9301845 600.00 60,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CHROMAXOME CP RSTD 9302856 .18 .2 X X
------------------------------------------------------------------------------------------------------------------------------------
MAMAMEDIA INC SER D PFD 9303293 50,004.00 9,260 X X
------------------------------------------------------------------------------------------------------------------------------------
MAMAMEDIA INC SER D PFD 9303293 249,998.40 46,296 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 575,000.00 200,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 2,070,000.00 720,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 2,098,750.00 730,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 143,750.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 1,512,000.00 720,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 1,533,000.00 730,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 420,000.00 200,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 105,000.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELLECT COMM RST WTS 9ICOM.WT 163,125.00 290,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELLECT COMM RST WTS 9ICOM.WT 424,125.00 754,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOSPACE RSTD ESCROW SHARES 9INSPRTD 22,376.25 405 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INFOSPACE RSTD ESCROW SHARES 9INSPRTD 203,043.75 3,675 X X
------------------------------------------------------------------------------------------------------------------------------------
RAYMEDICA, INC RSTD 9RAYMED 157,500.00 15,000 X X
------------------------------------------------------------------------------------------------------------------------------------
RAYMEDICA, INC RSTD 9RAYMED 682,500.00 65,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ACE CASH EXPRESS INC 004403101 256,500.00 21,600 X X
------------------------------------------------------------------------------------------------------------------------------------
AETHER SYSTEMS INC COM 00808V105 3,136,500.00 15,300 X X
------------------------------------------------------------------------------------------------------------------------------------
AETHER SYSTEMS INC COM 00808V105 1,476,000.00 7,200 X X
------------------------------------------------------------------------------------------------------------------------------------
ALDILA INC 014384101 65,503.13 41,100 X X
------------------------------------------------------------------------------------------------------------------------------------
AMERIGON INC PVT PLCMNT AMERIGON 650,000.00 130,000 X X
------------------------------------------------------------------------------------------------------------------------------------
AMERIGON INC PVT PLCMNT AMERIGON 100,000.00 20,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ANSWERTHINK INC 036916104 1,149,352.75 69,134 X X
------------------------------------------------------------------------------------------------------------------------------------
ANSWERTHINK INC 036916104 2,530,458.00 152,208 X X
------------------------------------------------------------------------------------------------------------------------------------
ASPEON INC 045354107 50,700.00 10,400 X X
------------------------------------------------------------------------------------------------------------------------------------
AVANT IMMUNOTHERAPEUTICS INC 053491106 233,431.25 22,100 X X
------------------------------------------------------------------------------------------------------------------------------------
AVANT IMMUNOTHERAPEAUTICS INC 053491106 41,193.75 3,900 X X
------------------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYS INC 111621108 5,137,562.64 28,000 X X
------------------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYS INC 111621108 2,201,812.56 12,000 X X
------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORP 111320107 -656,812.50 -3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORP 111320107 -1,532,562.50 -7,000 X X
------------------------------------------------------------------------------------------------------------------------------------
BRIO TECHNOLOGY INC 109704106 540,281.25 25,500 X X
------------------------------------------------------------------------------------------------------------------------------------
BRIO TECHNOLOGY INC 109704106 95,343.75 4,500 X X
------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC-DEL- 084670108 269,000.00 5 X X
------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORP 130439102 27,337.50 900 X X
------------------------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORP 12709P103 480,375.00 10,500 X X
------------------------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORP 12709P103 1,120,875.00 24,500 X X
------------------------------------------------------------------------------------------------------------------------------------
CASDIM INTERNATIONAL SYSTEMS 147420202 853.32 21,333 X X
------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP 165167107 329,375.00 42,500 X X
------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP 165167107 58,125.00 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
CIENA CORP 171779101 1,500,187.50 9,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CIENA CORP 171779101 3,500,437.50 21,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CI4NET COM INC 171783202 3,487.50 100 X X
------------------------------------------------------------------------------------------------------------------------------------
CLOSURE MEDICAL CORP 189093107 262,200.00 11,400 X X
------------------------------------------------------------------------------------------------------------------------------------
CLOSURE MEDICAL CORP 189093107 48,300.00 2,100 X X
------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC 17275R102 889,875.00 14,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC 17275R102 381,375.00 6,000 X X
------------------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP INC 22160N109 187,968.75 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP INC 22160N109 839,593.75 33,500 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CITYSCAPE FINANCIAL CORP 178778106 550.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
DIRECT FOCUS INC 254931108 308,700.00 6,300 X X
------------------------------------------------------------------------------------------------------------------------------------
DIRECT FOCUS INC 254931108 1,421,000.00 29,000 X X
------------------------------------------------------------------------------------------------------------------------------------
DURASWITCH INDUSTRIES INC 266905207 166,600.00 23,800 X X
------------------------------------------------------------------------------------------------------------------------------------
DURASWITCH INDUSTRIES INC 266905207 93,800.00 13,400 X X
------------------------------------------------------------------------------------------------------------------------------------
ECOLLEGE COM 27887E100 74,375.00 17,000 X X
------------------------------------------------------------------------------------------------------------------------------------
E COM VENTURES INC 26830K106 54,581.25 21,300 X X
------------------------------------------------------------------------------------------------------------------------------------
E4L INC 268452109 236,437.50 291,000 X X
------------------------------------------------------------------------------------------------------------------------------------
EVOLUTIONS INC 300494101 21.00 3,500 X X
------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 1,345,025.00 29,200 X X
------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 2,957,212.50 64,200 X X
------------------------------------------------------------------------------------------------------------------------------------
EXFO ELECTRO-OPTICAL 302043104 1,320,637.50 30,100 X X
------------------------------------------------------------------------------------------------------------------------------------
EXFO ELECTRO-OPTICAL 302043104 3,066,862.50 69,900 X X
------------------------------------------------------------------------------------------------------------------------------------
FUTURELINK DISTRIBUTION 9999FUTLN .18 18,182 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS2 FUTURELINK CORP 36114Q208 -7,187.50 -1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS2 FUTURELINK DISTRIBUTION 9999FUTLN .71 71,212 X X
------------------------------------------------------------------------------------------------------------------------------------
GENUS INC 372461103 139,187.50 17,000 X X
------------------------------------------------------------------------------------------------------------------------------------
GENUS INC 372461103 24,562.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
***GOLDEN RULE RESOURCES LTD 380910109 28,601.27 353,150 X X
------------------------------------------------------------------------------------------------------------------------------------
CORNING INC 2199350105 4,048,125.00 15,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CORNING INC 219350105 9,445,625.00 35,000 X X
------------------------------------------------------------------------------------------------------------------------------------
GENOMIC SOLUTIONS INC 37243R109 112,612.50 7,700 X X
------------------------------------------------------------------------------------------------------------------------------------
GENOMIC SOLUTIONS INC 37243R109 19,012.50 1,300 X X
------------------------------------------------------------------------------------------------------------------------------------
GENZYME TRANSGENICS CORP 37246E105 8,137.50 300 X X
------------------------------------------------------------------------------------------------------------------------------------
GENZYME TRANSGENICS CORP 37246E105 214,287.50 7,900 X X
------------------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTING GOODS INC 428565105 9,400.00 400 X X
------------------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTING GOODS INC 428565105 162,150.00 6,900 X X
------------------------------------------------------------------------------------------------------------------------------------
HYSEQ INC 449163302 195,381.25 4,300 X X
------------------------------------------------------------------------------------------------------------------------------------
HYSEQ INC 449163302 31,806.25 700 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS IARCPFDRS 357,281.25 5,150 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS IARCPFDRS 804,750.00 11,600 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS WTS 999IARCWT .26 25,750 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECTS WTS 999IARCWT .58 58,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 1,220,393.75 81,700 X X
------------------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 2,584,187.50 173,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT ENERGY HLDINGS PLC 45384X108 288,102.94 34,659 X X
------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT ENERGY HLDINGS PLC 45384X108 1,107,225.00 133,200 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES 999INISWT 6.82 68,180 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERNATION ISOTOPES 999INISWT 17.73 177,270 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOSPACE COM INC 45678T102 3,287,375.00 59,500 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOSPACE COM INC 45678T102 1,408,875.00 25,500 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOSPACE COM INC 45678T102 -4,420.00 -80 X X
------------------------------------------------------------------------------------------------------------------------------------
INTEL CORP 458140100 401,062.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INTEL CORP 458140100 935,812.50 7,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELLISPAN, INC WARRANTS 999INTSPN 1.80 180,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ION NETWORKS INC 46205P100 58,493.75 19,100 X X
------------------------------------------------------------------------------------------------------------------------------------
IT GROUP INC 465266104 108,225.00 22,200 X X
------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 8,319,325.00 69,400 X X
------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 3,668,175.00 30,600 X X
------------------------------------------------------------------------------------------------------------------------------------
KANA COMMUNICATIONS INC 483600102 2,598,750.00 42,000 X X
------------------------------------------------------------------------------------------------------------------------------------
KANA COMMUNICATIONS INC 483600102 1,113,750.00 18,000 X X
------------------------------------------------------------------------------------------------------------------------------------
KERAVISION INC 492061106 114,537.50 23,800 X X
------------------------------------------------------------------------------------------------------------------------------------
COCA COLA CO 191216100 172,312.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
OPTOMEDIC MEDICAL TECH INC M75257101 7,425.00 180,000 X X
------------------------------------------------------------------------------------------------------------------------------------
LEADING BRANDS INC 52170U108 445,312.50 237,500 X X
------------------------------------------------------------------------------------------------------------------------------------
LEADING BRANDS INC 52170U108 87,750.00 46,800 X X
------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS INC 52729N100 2,464,000.00 28,000 X X
------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS INC 52729N100 1,056,000.00 12,000 X X
------------------------------------------------------------------------------------------------------------------------------------
MAPINFO CORP 565105103 227,500.00 5,600 X X
------------------------------------------------------------------------------------------------------------------------------------
MAPINFO CORP 565105103 44,687.50 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE CORP 577914104 8,737.50 300 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSICLAND STORES CORP 62758B109 577,893.75 77,700 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSICLAND STORES CORP 62758B109 115,281.25 15,500 X X
------------------------------------------------------------------------------------------------------------------------------------
NOBEL LEARNING COMMUNITIES INC 654889104 124,425.00 15,800 X X
------------------------------------------------------------------------------------------------------------------------------------
NOBEL LEARNING COMMUNITIES INC 654889104 9,450.00 1,200 X X
------------------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP 656568102 7,644,000.00 112,000 X X
------------------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP 656568102 3,276,000.00 48,000 X X
------------------------------------------------------------------------------------------------------------------------------------
NEW FOCUS INC 644383101 1,330,425.00 16,200 X X
------------------------------------------------------------------------------------------------------------------------------------
NEW FOCUS INC 644383101 3,186,450.00 38,800 X X
------------------------------------------------------------------------------------------------------------------------------------
NEWGEN RESULTS CORP 651359101 201,300.00 12,200 X X
------------------------------------------------------------------------------------------------------------------------------------
NEWGEN RESULTS CORP 651359101 36,300.00 2,200 X X
------------------------------------------------------------------------------------------------------------------------------------
OMI CORP NEW Y6476W104 57,093.75 10,500 X X
------------------------------------------------------------------------------------------------------------------------------------
OMI CORP NEW Y6476W104 323,531.25 59,500 X X
------------------------------------------------------------------------------------------------------------------------------------
OPTIMEDIC MEDICAL TECHNOLOGIES OMTRST 3,179.69 77,083.33 X X
------------------------------------------------------------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP INC 690368105 209,312.50 8,500 X X
------------------------------------------------------------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP INC 690368105 36,937.50 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
PARADIGM GENETICS INC 69900R106 82,875.00 6,800 X X
------------------------------------------------------------------------------------------------------------------------------------
PARADIGM GENETICS INC 69900R106 14,625.00 1,200 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PMC-SIERRA INC 69344F106 2,612,006.25 14,700 X X
------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA INC 69344F106 1,119,431.25 6,300 X X
------------------------------------------------------------------------------------------------------------------------------------
SCP POOL CORP 784028102 18,800.00 800 X X
------------------------------------------------------------------------------------------------------------------------------------
SCP POOL CORP 784028102 98,700.00 4,200 X X
------------------------------------------------------------------------------------------------------------------------------------
PHARMAPRINT INC PPRT 20,713.00 53,800 X X
------------------------------------------------------------------------------------------------------------------------------------
PROLOGIC MANAGEMENT SYSTEMS 743406100 26,885.00 56,600 X X
------------------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 4,324,337.50 67,700 X X
------------------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 10,053,925.00 157,400 X X
------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS 749121109 5,714,062.50 115,000 X X
------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS 749121109 2,235,937.50 45,000 X X
------------------------------------------------------------------------------------------------------------------------------------
QUALSTAR CORP 74758R109 1,106,328.13 144,500 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL AETHER SYS JUL 220 00808V0GD -65,700.00 -72 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL AETHER SYS JUL 220 00808V0GD -139,612.50 -153 X X
------------------------------------------------------------------------------------------------------------------------------------
QUINTUS CORP 748798105 39,718.76 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
QUINTUS CORP 748798105 218,453.18 11,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL PORTAL SOFTW JUL 65 7361260GM -193,375.00 -455 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL PORTAL SOFTW JUL 65 7361260GM -82,875.00 -195 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL RF MICRO DVC JUL 100 71899W0GT -26,400.00 -64 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL RF MICRO DVC JUL 100 71899W0GT -14,850.00 -36 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL PMC-SIERRA JUL 210 6B899W0GB -25,987.50 -63 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL PMC-SIERRA JUL 210 6B899W0GB -60,637.50 -147 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP JUL 60 9276460GL -8,062.50 -15 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP JUL 60 9276460GL -45,687.50 -85 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP JUL 65 9276460GM -131,250.00 -375 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL VIRATA CORP JUL 65 9276460GM -306,250.00 -875 X X
------------------------------------------------------------------------------------------------------------------------------------
RAILAMERICA SERIES A CONV PFD RAILRSTD 60,000.00 2,400 X X
------------------------------------------------------------------------------------------------------------------------------------
RAILAMERICA SERIES A CONV PFD RAILRSTD 560,000.00 22,400 X X
------------------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS INC 75886F107 327,937.50 11,000 X X
------------------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS INC 75886F107 59,625.00 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES INC 749941100 560,800.00 6,400 X X
------------------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES INC 749941100 315,450.00 3,600 X X
------------------------------------------------------------------------------------------------------------------------------------
FILM ROMAN INC 317234102 1,100.00 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
RATEXCHANGE CORP RXCH 123,675.00 20,400 X X
------------------------------------------------------------------------------------------------------------------------------------
RATEXCHANGE CORP RXCH 45,468.75 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
RIBOZYME PHARMACEUTICALS INC 762567105 580,781.25 22,500
------------------------------------------------------------------------------------------------------------------------------------
RIBOZYME PHARMACEUTICALS INC 762567105 64,531.25 2,500 X X
------------------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE INC-CL A 83545G102 312,075.00 29,200 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SONIC AUTOMOTIVE INC-CL A 83545G102 1,483,425.00 138,800 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL A 804120103 564,775.00 55,100 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL A 804120103 20,500.00 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL B 804120202 414,750.00 42,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL B 804120202 770,112.50 7,100 X X
------------------------------------------------------------------------------------------------------------------------------------
SDL INC 784076101 1,996,312.50 7,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SDL INC 784076101 855,562.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SHEFFIELD MEDICAL TECHNOLOGIES 82123D309 8,718.75 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
***SELECT SOFTWARE TOOLS LTD SLCTY 43,620.00 363,500 X X
------------------------------------------------------------------------------------------------------------------------------------
***SOLUCORP INDUSTRIES LTD 83437C102 36,750.00 105,000 X X
------------------------------------------------------------------------------------------------------------------------------------
STANDARD PACIFIC CORP NEW 85375C101 466,000.00 46,600 X X
------------------------------------------------------------------------------------------------------------------------------------
STANDARD PACIFIC CORP NEW 85375C101 93,500.00 9,350 X X
------------------------------------------------------------------------------------------------------------------------------------
SEQUENOM INC 817337108 54,450.00 1,200 X X
------------------------------------------------------------------------------------------------------------------------------------
SEQUENOM INC 817337108 308,550.00 6,800 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATASYS INC 862685104 117,031.25 17,500 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATASYS INC 862685104 709,543.75 106,100 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATASYS INC 862685104 19,373.69 2,897 X X
------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST SECURITIES GROUP INC 845224104 -521,500.00 -14,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST SECURITIES GROUP INC 845224104 -223,500.00 -6,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SYBASE INC 871130100 69,000.00 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SYBASE INC 871130100 391,000.00 17,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS TRANSLATION GROUP LTD 893745117 8,800.00 12,800 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS TRANSLATION GROUP LTD 893745117 96,731.25 140,700 X X
------------------------------------------------------------------------------------------------------------------------------------
***TEEKAY SHIPPING CORP Y8564W103 121,637.50 3,700 X X
------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORP 883556102 12,637.50 600 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAASAWT1 24.00 240,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRASSAWT1 6.67 66,666 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAAS6AWT1 9.33 93,333 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAASSIAWT 15.00 150,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA WARRANTS TRAASIAWT 1.67 16,666 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE WARRANTS TRAEURWT1 6.67 66,666 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE WARRANTS TRAEURWT1 24.00 240,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE WARRANTS TRAEURWT1 9.33 93,333 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANMEDIA EUROPE WARRANTS TRANEURWT 1.67 16,666 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Title of CUSIP Market Value Shared Shared Other
Name of Issuer Class Number (x$1,000) SHRS Sole Defined Other Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRANMEDIA EUROPE WARRANTS TRANEURWT 15.00 150,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSCRYPT INTERNATIONAL INC 89363A101 21,875.00 10,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TROY GROUP INC 89733N106 2,975.00 200 X X
------------------------------------------------------------------------------------------------------------------------------------
USWDA WTS EX=1.50 3/1/07 USWIREWTS .36 36,417 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISITY LTD PVT PLCMNT VER.PP 50,004.38 6,789 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISITY LTD PVT PLCMNT VER.PP 449,995.22 61,095 X X
------------------------------------------------------------------------------------------------------------------------------------
VANTAGEMED CORP 92208W106 46,400.00 25,600 X X
------------------------------------------------------------------------------------------------------------------------------------
VANTAGEMED CORP 92208W106 7,068.75 3,900 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 1,464,950.00 8,300 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 3,247,600.00 18,400 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP 927646109 320,901.75 5,382 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP 927646109 4,573,237.50 76,700 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP 927646109 506,812.50 8,500 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC 98144R101 -15,900.00 -2,400 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC 98144R101 -3,975.00 -600 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLDWCOM INC GA NEW 98157D106 3,211,250.00 70,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLDWCOM INC GA NEW 98157D106 1,376,250.00 30,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WHITE ELECTRIC DESIGNS CORP 963801105 15,225.00 1,200 X X
------------------------------------------------------------------------------------------------------------------------------------
XCARE NET INC 98388Y101 163,400.00 30,400 X X
------------------------------------------------------------------------------------------------------------------------------------
XCARE NET INC 98388Y101 27,412.50 5,100 X X
------------------------------------------------------------------------------------------------------------------------------------
CI4NET.COM PRIVATE PLACEMENT 9999XXCI4 4,798,800.00 172,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CI4NET.COM PRIVATE PLACEMENT 9999XXCI4 1,897,200.00 68,000 X X
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
TOTAL 189,047,330.42
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
