UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Archery Capital LLC
Address: 237 Park Avenue, Suite 900
New York, New York 10017
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Erinch R. Ozada
Title: Chairman/CEO
Phone: (212) 808-7484
Signature, Place, and Date of Signing:
/s/ Erinch R. Ozada New York, New York July 20, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
<PAGE>
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 258 positions
Form 13F Information Table Value Total: $188.9
(millions)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
Form 13F INFORMATION TABLE
Quarter Ended March 31, 2000
Manager Key: (1)
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
***GOLDEN RULE 380910109 38,918.90 353,150 X X
RESOURCES LTD
------------------------------------------------------------------------------------------------------------------------------------
***PETROLEUM GEO- 716597109 17,312.50 1,000 X X
SERVICESA/S
------------------------------------------------------------------------------------------------------------------------------------
***PETROLEUM GEO- 716597109 65,787.50 3,800 X X
SERVICES A/S
------------------------------------------------------------------------------------------------------------------------------------
***PRECISION DRILLING 74022D100 16,687.50 500 X X
CORP
------------------------------------------------------------------------------------------------------------------------------------
***PRECISION DRILLING 74022D100 10,012.50 300 X X
CORP
------------------------------------------------------------------------------------------------------------------------------------
***SELECT SOFTWARE 816200109 61,795.00 363,500 X X
TOOLS LTD
------------------------------------------------------------------------------------------------------------------------------------
***SOLUCORP INDUSTRIES 83437C102 38,850.00 105,000 X X
LTD.
------------------------------------------------------------------------------------------------------------------------------------
***STOLT COMEX SEAWAY L8873E103 32,200.00 2,300 X X
SA
------------------------------------------------------------------------------------------------------------------------------------
***STOLT COMEX SEAWAY L8873E103 5,600.00 400 X X
SA
------------------------------------------------------------------------------------------------------------------------------------
A B WATLEY GROUP INC 000788109 28,600.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
A B WATLEY GROUP INC 000788109 26,000.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ACE CASH EXPRESS INC 004403101 89,912.50 4,900 X X
------------------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 3,804,281.25 108,500 X X
------------------------------------------------------------------------------------------------------------------------------------
ACTV INC 00088E104 10,069,950.00 287,2000 X X
------------------------------------------------------------------------------------------------------------------------------------
ADE CORP - MASS 00089C107 17,600.00 800 X X
------------------------------------------------------------------------------------------------------------------------------------
ADE CORP - MASS 00089C107 101,200.00 4,600 X X
------------------------------------------------------------------------------------------------------------------------------------
AETHER SYSTEMS INC. COM 00808V105 1,833,150.00 10,100 X X
------------------------------------------------------------------------------------------------------------------------------------
AETHER SYSTEMS INC COM 00808V105 707,850.00 3,900 X X
------------------------------------------------------------------------------------------------------------------------------------
ALDILA INC 014384101 25,381.25 13,100 X X
------------------------------------------------------------------------------------------------------------------------------------
ALDILA INC 014384101 79,631.25 41,100 X X
------------------------------------------------------------------------------------------------------------------------------------
ALTEON INC 02144G107 53,550.00 15,300 X X
------------------------------------------------------------------------------------------------------------------------------------
ALTEON INC 02144G107 9,450.00 2,700 X X
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN XTAL TECHNOLOGY 030514103 135,975.00 4,200 X X
------------------------------------------------------------------------------------------------------------------------------------
AMERICREDIT CORP 03060R101 187,593.75 11,500 X X
------------------------------------------------------------------------------------------------------------------------------------
AMERICREDIT CORP 03060R101 32,625.00 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ANSWERTHINK INC 036916104 2,525,224.63 103,334 X X
------------------------------------------------------------------------------------------------------------------------------------
ANSWERTHINK INC 036916104 7,013,758.00 287,008 X X
------------------------------------------------------------------------------------------------------------------------------------
APPLIED FILMS CORP 038197109 30,000.00 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
APPLIED FILMS CORP 038197109 170,000.00 8,500 X X
------------------------------------------------------------------------------------------------------------------------------------
ASPEON INC 045354107 257,175.00 12,700 X X
------------------------------------------------------------------------------------------------------------------------------------
ASPEON INC 045354107 1,172,475.00 57,900 X X
------------------------------------------------------------------------------------------------------------------------------------
AVANT IMMUNOTHERAPEUTICS 053491106 64,600.00 6,800 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXYS PHARMACEUTICALS INC 054635107 65,343.75 8,500 X X
------------------------------------------------------------------------------------------------------------------------------------
AXYS PHARMACEUTICALS INC 054635107 11,531.25 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS INC 08160H101 155,400.00 4,200 X X
------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC-DEL- 084670108 286,000.00 5 X X
------------------------------------------------------------------------------------------------------------------------------------
BOLDER TECHNOLOGIES CORP 097519102 4,375.00 500 X X
------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON INDUSTRIES INC. 121693105 6,125.00 1,400 X X
NEW
------------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYSTEMS INC 126920107 499,375.00 17,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYSTEMS INC 126920107 88,125.00 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES 130439102 24,693.75 900 X X
CORP
------------------------------------------------------------------------------------------------------------------------------------
CALL GENYME TRAN MAY 20 37246E0ED -16,875.00 -60 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL GENYME TRAN MAY 22.5 37246E0EX -2,312.50 -10 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL MEDAREX INC APR 75 5839160DO -25,500.00 -85 X X
------------------------------------------------------------------------------------------------------------------------------------
CALL MEDAREX INC APR 75 5839160DO -4,500.00 -15 X X
------------------------------------------------------------------------------------------------------------------------------------
CASDIM INTERNATIONAL SYSTEMS 147420202 853.32 21,333 X X
------------------------------------------------------------------------------------------------------------------------------------
CELL THERAPEUTIC INC NEW 150934107 16,406.25 700 X X
------------------------------------------------------------------------------------------------------------------------------------
CELL THERAPEUTIC INC NEW 150934107 100,781.25 4,300 X X
------------------------------------------------------------------------------------------------------------------------------------
CENTERSPAN COMMUNICATIONS 152012100 82,775.00 4,300 X X
CORP
------------------------------------------------------------------------------------------------------------------------------------
CENTERSPAN COMMUNICATIONS 152012100 13,475.00 700 X X
CORP
------------------------------------------------------------------------------------------------------------------------------------
CHROMAXOME CP RSTD 9302856 .18 .2 X X
------------------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 860,000.00 86,000 X X
------------------------------------------------------------------------------------------------------------------------------------
C14NET.COM PRIVATE PLACEMENT 9999XXC14 340,000.00 34,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS 177376100 8,652,250.00 130,600 X X
------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS 177376100 3,292,625.00 49,700 X X
------------------------------------------------------------------------------------------------------------------------------------
CITYSCAPE FINANCIAL CORP 178778106 550.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CLICKACTION INC COM 18681E107 24,812.50 500 X X
------------------------------------------------------------------------------------------------------------------------------------
COCA COLA CO 191216100 140,812.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE INC COM 19421R101 24,050.00 3,700 X X
------------------------------------------------------------------------------------------------------------------------------------
CUTTER & BUCK INC 232217109 -497,187.50 -37,000 X X
------------------------------------------------------------------------------------------------------------------------------------
CUTTER & BUCK INC 6370020 -174,687.50 -13,000 X X
------------------------------------------------------------------------------------------------------------------------------------
DAVNET LIMITED 6370020 734,219.14 224,000 X X
------------------------------------------------------------------------------------------------------------------------------------
DAVNET LIMITED 6370020 1,887,992.06 576,000
------------------------------------------------------------------------------------------------------------------------------------
DIGITAL GRAFFETI INC RSTD 9300417 150,000.00 480,000 X X
------------------------------------------------------------------------------------------------------------------------------------
DIGITAL ORIGIN INC 25385X109 16,650.00 900 X X
------------------------------------------------------------------------------------------------------------------------------------
DOUBLECLICK INC 258609304 2,836,837.50 30,300 X X
------------------------------------------------------------------------------------------------------------------------------------
DOUBLECLICK INC 258609304 1,039,237.50 11,100 X X
------------------------------------------------------------------------------------------------------------------------------------
DURASWITCH INDUSTRIES INC 266905207 70,200.00 10,400 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DURASWITCH INDUSTRIES INC 266905207 72,900.00 10,800 X X
------------------------------------------------------------------------------------------------------------------------------------
DUSA PHARMACEUTICALS INC 266898105 3,590.63 150 X X
------------------------------------------------------------------------------------------------------------------------------------
E4L INC 268452109 39,737.50 18,700 X X
------------------------------------------------------------------------------------------------------------------------------------
E4L INC 268452109 315,562.50 148,500 X X
------------------------------------------------------------------------------------------------------------------------------------
EAGLE GEOPHYSICAL INC 269524AC8 120,000.00 1,000,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ECOLLEGE COM 27887E100 127,400.00 18,200 X X
------------------------------------------------------------------------------------------------------------------------------------
EVERGREEN RESOURCES INC NEW 299900308 60,468.75 2,500 X X
------------------------------------------------------------------------------------------------------------------------------------
EVOLUTIONS INC 300494101 21.00 3,500 X X
------------------------------------------------------------------------------------------------------------------------------------
EXABYTE CORP 300615101 22,312.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 4,510,050.00 32,100 X X
------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC 302088109 1,615,750.00 11,500 X X
------------------------------------------------------------------------------------------------------------------------------------
FASTNET CORP 311877104 7,275.00 600 X X
------------------------------------------------------------------------------------------------------------------------------------
FILM ROMAN INC 317234102 1,581.25 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
FINET HOLDINGS CORP PRVT FINE.PP2 412,398.50 321,872 X X
PLCMNT
------------------------------------------------------------------------------------------------------------------------------------
FINET HOLDINGS CP NEW RSTD 9380937 122,247.91 95,413 X X
------------------------------------------------------------------------------------------------------------------------------------
FINET HOLDINGS CP NEW RSTD 9380937 536,203.13 418,500 X X
------------------------------------------------------------------------------------------------------------------------------------
GENUS INC 372461103 223,387.50 16,100 X X
------------------------------------------------------------------------------------------------------------------------------------
GENZYME TRANSGENICS CORP 37246E105 1,104,000.00 55,200 X X
------------------------------------------------------------------------------------------------------------------------------------
GENZYME TRNASGENICS CORP 37246E105 150,000.00 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION INC 402307102 87,750.00 6,000 X X
------------------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION INC 402307102 14,625.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTING GOODS INC 428565105 281,706.25 13,700 X X
------------------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTING GOODS INC 428565105 4,112.50 200 X X
------------------------------------------------------------------------------------------------------------------------------------
HIGH PLAINS CORP 429701105 27,075.00 7,600 X X
------------------------------------------------------------------------------------------------------------------------------------
HIGH PLAINS CORP 429701105 4,987.50 1,400 X X
------------------------------------------------------------------------------------------------------------------------------------
HOMESEEKERS.COM INC RSTD 9381478 553,500.00 36,000 X X
------------------------------------------------------------------------------------------------------------------------------------
HOMESEEKERS.COM INC RSTD 9381478 1,722,000.00 112,000 X X
------------------------------------------------------------------------------------------------------------------------------------
HomeSeekers.com, Inc. HOMESEEK 793,580.63 51,615 X X
------------------------------------------------------------------------------------------------------------------------------------
HomeSeekers.com, Inc. HOMESEEK 2,063,171.25 134,190 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOCURE CORP 45665A108 140,737.50 8,100 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOCURE CORP 45665A108 45,175.00 2,600 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECT CORP 9302992 4,928,175.50 283,636 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMATION ARCHITECT CORP 9302992 13,289,199.25 764,846 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMIX CORP 456779107 18,631.25 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
INFORMIX CORP 456779107 98,237.50 5,800 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INFOSPACE COM INC 45678T102 -305,481.75 -2,100 X X
------------------------------------------------------------------------------------------------------------------------------------
INFOSPACE COM INC 45678T102 -2,676,050.00 -18,400 X X
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS ICOM.PP2 1,508,906.25 261,000
INC RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS ICOM.PP2 3,911,593.75 676,600 X X
INC RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS ICOM.PP 904,765.63 156,500 X X
INC RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTELECT COMMUNICATIONS ICOM.PP 2,347,187.50 406,000 X X
RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES 999INISWT 17.73 177,270 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES 999INISWT 6.82 68,180 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES INC 45972C102 119,937.50 19,000 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES INC 45972C102 47,343.75 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES INC INIS.PP 2,238,033.75 354,540 X X
RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ISOTOPES INC INIS.PP 860,772.50 136,360 X X
RSTD
------------------------------------------------------------------------------------------------------------------------------------
INTERTAN INC 461120107 83,875.00 6,100 X X
------------------------------------------------------------------------------------------------------------------------------------
INTERTAN INC 451120107 15,125.00 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
INTL FIBERCOM INC 45950T101 19,000.00 800 X X
------------------------------------------------------------------------------------------------------------------------------------
INTL FIBERCOM INC 45950T101 99,750.00 4,200 X X
------------------------------------------------------------------------------------------------------------------------------------
IT GROUP INC 465266104 67,306.25 8,900 X X
------------------------------------------------------------------------------------------------------------------------------------
IT GROUP INC 465266104 335,018.75 44,300 X X
------------------------------------------------------------------------------------------------------------------------------------
IXL ENTERPRISES INC 450718101 243,600.00 8,700 X X
------------------------------------------------------------------------------------------------------------------------------------
IXL ENTERPRISES INC 450718101 753,200.00 26,900 X X
------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 4,340,250.00 36,000 X X
------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP 46612J101 1,687,875.00 14,000 X X
------------------------------------------------------------------------------------------------------------------------------------
LEADING BRANDS INC 52170U108 136,562.50 47,500 X X
------------------------------------------------------------------------------------------------------------------------------------
LEADING BRANDS INC 52170U108 724,212.50 251,900 X X
------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS INC 52729N100 1,332,450.00 12,600 X X
------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS INC 52729N100 3,637,800.00 34,400
------------------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS INC-CL A 536797103 30,500.00 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS INC-CL A 536797103 150,975.00 9,900 X X
------------------------------------------------------------------------------------------------------------------------------------
MAMAMEDIA INC SER D PFD 9303293 50,004.00 9,260 X X
------------------------------------------------------------------------------------------------------------------------------------
MAMAMEDIA INC SER D PFD 9303293 249,998.40 46,296 X X
------------------------------------------------------------------------------------------------------------------------------------
MAPINFO CORP 565105103 33,150.00 850 X X
------------------------------------------------------------------------------------------------------------------------------------
MATHSOFT INC 576798102 26,831.25 5,300 X X
------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE CORP 577914104 9,731.25 300 X X
------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE CORP 577914104 45,412.50 1,400 X X
------------------------------------------------------------------------------------------------------------------------------------
MEASUREMENT SPECIALITIES INC 583421102 68,343.75 2,700 X X
------------------------------------------------------------------------------------------------------------------------------------
MEDAREX INC 583916101 55,275.00 1,100 X X
------------------------------------------------------------------------------------------------------------------------------------
MEDAREX INC 583916101 376,875.00 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
MEDIX RESOURCES INC MDIX 32,343.75 7,500 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDIX RESOURCES INC MDIX 199,668.75 46,300 X X
------------------------------------------------------------------------------------------------------------------------------------
METROMEDIA INTERNATIONAL 591695101 191,250.00 34,000 X X
GROUP
------------------------------------------------------------------------------------------------------------------------------------
MTI TECHNOLOGY CORP 553903105 10,550.00 400 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSICLAND STORES CORP 62758B109 43,350.00 6,800 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSICLAND STORES CORP 62758B109 179,775.00 28,200 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSTANG COM INC 628188104 6,600.00 300 X X
------------------------------------------------------------------------------------------------------------------------------------
MUSTANG COM INC 628188104 59,400.00 2,700 X X
------------------------------------------------------------------------------------------------------------------------------------
NATIONAL TECHTEAM INC 638108100 10,568.75 1,900 X X
------------------------------------------------------------------------------------------------------------------------------------
NATIONAL TECHTEAM INC 638108100 64,525.00 11,600 X X
------------------------------------------------------------------------------------------------------------------------------------
NAVIDEC INC. 63934Q101 44,950.00 2,900 X X
------------------------------------------------------------------------------------------------------------------------------------
NETAMERICA.COM CORP 64108J105 138,875.00 5,500 X X
------------------------------------------------------------------------------------------------------------------------------------
NETAMERICA.COM CORP 64108J105 371,175.00 14,700 X X
------------------------------------------------------------------------------------------------------------------------------------
NETAMERICA.COM CORP 64108J105 956,975.00 37,900 X X
------------------------------------------------------------------------------------------------------------------------------------
NETAMERICA.COM CORP 64108J105 25,250.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
NEW HORIZONS WORLDWIDE INC 645526104 149,100.00 8,400 X X
------------------------------------------------------------------------------------------------------------------------------------
NEWGEN RESULTS CORP 651359101 204,350.00 13,400 X X
------------------------------------------------------------------------------------------------------------------------------------
NEWGEN RESULTS CORP 651359101 33,550.00 2,200 X X
------------------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES INC NEW 651718504 58,400.00 7,300 X X
------------------------------------------------------------------------------------------------------------------------------------
NOBEL LEARNING COMMUNITIES 654889104 8,400.00 1,200 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
NOBEL LEARNING COMMUNITIES 654889104 117,600.00 16,800 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
NS GROUP INC 628916108 61,987.50 3,800 X X
------------------------------------------------------------------------------------------------------------------------------------
NS GROUP INC 628916108 61,987.50 3,800 X X
------------------------------------------------------------------------------------------------------------------------------------
NUMEX CORP NEW 670533207 11,812.50 6,000 X X
------------------------------------------------------------------------------------------------------------------------------------
NUMEX CORP NEW 670533207 3,937.50 2,000 X X
------------------------------------------------------------------------------------------------------------------------------------
OPTIMEDIC MEDICAL OMTRST 4,625.00 77,083.33 X X
TECHNOLOGIES
------------------------------------------------------------------------------------------------------------------------------------
OPTOMEDIC MEDICAL TECH INC M75257101 10,800.00 180,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ORACLE SYSTEMS CORP 68389X105 5,495,600.00 70,400 X X
------------------------------------------------------------------------------------------------------------------------------------
ORACLE SYSTEMS CORP 68389X105 1,842,275.00 23,600 X X
------------------------------------------------------------------------------------------------------------------------------------
ORPHAN MEDICAL INC 687303107 131,587.50 12,100 X X
------------------------------------------------------------------------------------------------------------------------------------
OVERLAND DATA INC 690213103 113,906.25 8,100 X X
------------------------------------------------------------------------------------------------------------------------------------
OVERLAND DATA INC 690213103 19,687.50 1,400 X X
------------------------------------------------------------------------------------------------------------------------------------
PFSWEB INC 717098107 48,000.00 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
PFSWEB INC 717098107 272,000.00 17,000 X X
------------------------------------------------------------------------------------------------------------------------------------
PHARMAPRINT INC 716950100 94,150.00 53,800 X X
------------------------------------------------------------------------------------------------------------------------------------
PHOTOLOFT.COM GROUP INC 719348104 40,162.50 15,300 X X
------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA INC 69344F106 3,136,787.50 15,400 X X
------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA INC 69344F106 1,222,125.00 6,000 X X
------------------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 2,641,900.00 46,400 X X
------------------------------------------------------------------------------------------------------------------------------------
PORTAL SOFTWARE INC 736126103 7,265,225.00 127,600 X X
------------------------------------------------------------------------------------------------------------------------------------
PRIDE INTERNATIONAL INC 741932107 50,325.00 2,200 X X
------------------------------------------------------------------------------------------------------------------------------------
PRIDE INTERNATIONAL INC 741932107 6,862.50 300 X X
------------------------------------------------------------------------------------------------------------------------------------
PRINTRAK INTERNATIONAL INC 742574106 284,700.00 21,900 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRINTRAK INTERNATIONAL INC 742574106 59,800.00 4,600 X X
------------------------------------------------------------------------------------------------------------------------------------
PROLOGIC MANAGEMENT SYSTEMS 743406100 23,450.00 26,800 X X
------------------------------------------------------------------------------------------------------------------------------------
PROLOGIC MANAGEMENT SYSTEMS 743406100 4,112.50 4,700 X X
------------------------------------------------------------------------------------------------------------------------------------
PURCHASEPRO.COM INC 746144104 1,899,500.00 26,200 X X
------------------------------------------------------------------------------------------------------------------------------------
PURCHASEPRO.COM INC 746144104 855,500.00 11,800 X X
------------------------------------------------------------------------------------------------------------------------------------
RAILAMERICA SERIES A CONV RAILRSTD 60,000.00 2,400 X X
PFD
------------------------------------------------------------------------------------------------------------------------------------
RAILAMERICA SERIES A CONV RAILRSTD 560,000.00 22,400 X X
PFD
------------------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS 75886F107 88,687.50 3,000 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS 75886F107 502,562.50 17,000 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
REGIS CORP-MINN 758932107 112,575.00 7,600 X X
------------------------------------------------------------------------------------------------------------------------------------
REMEC INC 759543101 909,000.00 18,000 X X
------------------------------------------------------------------------------------------------------------------------------------
REMEC INC 759543101 343,500.00 7,000 X X
------------------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LTD NEW 760975102 1,863,750.00 17,500 X X
------------------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LTD NEW 760975102 4,792,500.00 45,000 X X
------------------------------------------------------------------------------------------------------------------------------------
RIBOZYME PHARMACEUTICALS 762567105 106,312.50 4,200 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
RIBOZYME PHARMACEUTICALS 762567105 20,250.00 800 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
ROBOTIC VISION SYSTEMS INC 771074101 16,000.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
ROBOTIC VISION SYSTEMS INC 771074101 16,000.00 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL A 804120103 214,500.00 22,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL B 804120202 123,768.75 12,300 X X
------------------------------------------------------------------------------------------------------------------------------------
SAUCONY INC-CL B 804120202 635,950.00 63,200 X X
------------------------------------------------------------------------------------------------------------------------------------
SAVESMART SER F PFD RSTD 9380458 40,837.10 9,497 X X
------------------------------------------------------------------------------------------------------------------------------------
SAVESMART SER F PFD RSTD 9380458 367,521.00 85,470 X X
------------------------------------------------------------------------------------------------------------------------------------
SCP POOL CORP 784023102 122,500.00 4,000 X X
------------------------------------------------------------------------------------------------------------------------------------
SHEFFIELD MEDICAL 82123D309 8,437.50 1,500 X X
TECHNOLOGIES
------------------------------------------------------------------------------------------------------------------------------------
SHEFFIELD MEDICAL 82123D309 22,500.00 4,000 X X
TECHNOLOGIES
------------------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE INC - CLA 83545G102 214,231.25 22,700 X X
------------------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE INC - CLA 83545G102 1,200,450.00 127,200 X X
------------------------------------------------------------------------------------------------------------------------------------
STANDARD PACIFIC CORP NEW 85375C101 9,500.00 950 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATASYS INC 862685104 77,500.00 10,000 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATASYS INC RSTD 9303294 477,400.00 61,600 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATEGIC DIAGNOSTICS INC 862700101 58,712.50 7,700 X X
------------------------------------------------------------------------------------------------------------------------------------
STRATEGIC DIAGNOSTICS INC 862700101 9,912.50 1,300 X X
------------------------------------------------------------------------------------------------------------------------------------
TARRANT APPAREL GROUP 876289109 95,250.00 12,700 X X
------------------------------------------------------------------------------------------------------------------------------------
TELEMATE NET SOFTWARE INC 87943L100 141,600.00 11,800 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEXAS INSTRUMENTS INC 882508104 4,032,000.00 25,200 X X
------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC 882508104 1,568,000.00 9,800 X X
------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORP 883556102 12,225.00 600 X X
------------------------------------------------------------------------------------------------------------------------------------
TIDEL TECNOLOGIES INC 886368109 13,125.00 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
TIDEL TECNOLOGIES INC 886368109 74,375.00 8,500 X X
------------------------------------------------------------------------------------------------------------------------------------
TOPJOBS NET PLC SPONSORED 890726102 106,600.00 8,200 X X
ADR
------------------------------------------------------------------------------------------------------------------------------------
TRANSCRYPT INTERNATIONAL 89363A101 36,875.00 10,000 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 4,151,875.00 730,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA ASIA PACIFIC INC 9380981 284,375.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 268,750.00 50,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRANSMEDIA EUROPE INC RSTD 9381067 3,923,750.00 730,000 X X
------------------------------------------------------------------------------------------------------------------------------------
TRIKON TECHNOLOGIES INC 896187408 9,975.00 700 X X
------------------------------------------------------------------------------------------------------------------------------------
TRIKON TECHNOLOGIES INC 896187408 54,150.00 3,800 X X
------------------------------------------------------------------------------------------------------------------------------------
TROY GROUP INC 89733N106 5,500.00 200 X X
------------------------------------------------------------------------------------------------------------------------------------
US WIRELESS DATA INC RSTD USWIRERS 741,991.28 145,667 X X
------------------------------------------------------------------------------------------------------------------------------------
USINTERNETWORKING INC 917311805 441,750.00 11,400 X X
------------------------------------------------------------------------------------------------------------------------------------
USINTERNETWORKING INC 917311805 1,108,250.00 28,600 X X
------------------------------------------------------------------------------------------------------------------------------------
USWDA WTS EX=1.5 3/1/07 USWIREWTS .36 36,417 X X
------------------------------------------------------------------------------------------------------------------------------------
UTI ENERGY CORP 903387108 22,650.00 600 X X
------------------------------------------------------------------------------------------------------------------------------------
VANTAGEMED CORP 92208W106 19,687.50 4,500 X X
------------------------------------------------------------------------------------------------------------------------------------
VANTAGEMED CORP 92208W106 126,875.00 29,000 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 1,061,450.00 7,100 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISIGN INC 92343E102 2,750,800.00 18,400 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISITY LTD PVT PLCMNT VER.PP 50,004.38 6,789 X X
------------------------------------------------------------------------------------------------------------------------------------
VERISITY LTD PVT PLCMNT VER.PP 449,995.22 61,095 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP. COM RSTD 8P83924 9,588,898.88 96,009 X X
------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP. COM RSTD 8P83924 1,437,301.13 14,391 X X
------------------------------------------------------------------------------------------------------------------------------------
VOXWARE INC 92906L105 30,937.50 3,000 X X
------------------------------------------------------------------------------------------------------------------------------------
VOXWARE INC 92906L105 262,968.75 25,500 X X
------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL 947074100 40,950.00 700 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL 947074100 11,700.00 200 X X
INC
------------------------------------------------------------------------------------------------------------------------------------
WHITE ELECTRIC DESIGNS CORP WHT 17,850.00 1,200 X X
------------------------------------------------------------------------------------------------------------------------------------
WOODHEAD INDUSTRIES CORP 979438108 25,968.75 1,500 X X
------------------------------------------------------------------------------------------------------------------------------------
WOODHEAD INDUSTRIES INC 979438108 17,312.50 1,000 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC 98144R101 -119,250.00 -5,300 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC WCOL.PP 2,531,250.00 112,500 X X
------------------------------------------------------------------------------------------------------------------------------------
WORLD COMMERCE ONLINE INC WCOL.PP 5,062,500.00 225,000 X X
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Name of Issuer Title of CUSIP Number Market Value SHRS Sole Shared Shared Other Sole Shared None
Class (x$1,000) Defined Other Managers
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WORLD COMMERCE ONLINE INC 98144R101 -38,250.00 -1,700 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS TRANSLATION GROUP LTD 893745117 35,750.00 14,300 X X
------------------------------------------------------------------------------------------------------------------------------------
WTS TRANSLATION GROUP LTD 893745117 373,000.00 149,200 X X
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
TOTAL 188,854,434.71
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
