UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Archery Capital LLC
Address: 237 Park Avenue, Suite 900
New York, New York 10017
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Erinch R. Ozada
Title: Chairman/CEO
Phone: (212) 808-7484
Signature, Place, and Date of Signing:
/s/ Erinch R. Ozada New York, New York June 29, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
<PAGE>
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 185 positions
Form 13F Information Table Value Total: $143.9
(millions)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
Form 13F INFORMATION TABLE
Quarter Ended December 31, 1999
Manager Key: (1)
<TABLE>
<CAPTION>
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Name of Issuer Title of CUSIP Market Value SHRS Sole Shared Shared Other
Class Number (x$1,000) Defined Other Managers
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
EAGLE GEOPHYSICAL INC 269524AC8 80,000.00 1,000,000 X
DIGITAL GRAFFETI INC RSTD 9300417 150,000.00 480,000 X
CHROMAXOME CP RSTD 9302856 .18 .2 X
MAMAMEDIA INC SER D PFD 9303293 249,998.40 46,296 X
MAMAMEDIA INC SER D PFD 9303293 50,004.00 9,260 X
STRATASYS INC RSTD 9303294 500,250.00 69,000 X
SAVESMART SER F PFD RSTD 9380458 40,837.10 9,497 X
SAVESMART SER F PFD RSTD 9380458 367,521.00 85,470 X
FINET HOLDINGS CP NEW RSTD 9380937 549,281.25 418,500 X
FINET HOLDINGS CP NEW RSTD 9380937 125,229.56 95,413 X
TRANSMEDIA ASIA PACIFIC INC 9380981 196,875.00 50,000 X
TRANSMEDIA ASIA PACIFIC INC 9380981 2,874,375.00 730,000 X
TRANSMEDIA EUROPE INC RSTD 9381067 2,897,187.50 730,000 X
TRANSMEDIA EUROPE INC RSTD 9381067 198,437.50 50,000 X
HOMESEEKERS.COM INC RSTD 9381478 1,837,500.00 140,000 X
HOMESEEKERS.COM INC RSTD 9381478 590,625.00 45,000 X
ACE CASH EXPRESS INC 004403101 109,150.00 5,900 X
A B WATLEY GROUP INC 000788109 148,350.00 13,800 X
PRINTRAK INTERNATIONAL INC 742574106 119,925.00 12,300 X
PRINTRAK INTERNATIONAL INC 742574106 77,025.00 7,900 X
ALCIDE CORP NEW 013742507 40,800.00 3,200 X
ALDILA INC 014384101 75,900.00 55,200 X
AUTONATION INC DEL 05329W102 462,500.00 50,000 X
ANSWERTHINK INC 036916104 3,778,939.50 110,334 X
ANSWERTHINK INC 036916104 10,446,524.00 305,008 X
AMERICA ONLINE INC-DEL 02364J104 3,604,062.50 47,500 X
AMERICA ONLINE INC-DEL 02364J1104 11,199,150.00 147,600 X
AQUILA BIOPHARMACEUTICALS INC 03839F107 22,562.50 9,500 X
BIGSTAR ENTMT INC 089896104 220,875.00 28,500 X
BIOMIRA INC 09161R106 17,915.63 4,550 X
BOLDER TECHNOLOGIES CORP 097519102 112,200.00 8,800 X
BOLDER TECHNOLOGIES CORP 097519102 102,000.00 8,000 X
BERKSHIRE HATHAWAY INC-DEL 084670108 280,500.00 5 X
BURLINGTON INDUSTRIES INC. NEW 121693105 165,600.00 41,400 X
</TABLE>
<PAGE>
------------------------------------ ---------------------
Column 1 Column 8
------------------------------------ ---------------------
Name of Issuer Sole Shared None
------------------------------------ ---------------------
EAGLE GEOPHYSICAL INC X
DIGITAL GRAFFETI INC RSTD X
CHROMAXOME CP RSTD X
MAMAMEDIA INC SER D PFD X
MAMAMEDIA INC SER D PFD X
STRATASYS INC RSTD X
SAVESMART SER F PFD RSTD X
SAVESMART SER F PFD RSTD X
FINET HOLDINGS CP NEW RSTD X
FINET HOLDINGS CP NEW RSTD X
TRANSMEDIA ASIA PACIFIC INC X
TRANSMEDIA ASIA PACIFIC INC X
TRANSMEDIA EUROPE INC RSTD X
TRANSMEDIA EUROPE INC RSTD X
HOMESEEKERS.COM INC RSTD X
HOMESEEKERS.COM INC RSTD X
ACE CASH EXPRESS INC X
A B WATLEY GROUP INC X
PRINTRAK INTERNATIONAL INC X
PRINTRAK INTERNATIONAL INC X
ALCIDE CORP NEW X
ALDILA INC X
AUTONATION INC DEL X
ANSWERTHINK INC X
ANSWERTHINK INC X
AMERICA ONLINE INC-DEL X
AMERICA ONLINE INC-DEL X
AQUILA BIOPHARMACEUTICALS INC X
BIGSTAR ENTMT INC X
BIOMIRA INC X
BOLDER TECHNOLOGIES CORP X
BOLDER TECHNOLOGIES CORP X
BERKSHIRE HATHAWAY INC-DEL X
BURLINGTON INDUSTRIES INC. NEW X
<PAGE>
<TABLE>
<CAPTION>
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Name of Issuer Title of CUSIP Market Value SHRS Sole Shared Shared Other
Class Number (x$1,000) Defined Other Managers
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CALIFORNIA MICRO DEVICES CORP 130439102 19,975.00 1,700 X
CUBIST PHARMACEUTICALS INC 229678107 57,750.00 3,000 X
CUTTER & BUCK INC 232217109 -559,625.00 -37,000 X
CUTTER & BUCK INC 232217109 -196,625.00 -13,000 X
CASDIM INTERNATIONAL SYTEMS 147420202 533.33 21,333 X
COMPS.COM INC 204679104 3,150.00 400 X
CYBERGOLD INC 23246N105 194,562.50 11,000 X
CHIREX INC 170038103 201,825.00 13,800 X
CLICKACTION INC COM 18681E107 309,093.75 10,500 X
COLLECTORS UNIVERSE INC COM 19421R101 68,125.00 10,900 X
COLLECTORS UNIVERSE INC COM 19421R101 193,750.00 31,000 X
CMGI INC 125750109 2,076,562.50 7,500 X
CMGI INC 125750109 692,187.50 2,500 X
COSTAR GROUP INC 22160N109 333,637.50 9,300 X
CATALYTICA INC 148885106 187,162.50 13,800 X
CELL THERAPEUTIC INC NEW 150934107 96,600.00 13,800 X
CYTOTHERAPEUTICS INC 232923102 58,750.00 40,000 X
CELTRIX PHARMACEUTICALS INC 151186103 39,675.00 13,800 X
CITRIX SYSTEMS 177376100 5,233,650.00 42,550 X
CITRIX SYSTEMS 177376100 1,863,450.00 15,150 X
CORVAS INTERNATIONAL INC 221005101 46,150.00 10,400 X
CITYSCAPE FINANCIAL CORP 178778106 550.00 50,000 X
DOUBLECLICK INC 258609304 2,922,871.88 11,550 X
DOUBLECLICK INC 258609304 1,050,209.38 4,150 X
DIRECT FOCUS INC 254931108 205,350.00 7,400 X
DIRECT FOCUS INC 254931108 88,800.00 3,200 X
DIGITAL ORIGIN INC 25385X109 109,125.00 9,000 X
DIGITAL ORIGIN INC 25385X109 212,187.50 17,500 X
DURASWITCH INDUSTRIES INC 266905207 107,325.00 15,900 X
DURASWITCH INDUSTRIES INC 266905207 92,475.00 13,700 X
QUANTUM CORP DSSG COM 747906204 -582,312.50 -38,500 X
QUANTUM CORP DSSG COM 747906204 -173,937.50 -11,500 X
DUSA PHARMACEUTICALS INC 266898105 4,275.00 150 X
EBAY INC 278642103 4,168,743.75 33,300 X
EBAY INC 278642103 1,464,693.75 11,700 X
EGREETINGS NETWORK INC 282343102 100,237.50 9,900 X
EGREETINGS NETWORK INC 282343102 31,387.50 3,100 X
E4L INC 268452109 125,000.00 50,000 X
ETOYS INC 297862104 910,875.00 34,700 X
ETOYS INC 297862104 322,875.00 12,300 X
EVOLUTIONS INC 300494101 3.50 3,500 X
</TABLE>
<PAGE>
------------------------------------ ---------------------
Column 1 Column 8
------------------------------------ ---------------------
Name of Issuer Sole Shared None
------------------------------------ ---------------------
CALIFORNIA MICRO DEVICES CORP X
CUBIST PHARMACEUTICALS INC X
CUTTER & BUCK INC X
CUTTER & BUCK INC X
CASDIM INTERNATIONAL SYTEMS X
COMPS.COM INC X
CYBERGOLD INC X
CHIREX INC X
CLICKACTION INC COM X
COLLECTORS UNIVERSE INC COM X
COLLECTORS UNIVERSE INC COM X
CMGI INC X
CMGI INC X
COSTAR GROUP INC X
CATALYTICA INC X
CELL THERAPEUTIC INC NEW X
CYTOTHERAPEUTICS INC X
CELTRIX PHARMACEUTICALS INC X
CITRIX SYSTEMS X
CITRIX SYSTEMS X
CORVAS INTERNATIONAL INC X
CITYSCAPE FINANCIAL CORP X
DOUBLECLICK INC X
DOUBLECLICK INC X
DIRECT FOCUS INC X
DIRECT FOCUS INC X
DIGITAL ORIGIN INC X
DIGITAL ORIGIN INC X
DURASWITCH INDUSTRIES INC X
DURASWITCH INDUSTRIES INC X
QUANTUM CORP DSSG COM X
QUANTUM CORP DSSG COM X
DUSA PHARMACEUTICALS INC X
EBAY INC X
EBAY INC X
EGREETINGS NETWORK INC X
EGREETINGS NETWORK INC X
E4L INC X
ETOYS INC X
ETOYS INC X
EVOLUTIONS INC X
<PAGE>
<TABLE>
<CAPTION>
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Name of Issuer Title of CUSIP Market Value SHRS Sole Shared Shared Other
Class Number (x$1,000) Defined Other Managers
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
EXABYTE CORP 300615101 22,500.00 3,000 X
EXODUS COMMUNICATIONS INC 302088109 1,127,918.75 12,700 X
EXODUS COMMUNICATIONS INC 302088109 3,170,606.25 35,700 X
FINET HOLDINGS CORP PRVT PLCMNT FINE.PP2 422,457.00 321,872 X
FREEMARKETS INC 356602102 597,296.88 1,750 X
FREEMARKETS INC 356602102 1,706,562.50 5,000 X
FUSION MEDICAL TECHNOLOGIES 361128101 36,400.00 2,800 X
GENESCO INC 371532102 74,100.00 5,700 X
GOLDEN RULE RESOURCES LTD 380910109 31,632.70 353,150 X
GYMBOREE CORP 403777105 141,750.00 25,200 X
GENZYME TRANSGENICS CORP 37246E105 131,300.00 10,400 X
HIBBETT SPORTING GOODS INC 428565105 107,100.00 6,300 X
INFORMATION ARCHITECTS CORP IARC.PP 4,200,819.00 409,836 X
INFORMATION ARCHITECTS CORP IARC.PP 11,202,184.00 1,092,896 X
ACTV INC 00088E104 1,950,856.25 42,700 X
ACTV INC 00088E104 5,391,125.00 118,000 X
IXL ENTERPRISES INC 450718101 5,710,950.00 102,900 X
IXL ENTERPRISES INC 450718101 1,903,650.00 34,300 X
INTEGRATED MEASUREMENT SYSTEMS 457923100 28,250.00 2,000 X
INFONAUTICS CORP-CL A 456662105 149,800.00 21,400 X
INTERPHASE CORP 460593106 -95,062.50 -4,500 X
INTERPHASE CORP 460593106 -274,625.00 -13,000 X
INFOSPACE COM INC 45678T102 -1,134,200.00 -5,300 X
***IONA TECHNOLOGIES PLC 46206P109 81,750.00 1,500 X
ION NETWORKS INC 46205P100 80,550.00 3,600 X
IT GROUP INC 465266104 9,125.00 1,000 X
JAVELIN SYSTEMS INC 471896100 62,475.00 6,800 X
JAVELIN SYSTEMS INC 471896100 68,906.25 7,500 X
COCA COLA CO 191216100 174,750.00 3,000 X
OPTOMEDIC MEDICAL TECH INC M75257101 17,100.00 180,000 X
K-SWISS INC-CL A 482686102 76,170.33 4,100 X
K-SWISS INC-CL A 482686102 235,942.25 12,700 X
LEADING BRANDS INC 52170U108 139,790.63 114,700 X
LYDALL INC 550819106 182,850.00 27,600 X
LANDEC CORP 514766104 108,750.00 14,500 X
LABOR READY INC NEW 505401208 242,500.00 20,000 X
MAPINFO CORP 565105103 143,325.00 3,900 X
MEDAREX INC 583916101 182,525.00 4,900 X
MRV COMMUNICATIONS INC 553477100 44,012.50 700 X
MEASUREMENT SPECIALTIES INC 583421102 200,400.00 9,600 X
</TABLE>
<PAGE>
------------------------------------ ---------------------
Column 1 Column 8
------------------------------------ ---------------------
Name of Issuer Sole Shared None
------------------------------------ ---------------------
EXABYTE CORP X
EXODUS COMMUNICATIONS INC X
EXODUS COMMUNICATIONS INC X
FINET HOLDINGS CORP PRVT PLCMNT X
FREEMARKETS INC X
FREEMARKETS INC X
FUSION MEDICAL TECHNOLOGIES X
GENESCO INC X
GOLDEN RULE RESOURCES LTD X
GYMBOREE CORP X
GENZYME TRANSGENICS CORP X
HIBBETT SPORTING GOODS INC X
INFORMATION ARCHITECTS CORP X
INFORMATION ARCHITECTS CORP X
ACTV INC X
ACTV INC X
IXL ENTERPRISES INC X
IXL ENTERPRISES INC X
INTEGRATED MEASUREMENT SYSTEMS X
INFONAUTICS CORP-CL A X
INTERPHASE CORP X
INTERPHASE CORP X
INFOSPACE COM INC X
***IONA TECHNOLOGIES PLC X
ION NETWORKS INC X
IT GROUP INC X
JAVELIN SYSTEMS INC X
JAVELIN SYSTEMS INC X
COCA COLA CO X
OPTOMEDIC MEDICAL TECH INC X
K-SWISS INC-CL A X
K-SWISS INC-CL A X
LEADING BRANDS INC X
LYDALL INC X
LANDEC CORP X
LABOR READY INC NEW X
MAPINFO CORP X
MEDAREX INC X
MRV COMMUNICATIONS INC X
MEASUREMENT SPECIALTIES INC X
<PAGE>
<TABLE>
<CAPTION>
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Name of Issuer Title of CUSIP Market Value SHRS Sole Shared Shared Other
Class Number (x$1,000) Defined Other Managers
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
MUSTANG COM INC 628188104 37,500.00 2,400 X
MTI TECHNOLOGY CORP 553903105 25,812.50 700 X
NCO GROUP INC 628858102 301,250.00 10,000 X
NEW HORIZONS WORLDWIDE INC 645526104 99,750.00 8,400 X
NOBEL LEARNING COMMUNITIES INC 654889104 188,500.00 26,000 X
NEWBRIDGE NETWORKS CORP 650901101 234,650.00 10,400 X
NEWBRIDGE NETWORKS CORP 650901101 667,850.00 29,600 X
NOVAMED EYECARE INC 66986W108 102,600.00 15,200 X
NAVIDEC INC. 63934Q101 84,000.00 7,000 X
NEWGEN RESULTS CORP 651359101 211,250.00 20,000 X
OPTIMEDIC MEDICAL TECHNOLOGIES OMTRST 7,322.92 77,083.33 X
ORACLE SYSTEMS CORP 68389XI05 7,625,853.13 68,050 X
ORACLE SYSTEMS CORP 68389X105 2,739,928.13 24,450 X
SCP POOL CORP 784028102 355,343.75 13,700 X
SCP POOL CORP 784028102 64,843.75 2,500 X
PHARMAPRINT INC 716950100 68,931.25 53,800 X
PORTAL SOFTWARE INC 736126103 2,098,650.00 20,400 X
PORTAL SOFTWARE INC 736126103 730,412.50 7,100 X
CALL CITIGROUP JAN 55 1729670AK 123,025.00 518 X
CALL CITIGROUP JAN 55 1729670AK 43,225.00 182 X
CALL HIBBETT SPORTING GOODS INC QDLJHIBBL 120,504.00 240 X
CALL PRINTRAK INTL INC QDLJJAFIS 88,222.50 250 X
CALL DIRECT FOCUS INC QDLJJDFXI 70,497.00 100 X
CALL AUTOMOTIVE INC QDLJJSAH2 128,355.00 500 X
CALL TARRANT APPAREL GROUP ODLJJTAG 64,526.00 550 X
CALL JAVELIN SYSTEMS INC QDLJJVLN5 58,152.00 800 X
CALL SONIC AUTOMOTIVE INC. QDLJSAH 106,964.00 400 X
CALL WHITE CAP INDS CORP QDLJWHCPF 46,701.90 270 X
CALL JAVELIN SYSTEMS INC QJVLNDLJF 8,079.00 100 X
CALL K SWISS INC QKSWISS 44,599.50 150 X
QWEST COMMUNICATIONS QWST 4,351,600.00 101,200 X
QWEST COMMUNICATIONS QWST 1,560,900.00 36,300 X
RAILAMERICA SERIES A CONV PFD RAILRSTD 581,280.00 22,400 X
RAILAMERICA SERIES A CONV PFD RAILRSTD 62,280.00 2,400 X
FILM ROMAN INC 317234102 1,718.75 1,100 X
RIBOZYME PHARMACEUTICALS INC 762567105 29,400.00 2,800 X
SONIC AUTOMOTIVE INC - CL A 83545G102 195,000.00 20,000 X
SONIC AUTOMOTIVE INC - CL A 83545G102 73,125.00 7,500 X
</TABLE>
<PAGE>
------------------------------------ ---------------------
Column 1 Column 8
------------------------------------ ---------------------
Name of Issuer Sole Shared None
------------------------------------ ---------------------
MUSTANG COM INC X
MTI TECHNOLOGY CORP X
NCO GROUP INC X
NEW HORIZONS WORLDWIDE INC X
NOBEL LEARNING COMMUNITIES INC X
NEWBRIDGE NETWORKS CORP X
NEWBRIDGE NETWORKS CORP X
NOVAMED EYECARE INC X
NAVIDEC INC. X
NEWGEN RESULTS CORP X
OPTIMEDIC MEDICAL TECHNOLOGIES X
ORACLE SYSTEMS CORP X
ORACLE SYSTEMS CORP X
SCP POOL CORP X
SCP POOL CORP X
PHARMAPRINT INC X
PORTAL SOFTWARE INC X
PORTAL SOFTWARE INC X
CALL CITIGROUP JAN 55 X
CALL CITIGROUP JAN 55 X
CALL HIBBETT SPORTING GOODS INC X
CALL PRINTRAK INTL INC X
CALL DIRECT FOCUS INC X
CALL AUTOMOTIVE INC X
CALL TARRANT APPAREL GROUP X
CALL JAVELIN SYSTEMS INC X
CALL SONIC AUTOMOTIVE INC. X
CALL WHITE CAP INDS CORP X
CALL JAVELIN SYSTEMS INC X
CALL K SWISS INC X
QWEST COMMUNICATIONS X
QWEST COMMUNICATIONS X
RAILAMERICA SERIES A CONV PFD X
RAILAMERICA SERIES A CONV PFD X
FILM ROMAN INC X
RIBOZYME PHARMACEUTICALS INC X
SONIC AUTOMOTIVE INC - CL A X
SONIC AUTOMOTIVE INC - CL A X
<PAGE>
<TABLE>
<CAPTION>
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
Name of Issuer Title of CUSIP Market Value SHRS Sole Shared Shared Other
Class Number (x$1,000) Defined Other Managers
------------------------------------ ---------- ------------ -------------- ------------ ----------------------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SAUCONY INC-CL A 804120103 618,025.00 41,900 X
SAUCONY INC-CL B 804120202 41,625.00 3,000 X
***SELECT SOFTWARE TOOLS LTD 816200109 21,810.00 363,500 X
SOLECTRON CORP 834182107 3,200,956.25 33,650 X
SOLECTRON CORP 834182107 1,127,231,25 11,850 X
***SOLUCORP INDUSTRIES LTD 83437C102 10,500.00 105,000 X
TAG-IT PACIFIC INC 873774103 194,062.50 34,500 X
TARRANT APPAREL GROUP 876289109 44,275.00 4,600 X
TARGETED GENETICS CORP 87612M108 59,062.50 15,000 X
TRANSLATION GROUP LTD 893745109 172,781.25 48,500 X
WTS TRANSLATION GROUP LTD 893745117 86,133.43 122,500 X
TOPPS CO INC 890786106 20,750.00 2,000 X
TRANSCRYPT INTERNATIONAL INC 89363AI01 60,000.00 20,000 X
TRIMERIS INC 896263100 89,775.00 3,800 X
TRIMERIS INC 896263100 177,187.50 7,500 X
TROY GROUP INC 89733N106 3,000.00 200 X
VERISITY LTD PVT PLCMNT VER.PP 50,004.38 6,789 X
VERISITY LTD PVT PLCMNT VER.PP 449,995.22 61,095 X
VIRATA RESTRICTED VRATARSTD 477,731.13 15,991 X
VIRATA RESTRICTED VRATARSTD 3,184,973.75 106,610 X
VIRATA CORP 927646109 403,312.50 13,500 X
VIRATA CORP 927646109 1,132,262.50 37,900 X
WORLD COMMERCE ONLINE INC 98144R101 -104,250.00 -6,000 X
WORLD COMMERCE ONLINE INC 98144R101 -34,750.00 -2000 X
WORLD COMMERCE ONLINE INC WCOL.PP 3,909,375.00 225,000 X
WORLD COMMERCE ONLINE INC WCOL.PP 1,954,687.50 112,500 X
WHITE CAPITAL INDUSTRIES CORP 963505102 136,500.00 9,100 X
WHITE CAPITAL INDUSTRIES CORP 963505102 13,500.00 900 X
WHITE ELECTRIC DESIGNS CORP WHT 10,925.00 2,300 X
XYBERNAUT CORP 984149104 111,262.50 20,700 X
***VENATOR GROUP INC 922944103 241,500.00 34,500 X
I ***ZINDART LTD-SPONSORED ADR 989597109 184,937.50 26,900 X
TOTAL 143,879,211.99
</TABLE>
<PAGE>
------------------------------------ ---------------------
Column 1 Column 8
------------------------------------ ---------------------
Name of Issuer Sole Shared None
------------------------------------ ---------------------
SAUCONY INC-CL A X
SAUCONY INC-CL B X
***SELECT SOFTWARE TOOLS LTD X
SOLECTRON CORP X
SOLECTRON CORP X
***SOLUCORP INDUSTRIES LTD X
TAG-IT PACIFIC INC X
TARRANT APPAREL GROUP X
TARGETED GENETICS CORP X
TRANSLATION GROUP LTD X
WTS TRANSLATION GROUP LTD X
TOPPS CO INC X
TRANSCRYPT INTERNATIONAL INC X
TRIMERIS INC X
TRIMERIS INC X
TROY GROUP INC X
VERISITY LTD PVT PLCMNT X
VERISITY LTD PVT PLCMNT X
VIRATA RESTRICTED X
VIRATA RESTRICTED X
VIRATA CORP X
VIRATA CORP X
WORLD COMMERCE ONLINE INC X
WORLD COMMERCE ONLINE INC X
WORLD COMMERCE ONLINE INC X
WORLD COMMERCE ONLINE INC X
WHITE CAPITAL INDUSTRIES CORP X
WHITE CAPITAL INDUSTRIES CORP X
WHITE ELECTRIC DESIGNS CORP X
XYBERNAUT CORP X
***VENATOR GROUP INC X
I ***ZINDART LTD-SPONSORED ADR X
TOTAL
