<PAGE>
UNITED STATES
SECURITES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the quarter ended December 31, 1999
ALLEGHENY ENERGY, INC.
(Name of registered holding company)
10435 Downsville Pike, Hagerstown, Maryland 21740-1766
(Address of principal executive offices)
Inquiries concerning this Form U-9C-3 should be directed to:
Thomas J. Kloc
Allegheny Energy, Inc.
10435 Downsville Pike
Hagerstown, MD 21740-1766
(301) 665-2711
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ITEM 1 - ORGANIZATION CHART
<TABLE>
<CAPTION>
Name Energy Date of State Percentage
of Reporting gas-related Organization Of of Voting
Company Company Organization Securities Held
<S> <C> <C> <C> <C>
Allegheny Energy, Inc. (1)
Allegheny Ventures (2)
Inc.
Allegheny Energy (3) July 23, 1997 Delaware 100
Solutions, Inc.
</TABLE>
Nature of Business:
(1) Allegheny Energy, Inc. holds
directly all of the outstanding
securities in Allegheny Ventures, Inc.
(2) Allegheny Ventures, Inc. holds directly
all of the outstanding securities in
Allegheny Energy Solutions, Inc.
(3) Previously, Allegheny Energy Solutions,
Inc. marketed electric power generation
within the scope of the Pennsylvania
retail customer choice pilot program.
Allegheny Energy Solutions, Inc.
currently develops competitive generation
solutions (i.e. distribted generation,
cogeneration, prime power, green power,
and UPS) for customers through products
such as reciprocating generators,
microtrbines, steam turbines, combustion
turbines, fuel cells, wind turbines, and
solar cells.
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ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
Company Company Amount
Contributing Receiving Of Capital
Capital Capital Contribution
<TABLE>
<CAPTION>
<S> <C> <C> <C>
Allegheny Ventures, Allegheny Energy Solutions, Inc. $ 1,000 100 Shares of Common Stock
Inc.
Allegheny Ventures, Allegheny Energy Solutions, Inc. $ 5,342,788 Capital Contributions
Inc.
</TABLE>
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions performed by reporting companies on behalf of
associate companies
Reporting Associate
Company Company Types of Direct Indirect Cost Total
Rendering Receiving Services Costs Costs Of Amount
Services Services Rendered Charged Charged Capital Billed
No services have been provided by the reporting
company to associate companies to date.
Part II - Transactions performed by associate companies on
behalf of reporting companies
Associate Reporting
Company Company Types of Direct Indirect Cost Total
Rendering Receiving Services Costs Costs Of Amount
Services Services Rendered Charged Charged Capital Billed
Allegheny Allegheny Technical $ 8,762 - - $ 8,762
Energy Energy support;
Service Solutions, planning &
Corporation Inc. implementation
of financial
programs;
counsel on
corporate,
legal and
regulatory
matters;
general and
administrative
services
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ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related
companies:
Total consolidated December $4,023,788,000 line 1
capitalization as of 31, 1999
Total capitalization multiplied by 15%
(line 1 multiplied by 0.15) $ 603,568,200 line 2
Greater of $50 million or line 2 $ 603,568,200 line 3
Total current aggregate investment:
(categorized by major line of
energy-related business)
Allegheny Energy Solutions, Inc. $ 470,445
Total current aggregate
investment $ 470,445 line 4
Difference between the greater of $50 million or
15% of capitalization and the total
aggregate investment of the registered holding
company system
(line 3 less line 4) $603,097,755 line 5
Investments in gas-related companies:
None
ITEM 5 - OTHER INVESTMENTS
Major Line Other Other
of Energy- Investment Investment Reason for Difference
Related in Last in This in Other Investment
Business U-9C-3 Report U-9C-3 Report
None
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ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
Allegheny Energy Solutions, Inc. Statement of Income
for the Quarter and Year-to-date ended December 31, 1999.
Allegheny Energy Solutions, Inc. Balance Sheet as of
December 31, 1999.
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Signature
Pursuant to the requirements of the Public Utilities
Holding Company Act of 1935, Allegheny Energy, Inc. has duly
caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
ALLEGHENY ENERGY, INC.
/s/ Thomas J. Kloc
Thomas J. Kloc
(Chief Accounting Officer)
March 23, 2000
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ALLEGHENY ENERGY SOLUTIONS, INC.
STATEMENT OF INCOME
FOR THE PERIOD ENDED DECEMBER 31, 1999
Three Months EndYear To Date Ended
December 31, 199December 31, 1999
OPERATING REVENUES: $0 $3,013,109
Residential 0 (81,368)
Commercial 0 (1,480,199)
Industrial 0 3
Wholesale and Other 0 1,451,545
Total Operating Revenues
OPERATING EXPENSES:
Power costs:
Purchased Power 0 1,247,941
Customer Accounting & Services 2,072,118 2,373,671
Administrative & General 44,537 311,747
Total Operation & Maintenance 2,116,655 3,933,359
Depreciation
Taxes other than income taxes 0 64,603
Federal and state income taxes (740,830) (845,911)
Total Operating Expenses 1,375,825 3,152,051
Operating Income (1,375,825) (1,700,506)
Other Income, Net 28,200 36,627
Interest Charges 0 28,169
Net Income ($1,347,625) ($1,692,048)
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ALLEGHENY ENERGY SOLUTIONS, INC.
BALANCE SHEET
As of December 31, 1999
Assets
Property, Plant and Equipment:
At Original Cost $0
Current assets:
Cash 243,710
Accounts Receivable:
Other 2,093,696
Allowance for Uncollectibles (2,093,696)
Accounts Receivable - Affiliates 20,518
Prepaid Taxes 735,777
Total Assets 1,000,005
Capitalization and Liabilities
Capitalization:
Common stock $1,000
Other paid-in capital 5,342,788
Retained earnings (4,873,343)
470,445
Current liabilities:
Accounts payable - Affiliated 1,970
Accounts payable - Other 7,410
Taxes accrued:
Other 148,916
158,295
Deferred credit and liabilities
Other 371,265
Total Capitalization and Liabilities $1,000,005
