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Previous: ESOFT INC, S-8, 1999-11-17 |
Next: COMMUNITY WEST BANCSHARES /, 4, 1999-11-17 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/99
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Gelfand/Maxus Asset Management Inc.
Address: 1301 East Ninth Street, Suite 3600
Cleveland, Ohio 44114-1800
_________________________________________
Form 13F File Number: 28-04253
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered
integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Robert W. Curtin
Title: Secretary
Phone: (216) 687-1000
Signature, Place, and Date of Signing:
_____________________ Cleveland, Ohio
11/11/99
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in
this report and a portion are reported by other
reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 393
Form 13F Information Table Value Total: $ 406,875
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with
respect to which this report is filed, other than the
manager filing this report.
[If there are no entries in this list, state "NONE" and omit
the column headings and list entries.]
No. Form 13F File Number Name
____ 28-04253 ____________________
[Repeat as necessary.]
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Pacificorp QUIDs PRD 695114611 250 10000 PRN SOLE 10000
Texaco Cap Adj Rate PRD P9132Z115 211 11000 PRN SOLE 11000
Equity Income Fund Unit 2nd S& 70 25276.000SH SOLE 25276.000
Fidelity Advisor High Yield Fu 143 12779.956SH SOLE 12779.956
NC Investsment Funds - Capital 157 157080.200SH SOLE 157080.200
Vanguard Balanced Index Fund 921931101 1140 61641.652SH SOLE 50217.431 11424.221
Vanguard Fixed Income ST Corp 922031406 434 40986.404SH SOLE 37799.497 3186.907
ACM Government Spectrum COM 000917104 654 119000 SH SOLE 119000
Blackrock Income COM 09247F100 431 69000 SH SOLE 69000
Blackrock North American Gover COM 092475102 352 35000 SH SOLE 35000
Debt Strategies II COM 242901106 688 91000 SH SOLE 91000
First Commonwealth COM 31983F102 466 46000 SH SOLE 46000
Hyperion 1999 COM 448913103 598 84000 SH SOLE 84000
Hyperion 2002 COM 448915108 368 45000 SH SOLE 45000
Income Opportunities Fund 1999 COM 45333P107 113 11540 SH SOLE 11540
Kemper Multi Market COM 48842B106 612 71000 SH SOLE 71000
MFS Government + Markets COM 552939100 1106 180500 SH SOLE 180500
MFS Intermediate COM 55273C107 516 81000 SH SOLE 81000
Putnam Premier Income Tr Sh Be COM 746853100 136 19818 SH SOLE 19818
Strategic Global COM 862719101 584 57000 SH SOLE 57000
Templeton Global Governments COM 879929107 63 10000 SH SOLE 10000
A. Schulman COM 808194104 3646 213700 SH SOLE 213700
AT&T Corp Com COM 001957109 1663 38238 SH SOLE 37938 300
Abbott Labs COM 002824100 498 13570 SH SOLE 12520 1050
Advanced Micro Devices COM 007903107 801 46600 SH SOLE 46100 500
Agco COM 001084102 578 44500 SH SOLE 37500 7000
Alcatel Alsthom - ADS COM 013904305 444 16000 SH SOLE 16000
Allen Telecom COM 018091108 2315 237450 SH SOLE 237450
Allou Health and Beauty Care I COM 019782101 337 62700 SH SOLE 61200 1500
Allstate Corp COM 020002101 244 9796 SH SOLE 9796
Alltel Corporation COM 020039103 212 3008 SH SOLE 3008
Amcast COM 023395106 1311 98500 SH SOLE 98500
American Electric Power COM 025537101 911 26700 SH SOLE 26700
American Express COM 025816109 2481 18375 SH SOLE 18375
425 3150 SH OTHER 3150
American General COM 026351106 1385 21900 SH SOLE 21900
American Greetings CL A COM 026375105 380 14750 SH SOLE 14750
American Home Products COM 026609107 483 11650 SH SOLE 11650
American International Group COM 026874107 751 8635 SH SOLE 7979 656
Ameritech Corp. COM 030954101 298 4470 SH SOLE 4470
Ameron COM 030710107 1021 21750 SH SOLE 21750
Amgen Inc. COM 031162100 538 6600 SH SOLE 5900 700
Andersons COM 034164103 621 71000 SH SOLE 71000
Angelica COM 034663104 2412 209699 SH SOLE 204899 4800
Apache COM 037411105 432 10000 SH SOLE 8000 2000
Applied Industrial Technologie COM 03820C105 5672 315123 SH SOLE 313123 2000
18 1000 SH OTHER 1000
Associated Estates COM 045604105 2172 236396 SH SOLE 236396
Atlanta Sosnoff Capital COM 046499109 424 59500 SH SOLE 59500
Atlantic Richfield Co COM 048825103 2936 33124 SH SOLE 32874 250
Aviall COM 05366b102 246 24000 SH SOLE 24000
B P Amoco Plc Spons ADR COM 055622104 1754 15825 SH SOLE 15429 396
Baker Hughes Inc. COM 057224107 1771 61060 SH SOLE 61060
Baldwin Piano COM 058246109 264 37000 SH SOLE 37000
Bank One COM 059438101 592 17016 SH SOLE 17016
Bank of America COM 060505104 297 5335 SH SOLE 5335
Bard,C.R. COM 067383109 898 19075 SH SOLE 19075
Barringer Tech COM 068509603 51 10000 SH SOLE 10000
Bausch & Lomb COM 071707103 977 14810 SH SOLE 14810
Baxter Int'l COM 071813109 915 15180 SH SOLE 15180
Bell Atlantic Corp. COM 077853109 391 5808 SH SOLE 5808
Bell Inds Inc COM 078107109 1229 281000 SH SOLE 281000
BellSouth Corp COM 079860102 272 6038 SH SOLE 6038
Berkshire Hathaway Inc Cl A COM 084670108 165 3 SH SOLE 3
550 10 SH OTHER 10
Berkshire Realty COM 084710102 252 21000 SH SOLE 21000
Bindley Western Inds COM 090324104 1173 81933 SH SOLE 81933
Birmingham Steel COM 091250100 1077 141200 SH SOLE 141200
Bluegreen COM 096231105 47 10000 SH SOLE 10000
Bob Evans COM 096761101 5419 266764 SH SOLE 264024 2740
Boykin Lodging COM 103430104 2853 215300 SH SOLE 210300 5000
1563 118000 SH OTHER 118000
Bristol Myers Squibb Co. COM 110122108 4707 69740 SH SOLE 69740
121 1800 SH OTHER 1800
Brown & Sharpe Mfg Company Cla COM 115223109 57 23900 SH SOLE 23900
Brush Wellman COM 117421107 2244 152800 SH SOLE 152800
CBS COM 12490k107 254 5500 SH SOLE 5500
CISCO Systems Inc. COM 17275R102 1602 23380 SH SOLE 23380
Cadbury Schweppes PLC DR COM 127209302 554 20000 SH SOLE 20000
Callaway Golf COM 131193104 469 38500 SH SOLE 38500
Campbell Resources COM 134422104 151 440000 SH SOLE 440000
Chart Industries COM 16115Q100 726 147000 SH SOLE 147000
Charter One Financial COM 160903100 1600 69168 SH SOLE 69168
Chase Manhattan Corp COM 16161A108 362 4800 SH SOLE 4800
Checkpoint Systems COM 162825103 942 101200 SH SOLE 94200 7000
Cigna Corp. COM 125509109 416 5350 SH SOLE 5350
Cincinnati Bell COM 171870108 812 41800 SH SOLE 41800
Cincinnati Financial COM 172062101 728 19405 SH SOLE 19405
2812 75000 SH OTHER 75000
Citigroup COM 172976101 744 16920 SH SOLE 14370 2550
Citizens Utilities COM 177342201 793 70079 SH SOLE 63079 7000
Clarcor COM 179895107 1025 60950 SH SOLE 60950
Coherent COM 192479103 523 23500 SH SOLE 23500
Colgate Palmolive COM 194162103 224 4900 SH SOLE 4900
Commercial Intertech COM 201709102 926 76750 SH SOLE 76750
Compaq Computer COM 204493100 1189 51960 SH SOLE 49650 2310
Consolidated Natural Gas Co COM 209615103 230 3694 SH SOLE 3194 500
Consolidated Stores COM 210149100 2297 104093 SH SOLE 104093
Convergys Corp COM 212485106 987 49800 SH SOLE 49800
Cooper Tire COM 216831107 2450 139000 SH SOLE 139000
Corning COM 219350105 361 5259 SH SOLE 5259
Corrpro COM 220317101 1165 194125 SH SOLE 194125
Cross,A.T. COM 227478104 55 13000 SH SOLE 13000
Curtiss Wright COM 231561101 226 7000 SH SOLE 5500 1500
Cybex International COM 23252E106 35 10000 SH SOLE 10000
DIY Home Warehouse COM 23321D105 10 15000 SH SOLE 15000
DPL Corp. COM 233293109 375 21250 SH SOLE 21250
Dana Corp. COM 235811106 1861 50130 SH SOLE 49830 300
Datatrak COM 238134100 271 68167 SH SOLE 68167
Datum COM 238208102 939 138500 SH SOLE 138500
Deere & Company COM 244199105 1924 49740 SH SOLE 49010 730
Delphi Automotive Sys COM 247126105 218 13556 SH SOLE 13556
Developers Div COM 196 14000 SH SOLE 14000
Developers Diversified Realty COM 251591103 1135 81100 SH SOLE 76100 5000
Dexter COM 252165105 3793 101663 SH SOLE 100348 1315
Diebold COM 253651103 2744 118638 SH SOLE 115713 2925
Donna Karan COM 257826107 127 15000 SH SOLE 15000
Dow Chemical COM 260543103 973 8560 SH SOLE 8560
Dun & Bradstreet Corp New COM 26483b106 2387 79883 SH SOLE 78883 1000
E I DuPont COM 263534109 843 13928 SH SOLE 13228 700
EG&G COM 268457108 5941 149459 SH SOLE 149059 400
Eastman Kodak COM 277461109 3725 49250 SH SOLE 48085 1165
Eaton Corp COM 278058102 1378 15962 SH SOLE 15962
El Paso Energy Corporation COM 283905107 2640 65600 SH SOLE 65600
Elder Beerman Stores COM 284470101 280 44000 SH SOLE 44000
Emerson Electric COM 291011104 267 4230 SH SOLE 4230
Equity Inns COM 294703103 173 20300 SH SOLE 20300
Esco Electronics COM 269030201 138 12410 SH SOLE 12410
Exxon Corp COM 302290101 2471 32516 SH SOLE 32516
Fairchild Corp Cl A COM 303698104 1387 135300 SH SOLE 130300 5000
Federal Natl Mtg Assn COM 313586109 537 8565 SH SOLE 7965 600
Ferro Corporation COM 315405100 2206 103500 SH SOLE 103500
First Merit Bancorp COM 337915102 1388 54692 SH SOLE 54692
51 2000 SH OTHER 2000
First Sec Corp COM 336294103 302 12700 SH SOLE 12700
5462 230000 SH OTHER 230000
First Team Sports COM 337157101 572 333000 SH SOLE 333000
First Union COM 337358105 266 7468 SH SOLE 7468
First Union Real Estate COM 337400105 2309 461884 SH SOLE 459884 2000
Firstar Corp COM 33763V109 236 9200 SH SOLE 7200 2000
886 34560 SH OTHER 34560
Flow International COM 343468104 847 83700 SH SOLE 83700
Ford COM 345370100 372 7400 SH SOLE 7400
Fort James Corp COM 347471104 942 35280 SH SOLE 35280
Foster L B COM 350060109 237 50000 SH SOLE 50000
Foundation Health Systems COM 350404109 198 21000 SH SOLE 21000
Frisch's Restaurants,Inc. COM 358748101 809 86267 SH SOLE 86267
Frontier Insurance Group COM 359081106 457 52200 SH SOLE 47200 5000
GTE Corp. COM 362320103 4038 52523 SH SOLE 52523
Gannett COM 364730101 304 4400 SH SOLE 4400
GenCorp COM 368682100 1312 71645 SH SOLE 71645
General Electric COM 369604103 2674 22554 SH SOLE 21954 600
General Motors COM 370442105 3296 52370 SH SOLE 52220 150
Gensci Regeneration Sciences I COM 37244v109 63 56000 SH SOLE 56000
Geon Company COM 37246W105 644 25000 SH SOLE 25000
Gibson Greetings COM 374827103 3331 627073 SH SOLE 625873 1200
Glaxo Wellcome PLC ADR COM 377327309 208 4000 SH SOLE 4000
Gliatech COM 37929C103 423 24700 SH SOLE 24700
Goodrich COM 382388106 754 26000 SH SOLE 24000 2000
Goodyear Tire & Rubber COM 382550101 395 8200 SH SOLE 8200
Gorman Rupp COM 383082104 756 48750 SH SOLE 48750
Great Lakes Bancorp COM 361778103 540 60000 SH SOLE 60000
463 51500 SH OTHER 51500
Great Lakes Chemical COM 390568103 796 20900 SH SOLE 19400 1500
Hanna M.A. COM 410522106 2038 179172 SH SOLE 179172
Harris Corp COM 413875105 3302 119515 SH SOLE 116075 3440
Hartford Financial Services Gr COM 416515104 478 11700 SH SOLE 11700
Hawk Group COM 420089104 1000 190500 SH SOLE 190500
Hewlett Packard COM 428236103 800 8820 SH SOLE 8820
Hibernia Corp Cl A COM 428656102 116 10000 SH SOLE 10000
Hologic COM 310 76800 SH SOLE 74800 2000
Home Depot Inc. COM 437076102 299 4350 SH SOLE 2950 1400
Huffy COM 444356109 2133 216000 SH SOLE 216000
Humana Inc COM 444859102 575 83700 SH SOLE 82200 1500
Huntington Bancshares COM 446150104 1328 50001 SH SOLE 43104 6897
IBM Corp. COM 459200101 7783 64323 SH SOLE 63523 800
Input\Output COM 457652105 1098 165700 SH SOLE 162700 3000
Intel COM 458140100 1369 18425 SH SOLE 16275 2150
Intelligroup COM 45816a106 132 18100 SH SOLE 18100
Intergraph COM 458683109 446 83000 SH SOLE 83000
International Paper COM 460146103 593 12340 SH SOLE 12340
International Total Services COM 460499106 0 149500 SH SOLE 149500
0 18000 SH OTHER 18000
Invacare COM 461203101 4043 206682 SH SOLE 203802 2880
196 10000 SH OTHER 10000
Jo-Ann Stores Cl B COM 47758P208 1201 106200 SH SOLE 106200
Johnson & Johnson COM 478160104 356 3870 SH SOLE 3870
Jostens COM 481088102 549 28700 SH SOLE 28700
K Mart Co COM 482584109 1471 125850 SH SOLE 125350 500
KLA-Tencor Corp COM 482480100 175 2700 SH SOLE 600 2100
58 900 SH OTHER 900
Kaneb Services COM 267 55500 SH SOLE 55500
Kaneb Svcs Inc COM 144 30000 SH SOLE 30000
Kansas City Power & Light COM 485134100 1236 51100 SH SOLE 51100
Keithley Instruments COM 487584104 2050 144500 SH SOLE 144500
KeyCorp COM 493267108 5752 222854 SH SOLE 222854
LSI Logic COM 502161102 234 4500 SH SOLE 4500
LTV Corp. COM 501921100 239 44000 SH SOLE 44000
Lamson & Sessions Co. COM 513696104 695 134000 SH SOLE 134000
Lasalle Holdings COM g5383q101 444 32000 SH SOLE 29000 3000
Lehman Brothers Holdings COM 524908100 496 8500 SH SOLE 8500
18 300 SH OTHER 300
Lesco COM 526872106 1585 118500 SH SOLE 118500
Lincoln Electric Co COM 533900106 1198 57750 SH SOLE 57750
Lone Star Steakhouse COM 542307103 85 11000 SH SOLE 11000
Lowes Companies COM 548661107 385 7900 SH SOLE 7900
Lubrizol COM 549271104 2129 82884 SH SOLE 82884
Lucent Technologies Inc COM 549463107 577 8887 SH SOLE 8887
MBNA Corp COM 55262L100 255 11190 SH SOLE 7940 3250
23 1000 SH OTHER 1000
Mallinckrodt, Inc. COM 561232109 3819 126511 SH SOLE 124541 1970
Martin Industries COM 57326k102 155 80000 SH SOLE 80000
Masco Corp COM 574599106 533 17180 SH SOLE 17180
Materials Science COM 576674105 1924 144496 SH SOLE 144496
Maxwell Technologies Inc COM 577767106 191 14700 SH SOLE 14000 700
Mazel Stores Inc. COM 578792103 538 57400 SH SOLE 57400
McKesson HBOC Inc COM 58155q103 326 11250 SH SOLE 11250
Mci Worldcom COM 55268b106 505 7029 SH SOLE 6429 600
Mead Corp COM 582834107 440 12800 SH SOLE 12800
Merck & Co. COM 589331107 616 9500 SH SOLE 9300 200
117 1800 SH OTHER 1800
Mercury General Corp. COM 589400100 812 29475 SH SOLE 28065 1410
Metropolitan Finl Corp Ohio COM 59189N108 357 53900 SH OTHER 53900
Michael Anthony Jewelers COM 594060105 720 240100 SH SOLE 240100
Microsoft COM 594918104 609 6720 SH SOLE 6720
Mid American Waste Sys Inc COM 59523F100 0 13000 SH SOLE 13000
Milacron COM 598709103 1349 76000 SH SOLE 76000
Millennium Chemicals COM 599903101 513 25105 SH SOLE 25105
Minnesota,Mining & Mfg. COM 604059105 444 4625 SH SOLE 4475 150
Mirage Resorts Inc COM 60462E104 1316 94000 SH SOLE 89000 5000
Mobil Corp. COM 607059102 662 6566 SH SOLE 6566
Morgans Foods Inc COM 616900106 55 16824 SH SOLE 16824
Motorola Corp. COM 620076109 711 8085 SH SOLE 7885 200
NCR Corp COM 62886E108 1308 39550 SH SOLE 39550
NCS Healthcare COM 628874109 646 246000 SH SOLE 245000 1000
National Auto Credit Inc. COM 632900106 60 80449 SH SOLE 80449
National City Corp. COM 635405103 2760 103418 SH SOLE 103418
National Discount Brokers COM 635646102 304 11500 SH SOLE 11500
National Steel B COM 637844309 69 10000 SH SOLE 10000
Nexel Therapeutics COM 65332H104 14 10000 SH SOLE 10000
Nord Resources COM 655555100 21 55500 SH SOLE 55500
Northwest Pipe COM 667746101 166 10700 SH SOLE 10700
OM Group COM 670872100 748 19500 SH SOLE 19500
Occidental Petroleum Corp COM 674599105 815 35233 SH SOLE 35233
Officemax COM 67622M108 883 151950 SH SOLE 151950
9 1500 SH OTHER 1500
Oglebay Norton COM 677007106 1145 55500 SH SOLE 55500
Olsten Corp COM 681385100 1960 187800 SH SOLE 186300 1500
Olympic Steel COM 68162K106 2709 471195 SH SOLE 471195
Omnicare COM 681904108 602 62500 SH SOLE 62500
Oneida COM 682505102 330 13850 SH SOLE 13850
Oracle Systems Corp COM 68389X105 351 7725 SH SOLE 7725
Orthologic COM 68750j107 113 38000 SH SOLE 38000
PE Corp Com PE Biosystems Grou COM 69332s102 303 4200 SH SOLE 4200
Parker Hannifin COM 701094104 2734 61000 SH SOLE 61000
22 500 SH OTHER 500
Parlux Fragrance COM 701645103 35 15000 SH SOLE 15000
Patina Oil & Gas COM 703224105 1651 186000 SH SOLE 186000
Penny (J.C.) COM 708160106 2678 77623 SH SOLE 76198 1425
Pennzoil-Quaker State Co COM 709323109 2458 194689 SH SOLE 193279 1410
19 1500 SH OTHER 1500
PepsiCo COM 713448108 482 15800 SH SOLE 14800 1000
Perceptron COM 71361F100 1597 456400 SH SOLE 454400 2000
Petsmart Inc COM 716768106 324 87000 SH SOLE 87000
Pfizer Inc COM 717081103 860 23983 SH SOLE 22783 1200
Pier One Imports Inc COM 720279108 761 116000 SH SOLE 106000 10000
Pioneer Standard COM 723877106 7753 539322 SH SOLE 528997 10325
29 2000 SH OTHER 2000
Positron Corp COM 737397109 25 40000 SH SOLE 40000
Procter & Gamble COM 742718109 480 5115 SH SOLE 4965 150
Provident Financial Group Inc COM 743866105 431 11812 SH SOLE 11812
RG Barry COM 068798107 1292 211000 SH SOLE 211000
RGS Energy Group COM 74956K104 562 22950 SH SOLE 22950
RPM COM 749685103 1888 154907 SH SOLE 152282 2625
18 1463 SH OTHER 1463
RSTK Hydrologic Inc COM 448998237 0 200500 SH SOLE 200500
Rawlings Sporting Goods Co COM 754459105 307 33000 SH SOLE 33000
Repap Enterprises Inc COM 76026M309 1 10000 SH SOLE 10000
Reynolds & Reynolds COM 761695105 1345 66000 SH SOLE 65000 1000
Roadway Express COM 769742107 1211 60000 SH SOLE 60000
Rocky Shoes & Boots COM 774830103 965 148500 SH SOLE 148500
Royal Appliance COM 780076105 2046 409300 SH SOLE 409300
10 2000 SH OTHER 2000
Royal Dutch Pete Co NY Registr COM 780257705 952 16120 SH SOLE 16120
S&P Depositary Receipts Trust COM 78462f103 5221 40550 SH SOLE 32500 8050
Saint Joe COM 790148100 602 27900 SH SOLE 24700 3200
Salient 3 Communications COM 794721100 282 52200 SH SOLE 51000 1200
Sara Lee COM 803111103 319 13635 SH SOLE 13635
Scheid Vineyards Class A COM 806403101 46 10000 SH SOLE 10000
Schering Plough Corp COM 806605101 611 14010 SH SOLE 14010
Schlumberger Limited COM 806857108 1406 22560 SH SOLE 21760 800
Scott Technologies COM 810022301 2238 115500 SH SOLE 115500
Scotts Co Cl A COM 810186106 831 24000 SH SOLE 24000
Second Bancorp Inc COM 813114105 786 29400 SH SOLE 29400
Sherwin Williams COM 824348106 1007 48095 SH SOLE 47455 640
Shiloh Industries COM 824543102 1089 99000 SH SOLE 99000
Silicon Valley Group COM 827066101 1273 108300 SH SOLE 106150 2150
Sky Financial Group COM 83080p103 274 11700 SH OTHER 11700
Smucker J.M. COM 832696207 900 49000 SH SOLE 49000
Snap On Tools COM 833034101 712 21900 SH SOLE 21400 500
SouthTrust Corporation COM 844730101 1543 43001 SH SOLE 43001
Spacelabs Medical COM 846247104 210 14000 SH SOLE 14000
Sports Authority COM 849176102 128 40000 SH SOLE 40000
Standard & Poors 400 Depositar COM 595635103 3375 47000 SH SOLE 47000
Standard Microsystems COM 853626109 143 15500 SH SOLE 15500
Standard Microsystems COM 853626109 203 22000 SH SOLE 22000
Standard Register COM 853887107 3447 146700 SH SOLE 145900 800
State Auto Financial COM 855707105 1660 162000 SH SOLE 162000
Steris COM 859152100 2110 153450 SH SOLE 153450
102 7400 SH OTHER 7400
Stoneridge COM 86183p102 1737 100000 SH SOLE 100000
Strategic Distribution COM 862701208 375 122500 SH SOLE 122500
Structural Dynamics COM 863555108 1275 85000 SH SOLE 85000
Sun Microsystems COM 866810104 268 2880 SH SOLE 2880
Sun Television COM 866881105 1 132000 SH SOLE 132000
Super Value COM 868536103 1797 81450 SH SOLE 80450 1000
TRW Inc COM 872649108 785 15769 SH SOLE 15519 250
Tektronix Inc. COM 879131100 1866 55700 SH SOLE 55700
Telxon COM 879700102 842 100500 SH SOLE 100500
Tenneco COM 88037e101 513 30200 SH SOLE 28200 2000
Texaco COM 881694103 271 4296 SH SOLE 3796 500
The Limited COM 532716107 2232 58344 SH SOLE 58344
Thomas & Betts Corp. COM 884315102 2934 57524 SH SOLE 55844 1680
Thor Industries COM 885160101 1090 42750 SH SOLE 42750
Timken COM 887389104 1833 113700 SH SOLE 113700
Tultex COM 899900104 11 35000 SH SOLE 35000
Ultrak COM 903898401 202 34000 SH SOLE 34000
Ultramar Diamond Shamrock COM 904000106 1680 65889 SH SOLE 65889
Union Pacific COM 907818108 300 6235 SH SOLE 5585 650
United Technologies COM 913017109 1382 23300 SH SOLE 23300
Value City Dept. Stores COM 920387107 2617 174500 SH SOLE 174500
Vodaphone Group Plc COM 92857t107 743 3126 SH SOLE 3126
Walmart COM 931142103 409 8600 SH SOLE 8600
Walt Disney Co. COM 254687106 288 11071 SH SOLE 11071
Warner Lambert Co. COM 934488107 303 4560 SH SOLE 3960 600
Waterlink Inc COM 94155n105 223 85000 SH SOLE 85000
Webster Financial Corp Conn COM 947890109 204 8000 SH OTHER 8000
Wells Fargo & Co. COM 949740104 234 5900 SH SOLE 4900 1000
Wendy's COM 950590109 4916 185500 SH SOLE 185500
Western Resources Inc COM 959425109 395 18500 SH SOLE 18500
Worthington Foods COM 981809106 1372 96274 SH SOLE 96274
Worthington Ind. COM 981811102 1567 92500 SH SOLE 92500
Wyndham International COM 983101106 618 235500 SH SOLE 225500 10000
Xerox Corp. COM 984121103 3734 89040 SH SOLE 87490 1550
Zapata COM 989070503 90 18100 SH SOLE 18100
Blackrock 3.75% (28 day 10/26/ PRD 09247M303 50 50000 SH SOLE 50000
Blackrock 3.95 % (28 day 10/26 PRD 1125 45 SH SOLE 45
Main Line Health 3.70% (35 da PRD 50 50000 SH SOLE 50000
Munivest Ser 'A' 3.40% (28 day PRD 626299200 50 50000 SH SOLE 50000
Muniyield 'B' 3.75% (28 day 10 PRD 62630E305 50 50000 SH SOLE 50000
Muniyield 'D' 3.467% (28 day 1 PRD 62630E503 75 75000 SH SOLE 75000
Royce Value Trust $2.00 PRD 780910204 716 29200 SH SOLE 29200
VKM Ser 'B' 3.405% (28 day 10/ PRD 921132304 50 50000 SH SOLE 50000
Equity Residential $1.81 PRD 29476l859 876 42200 SH SOLE 42200
Glenborough Realty $1.94 PRD 37803p204 1096 66700 SH SOLE 63700 3000
Kimco $2.37 PRD 49446R877 301 13500 SH SOLE 13500
Resource Mgmt Conv Preferred PRD 76121j995 234 140 SH SOLE 140
167 100 SH OTHER 100
Simon Debartolo 6.50 PRD 828806406 353 5000 SH SOLE 5000
USX $3.25 PRD 90339E201 512 12200 SH SOLE 11200 1000
Alliance Growth & Income Fund 018597104 84 23737.671SH SOLE 23737.671
Baron Asset Fund 068278100 212 4112.242 SH SOLE 3411.534 700.708
Europacific Growth Fund 298706102 304 8882.597 SH SOLE 7616.394 1266.203
Guardian Park Avenue Fund 700159106 314 5951.834 SH SOLE 5951.834
Investment Company of America 461308108 253 7904.364 SH SOLE 3641.969 4262.395
Janus Overseas Fund 471023846 481 20685.848SH SOLE 19077.286 1608.562
Janus Worldwide Fund 471023309 280 5115.276 SH SOLE 4820.117 295.159
Masters' Select Equity Fund 576417109 2346 154330.096SH SOLE 130611.172 23718.924
Masters' Select International 576417208 748 55034.078SH SOLE 50004.957 5029.121
Montgomery Global Communicatio 613828508 245 9124.225 SH SOLE 9124.225
Mutual Series Beacon Fund 628380305 231 16606.869SH SOLE 16606.869
Mutual Series Discovery Class 628380404 818 43375.892SH SOLE 43375.892
Mutual Series Shares Class Z 628380107 1254 61457.146SH SOLE 61457.146
Potomac Small-Cap Plus Fund 737686808 241 21682.146SH SOLE 16818.239 4863.907
Rydex OTC Fund 783554603 543 10014.574SH SOLE 10014.574
Scudder Gold Fund 810904102 99 13661.946SH SOLE 13661.946
Torray FD Sh Ben Int 891402109 1337 34201.787SH SOLE 29296.235 4905.552
Ultra OTC Profund Investor Sha 743185860 244 5555.304 SH SOLE 4830.072 725.232
Vanguard Asset Alloctn Com 922020102 472 19566.228SH SOLE 19566.228
Vanguard Index Trust Small Cap 922908702 4989 228555.702SH SOLE 228555.702
Vanguard Index Trust Stock Mar 922908306 329 11624.169SH SOLE 11624.169
Vanguard Intl Index Emerging M 922042304 698 70044.113SH SOLE 70044.113
Vanguard Intl Index European M 922042205 793 31604.069SH SOLE 31604.069
Vanguard Intl Index Pacific Ma 922042106 911 85850.985SH SOLE 85850.985
Vanguard Value Index Trust Fun 922908405 1004 45084.030SH SOLE 28433.104 16650.926
Vanguard Windsor II 922018205 328 11557.667SH SOLE 11557.667
Washington Mutual Investors Fu 939330106 503 15569.829SH SOLE 14223.491 1346.338
Maxus Aggressive Value Individ 57772P209 2558 458421.928SH SOLE 456468.803 1953.125
Maxus Aggressive Value Inst Sh 57772p407 157 27870.790SH SOLE 27870.790
Maxus Equity Fund 57773P109 8684 503134.671SH SOLE 503134.671
Maxus Laureate Fund 577920101 6421 408699.104SH SOLE 316747.510 91951.594
Maxus Ohio Heartland Individua 57772P100 793 108306.937SH SOLE 108306.937
Maxus Ohio Heartland Inst Shs 57772p308 160 22452.432SH SOLE 22452.432
Brantley Capital COM 105494108 3024 410000 SH SOLE 405000 5000
125 17000 SH OTHER 17000
Equus II COM 294766100 1357 89700 SH SOLE 89700
New Germany COM 644465106 266 22500 SH SOLE 22500
</TABLE>
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