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Previous: SOVEREIGN SPECIALTY CHEMICALS INC, 8-K, EX-99.1, 2000-10-26 |
Next: FINANCIAL MANAGEMENT ADVISORS INC, 13F-HR, 2000-10-25 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/00
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gelfand/Maxus Asset Management Inc
Address: 1301 East Ninth Street, Suite 3600
Cleveland, Ohio 44114-1800
13F File Number: 28-04253
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert W. Curtin
Title: Secretary
Phone: (216) 687-1000
Signature, Place, and Date of Signing:
Cleveland, Ohio October 25, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 362
Form13F Information Table Value Total: 364,630
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NC Investsment Funds - Capital 167 166859.770SH SOLE 166859.770
Vanguard Balanced Index Fund 921931101 3646 179787.435SH SOLE 161401.020 18386.415
Vanguard FXD Inc Secs Intr Trm 922031885 461 49615.007SH SOLE 24263.973 25351.034
Vanguard Fixed Income ST Corp 922031406 1297 122705.223SH SOLE 88566.204 34139.019
A. Schulman COM 808194104 1542 140150 SH SOLE 140150
AT&T COM 001957109 2159 73482 SH SOLE 73182 300
Abbott Labs COM 002824100 621 13050 SH SOLE 12800 250
Alcatel Alsthom - ADS COM 013904305 629 10000 SH SOLE 10000
Allen Telecom COM 018091108 2230 131650 SH SOLE 131650
Allou Health and Beauty Care COM 019782101 301 55400 SH SOLE 53900 1500
Allstate Corp COM 020002101 1024 29468 SH SOLE 29468
Amcast COM 023395106 774 82000 SH SOLE 82000
American Electric Power COM 025537101 445 11370 SH SOLE 11370
American Express COM 025816109 1932 31795 SH SOLE 31795
82 1350 SH OTHER 1350
American General COM 026351106 1463 18755 SH SOLE 18755
American Greetings Class A COM 026375105 1554 88814 SH SOLE 88814
American Home Products COM 026609107 608 10750 SH SOLE 10750
American International Group COM 026874107 892 9317 SH SOLE 8708 609
Ameron COM 030710107 606 16500 SH SOLE 16500
Amgen Inc. COM 031162100 864 12400 SH SOLE 12400
Andersons COM 034164103 259 30000 SH SOLE 30000
Angelica COM 034663104 1276 131732 SH SOLE 130732 1000
Applied Industrial Technologie COM 03820C105 2321 134054 SH SOLE 132954 1100
Applied Science and Technology COM 038236105 294 20000 SH SOLE 20000
Archer Daniels Midland Co COM 039483102 1345 155950 SH SOLE 155950
Associated Estates COM 045604105 2337 289860 SH SOLE 289860
Atalanta Sosnoff Capital COM 046499109 530 53000 SH SOLE 53000
Automatic Data COM 053015103 257 3840 SH SOLE 3390 450
Aviall COM 05366b102 464 72000 SH SOLE 72000
Avteam Inc Cl A COM 054527205 52 45000 SH OTHER 45000
B P Amoco Plc Spons ADR COM 055622104 3620 68299 SH SOLE 67097 1202
BMC Software Inc COM 055921100 1646 86370 SH SOLE 85400 970
Baker Hughes Inc. COM 057224107 2545 68550 SH SOLE 68150 400
Baldwin Piano COM 058246109 112 25000 SH SOLE 25000
Bank One COM 06423a103 510 13210 SH SOLE 13210
Bank of America COM 060505104 437 8335 SH SOLE 8335
Bard,C.R. COM 067383109 682 16150 SH SOLE 16150
Bausch & Lomb COM 071707103 463 11900 SH SOLE 11900
Baxter Int'l COM 071813109 1181 14800 SH SOLE 14800
Bindley Western Inds COM 090324104 2037 63665 SH SOLE 63665
Birmingham Steel COM 091250100 99 37000 SH SOLE 37000
Bluegreen COM 096231105 29 10000 SH SOLE 10000
Bob Evans COM 096761101 3627 196049 SH SOLE 195049 1000
Borg Warner COM 099724106 977 29500 SH SOLE 29500
Boston Scientific Corp COM 101137107 353 21500 SH SOLE 21500
Boykin Lodging COM 103430104 1544 148800 SH SOLE 147800 1000
1037 100000 SH OTHER 100000
Bristol Myers Squibb Co. COM 110122108 4001 70045 SH SOLE 69345 700
Brush Wellman COM 117421107 1974 91300 SH SOLE 91300
Burlington Industries COM 121693105 137 110000 SH SOLE 110000
CISCO Systems Inc. COM 17275R102 1368 24760 SH SOLE 24760
CSX COM 126408103 203 9300 SH SOLE 9300
Cadbury Schweppes PLC DR COM 127209302 481 20000 SH SOLE 20000
Carnival COM 143658102 226 9170 SH SOLE 9170
Carrington Laboratories COM 144525102 49 28000 SH SOLE 28000
Caterpillar Tractor COM 149123101 219 6482 SH SOLE 6482
Century Business Services COM 156490104 160 121800 SH SOLE 121800
Ceres Group COM 156772105 402 55450 SH SOLE 55450
Chart Industries COM 16115Q100 519 101250 SH SOLE 101250
Charter One Financial COM 160903100 568 23309 SH SOLE 23309
Chase Manhattan COM 16161A108 464 10050 SH SOLE 10050
693 15000 SH OTHER 15000
Chubb Corp. COM 171232101 206 2600 SH SOLE 2600
Cigna Corp. COM 125509109 674 6456 SH SOLE 6456
Cincinnati Financial COM 172062101 290 8175 SH SOLE 8175
2023 57000 SH OTHER 57000
Citigroup COM 172976101 987 18258 SH SOLE 15925 2333
Citizens Communications COM 17453b101 296 22000 SH SOLE 22000
Clarcor COM 179895107 935 47950 SH SOLE 47950
Coastal Corp COM 190441105 385 5200 SH SOLE 5200
Coherent COM 192479103 435 6400 SH SOLE 6400
Compaq Computer COM 204493100 1105 40050 SH SOLE 39050 1000
Conoco Inc Cl B COM 208251405 958 35576 SH SOLE 35576
Consolidated Stores COM 210149100 793 58750 SH SOLE 58750
Cooper Industries Inc. COM 216669101 638 18100 SH SOLE 18100
Cooper Tire COM 216831107 1117 111000 SH SOLE 111000
Corning COM 219350105 731 2462 SH SOLE 2462
Corrpro COM 220317101 768 192000 SH SOLE 192000
Dana Corp. COM 235811106 1388 64536 SH SOLE 64536
Datatrak COM 238134100 794 158841 SH SOLE 158841
Datum COM 238208102 2220 85400 SH SOLE 84900 500
Deere & Company COM 244199105 1147 34505 SH SOLE 34175 330
Developers Diversified Realty COM 251591103 257 20000 SH SOLE 20000
Diebold COM 253651103 1405 52888 SH SOLE 51463 1425
Donaldson Lufkin & Jenrette COM 257661504 896 130300 SH SOLE 130300
Donna Karan COM 257826107 922 149000 SH SOLE 149000
Dow Chemical COM 260543103 501 20080 SH SOLE 20080
Dun & Bradstreet COM 26483b106 1663 48300 SH SOLE 47300 1000
E I DuPont COM 263534109 588 14196 SH SOLE 13496 700
EMC Corp (Mass) COM 268648102 206 2080 SH SOLE 2080
Eastman Kodak COM 277461109 1631 39902 SH SOLE 39452 450
Eaton COM 278058102 612 9937 SH SOLE 9937
El Paso Energy Corporation COM 283905107 3063 49700 SH SOLE 49700
Elder Beerman Stores COM 284470101 254 55000 SH SOLE 55000
Eli Lilly & Co. COM 532457108 265 3267 SH SOLE 3267
Emerson Electric COM 291011104 232 3460 SH SOLE 3460
Esco Electronics COM 269030201 216 12410 SH SOLE 12410
Esterline Technology COM 297425100 644 32700 SH SOLE 31700 1000
Ethyl COM 297659104 710 493500 SH SOLE 493500
Europower COM g32027107 66 650000 SH SOLE 650000
Excel Legacy COM 300665106 1120 471700 SH SOLE 471700
Exxon Mobil Corp COM 30231g102 2615 29336 SH SOLE 29336
Federal Natl Mtg Assn COM 313586109 1179 16485 SH SOLE 15885 600
Fedex Corp COM 31428x106 1465 33050 SH SOLE 31850 1200
Ferro Corporation COM 315405100 957 50200 SH SOLE 50200
First Amern Finl Corp COM 318522307 632 30265 SH SOLE 28825 1440
First Merit Bancorp COM 337915102 1438 62692 SH SOLE 62692
First Sec Corp COM 336294103 82 5000 SH SOLE 5000
1631 100000 SH OTHER 100000
First Team Sports COM 337157101 123 74000 SH SOLE 74000
First Union COM 337358105 1613 50121 SH SOLE 50121
First Union Real Estate COM 337400105 339 123376 SH SOLE 123376
Firstar Corp COM 33763V109 94 4200 SH SOLE 4200
2237 100000 SH OTHER 100000
Flow International COM 343468104 756 69500 SH SOLE 69500
Fort James Corp COM 347471104 752 24600 SH SOLE 24600
Fortune Brands COM 349631101 742 28000 SH SOLE 28000
Foster, (L. B.) COM 350060109 34 10000 SH SOLE 10000
Foundation Health Systems COM 350404109 349 21000 SH SOLE 21000
Fresh Delmonte Produce COM g36738105 98 15000 SH SOLE 15000
Frisch's Restaurants,Inc. COM 358748101 365 35408 SH SOLE 35408
Gainsco COM 363127101 812 194000 SH SOLE 194000
GenCorp COM 368682100 288 35500 SH SOLE 35500
General Electric COM 369604103 2675 46363 SH SOLE 46363
General Motors COM 370442105 2769 42598 SH SOLE 42448 150
Gensci Regeneration Sciences I COM 37244v109 36 40000 SH SOLE 40000
Global Crossing Ltd COM g3921a100 273 8819 SH SOLE 8819
Goodrich, (B.F.) COM 382388106 1031 26300 SH SOLE 26300
Gorman Rupp COM 383082104 353 21500 SH SOLE 21500
Great Lakes Bancorp COM 361778103 512 51200 SH SOLE 51200
1390 139000 SH OTHER 139000
Great Lakes Chemical COM 390568103 715 24400 SH SOLE 24400
Harris COM 413875105 3787 133165 SH SOLE 130925 2240
Hartford Financial Services Gr COM 416515104 1167 16000 SH SOLE 16000
Hawk Group COM 420089104 892 127500 SH SOLE 127500
Healthsouth COM 421924101 739 91000 SH SOLE 91000
Hewlett Packard COM 428236103 776 8000 SH SOLE 8000
Hologic COM 436440101 591 83000 SH SOLE 81000 2000
Home Depot Inc. COM 437076102 369 6945 SH SOLE 6745 200
Honeywell International COM 438516106 835 23425 SH SOLE 23125 300
Huffy COM 444356109 1375 131000 SH SOLE 131000
Humana Inc COM 444859102 2859 266000 SH SOLE 260650 5350
Huntington Bancshares COM 446150104 905 61587 SH SOLE 54001 7586
IBM Corp. COM 459200101 5965 53023 SH SOLE 52823 200
Input\Output COM 457652105 1039 108000 SH SOLE 105000 3000
Intel COM 458140100 1653 39825 SH SOLE 37700 2125
Intergraph COM 458683109 129 18000 SH SOLE 18000
International Paper COM 460146103 1556 54250 SH SOLE 54250
International Total Services COM 460499106 121 120000 SH SOLE 120000
Invacare COM 461203101 4696 146180 SH SOLE 144300 1880
Iomega COM 462030107 1245 249000 SH SOLE 249000
J.P. Morgan & Co. COM 616880100 235 1440 SH SOLE 1440
Jo-Ann Stores Cl B COM 47758P208 451 70100 SH SOLE 70100
Johnson & Johnson COM 478160104 547 5820 SH SOLE 5820
K Mart Co COM 482584109 829 138100 SH SOLE 138100
K2 Inc COM 482732104 192 21500 SH SOLE 21500
KLA-Tencor Corp COM 482480100 148 3600 SH SOLE 3600
74 1800 SH OTHER 1800
Kansas City Power & Light COM 485134100 707 26500 SH SOLE 26500
Kendle International COM 48880l107 292 35000 SH SOLE 35000
KeyCorp COM 493267108 5202 205528 SH SOLE 205078 450
Lamson & Sessions COM 513696104 712 60000 SH SOLE 60000
Lance Inc COM 514606102 376 38800 SH SOLE 38800
Lanier Worldwide COM 51589L105 111 111350 SH SOLE 111350
Lazare Kaplan International COM 521078105 411 64500 SH SOLE 64500
Lehman Brothers Holdings COM 524908100 598 4050 SH SOLE 4050
44 300 SH OTHER 300
Lesco COM 526872106 1033 68000 SH SOLE 68000
Lincoln Electric Co COM 533900106 411 31000 SH SOLE 31000
Liz Claiborne Incorporated COM 539320101 373 9700 SH SOLE 9700
Lowes Companies COM 548661107 363 8100 SH SOLE 8100
Lubrizol COM 549271104 787 39984 SH SOLE 39984
Lucent Technologies Inc COM 549463107 241 7877 SH SOLE 7877
MBNA Corp COM 55262L100 363 9440 SH SOLE 7690 1750
38 1000 SH OTHER 1000
Mallinckrodt, Inc. COM 561232109 894 19600 SH SOLE 19300 300
Marsh & McLennan COM 571748102 287 2160 SH SOLE 2160
Martin Industries COM 57326k102 279 235000 SH SOLE 235000
Masco Corp COM 574599106 1348 72375 SH SOLE 72375
Materials Science COM 576674105 1130 99326 SH SOLE 99326
Maxwell Technologies Inc COM 577767106 654 36200 SH SOLE 35500 700
Mazel Stores Inc. COM 578792103 155 35000 SH SOLE 35000
Mead Corp COM 582834107 374 16000 SH SOLE 16000
Merck & Co. COM 589331107 1146 15390 SH SOLE 15190 200
Mercury Air Group COM 589354109 227 36000 SH SOLE 36000
Mercury General Corp. COM 589400100 2055 72570 SH SOLE 69685 2885
Merrill Lynch & Co. Inc. COM 590188108 973 14750 SH SOLE 13340 1410
Michael Anthony Jewelers COM 594060105 358 147000 SH SOLE 147000
Microsoft COM 594918104 556 9225 SH SOLE 9225
Milacron COM 598709103 572 43000 SH SOLE 43000
Millennium Chemicals COM 599903101 222 14999 SH SOLE 14999
Minnesota,Mining & Mfg. COM 604059105 435 4775 SH SOLE 4625 150
Morgans Foods Inc COM 616900106 156 95823 SH SOLE 95823
Motorola COM 620076109 770 27260 SH SOLE 27260
Movado Group COM 624580106 877 50500 SH SOLE 50500
Mylan Laboratories COM 628530107 306 11375 SH SOLE 11375
Nasdaq 100 shares COM 631100104 683 7700 SH SOLE 7700
National City Corp. COM 635405103 3011 136113 SH SOLE 133688 2425
National Discount Brokers COM 635646102 217 7000 SH SOLE 7000
Newell Rubbermaid Inc COM 651229106 704 30853 SH SOLE 30853
Northern Trust Corp COM 665859104 302 3400 SH SOLE 3400
Northwest Pipe COM 667746101 236 21000 SH SOLE 21000
Oakwood Homes COM 674098108 60 40000 SH SOLE 40000
Occidental Petroleum Corp COM 674599105 760 34833 SH SOLE 34833
Office Depot COM 676220106 941 120500 SH SOLE 120500
Officemax COM 67622M108 488 137000 SH SOLE 137000
5 1500 SH OTHER 1500
Oglebay Norton COM 677007106 1280 45700 SH SOLE 44700 1000
Olympic Steel COM 68162K106 1307 510157 SH SOLE 510157
Omnicare COM 681904108 484 30000 SH SOLE 30000
Omnova Solutions COM 682129101 309 55500 SH SOLE 55500
Oracle Systems Corp COM 68389X105 496 6300 SH SOLE 6300
Orthologic COM 68750j107 110 37000 SH SOLE 37000
Outback Steakhouse COM 689899102 990 36500 SH SOLE 35200 1300
PVF Capital Corp Com COM 693654105 13 1366 SH SOLE 1366
609 61710 SH OTHER 61710
Pall Corp. COM 696429307 3191 160025 SH SOLE 157575 2450
Park-Ohio Holdings COM 700666100 727 93800 SH SOLE 93800
Parker Hannifin COM 701094104 948 28100 SH SOLE 28100
Penny (J.C.) COM 708160106 1039 87981 SH SOLE 86981 1000
Pennzoil-Quaker State Co COM 709323109 1216 115792 SH SOLE 114792 1000
PepsiCo COM 713448108 580 12600 SH SOLE 12600
Perceptron COM 71361F100 1506 491700 SH SOLE 489700 2000
Perkin Elmer COM 714046109 6238 59764 SH SOLE 59364 400
Petsmart COM 716768106 825 176000 SH SOLE 176000
Pfizer Inc COM 717081103 765 17028 SH SOLE 17028
Phillips Petroleum Corp COM 718507106 333 5300 SH SOLE 5300
Pier One Imports COM 720279108 570 42000 SH SOLE 42000
Pioneer Standard Electronics COM 723877106 3426 253779 SH SOLE 249454 4325
27 2000 SH OTHER 2000
Polyone COM 73179p106 1892 258694 SH SOLE 257694 1000
Procter & Gamble COM 742718109 353 5270 SH SOLE 5120 150
Progressive Corp (Ohio) COM 743315103 610 7450 SH SOLE 7450
Qwest Communications COM 749121109 259 5380 SH SOLE 5380
RG Barry COM 068798107 519 173000 SH SOLE 173000
RGS Energy Group COM 74956K104 335 11900 SH SOLE 11900
RPM Inc. COM 749685103 1858 205056 SH SOLE 203931 1125
Rainbow Rentals COM 750857104 76 10000 SH SOLE 10000
Rawlings Sporting Goods COM 754459105 345 58800 SH SOLE 58800
Raytheon Co - Class A COM 755111309 233 8528 SH SOLE 8528
Reynolds & Reynolds COM 761695105 696 35000 SH SOLE 35000
Roadway Express COM 769742107 538 30000 SH SOLE 30000
Rocky Shoes & Boots COM 774830103 1209 241800 SH SOLE 241800
Royal Appliance COM 780076105 1656 278800 SH SOLE 278800
12 2000 SH OTHER 2000
Royal Dutch Pete Co NY Registr COM 780257705 601 10020 SH SOLE 10020
S&P Depositary Receipts Trust COM 78462f103 5191 36140 SH SOLE 36140
SBC Communications COM 78387G103 612 12234 SH SOLE 12234
Saint Joe COM 790148100 744 26800 SH SOLE 25600 1200
Saks COM 79377w108 1296 131200 SH SOLE 131200
Salient 3 Communications COM 794721100 77 30800 SH SOLE 30800
Sara Lee COM 803111103 244 12001 SH SOLE 10000 2001
Schering Plough Corp COM 806605101 463 9960 SH SOLE 9960
Schlumberger Limited COM 806857108 1259 15300 SH SOLE 15100 200
Scott Technologies COM 810022301 884 50000 SH SOLE 50000
Second Bancorp COM 813114105 551 39700 SH SOLE 39700
Sherwin Williams COM 824348106 720 33690 SH SOLE 32265 1425
Shiloh Industries COM 824543102 362 50000 SH SOLE 50000
Sifco Industries COM 826546103 308 53000 SH SOLE 53000
Silicon Graphics Inc COM 827056102 167 40500 SH SOLE 40500
Silicon Valley Group COM 827066101 1259 47850 SH SOLE 47850
Sky Financial Group COM 83080p103 887 50000 SH OTHER 50000
Smucker, (J.M.) COM 832696306 1082 44500 SH SOLE 44500
Snap On Tools COM 833034101 1238 52550 SH SOLE 52050 500
SouthTrust Corporation COM 844730101 839 26700 SH SOLE 26100 600
Spacelabs Medical COM 846247104 1518 153700 SH SOLE 153700
Standard & Poors 400 Depositar COM 595635103 4421 45000 SH SOLE 45000
Standard Microsystems COM 853626109 254 11700 SH SOLE 11700
Standard Register COM 853887107 2587 161700 SH SOLE 159700 2000
State Auto Financial COM 855707105 1194 91000 SH SOLE 91000
Steris COM 859152100 1381 115100 SH SOLE 115100
17 1400 SH OTHER 1400
Stoneridge COM 86183p102 707 73500 SH SOLE 73500
Strategic Distribution COM 862701208 1082 692000 SH SOLE 692000
Structural Dynamics COM 863555108 1015 62000 SH SOLE 62000
Sun Microsystems COM 866810104 513 4360 SH SOLE 4360
Sun Television COM 866881105 0 30000 SH SOLE 30000
Supervalu COM 868536103 2602 172725 SH SOLE 170050 2675
TBC Corp COM 872180104 97 20000 SH SOLE 20000
TRW Inc COM 872649108 1300 31997 SH SOLE 31747 250
Tab Products COM 873197107 94 29000 SH SOLE 29000
Telxon COM 879700102 1694 97500 SH SOLE 97500
Texaco COM 881694103 231 4396 SH SOLE 3896 500
The Limited COM 532716107 786 35640 SH SOLE 35640
Thomas & Betts Corp. COM 884315102 1617 92757 SH SOLE 91897 860
Timken COM 887389104 728 53200 SH SOLE 53200
Toro Corp COM 891092108 472 15000 SH SOLE 15000
Tupperware Corporation COM 899896104 180 10000 SH SOLE 10000
Ultramar Diamond Shamrock COM 904000106 1557 61356 SH SOLE 61356
Union Pacific COM 907818108 247 6365 SH SOLE 6100 265
United Technologies COM 913017109 942 13600 SH SOLE 13600
Value City Dept. Stores COM 920387107 643 78000 SH SOLE 78000
Veritas DGC COM 92343p107 301 10400 SH SOLE 10400
Verizon Communications COM 92343v104 2656 54831 SH SOLE 54831
Vodaphone Group PLC COM 92857w100 436 11780 SH SOLE 11780
Walmart COM 931142103 404 8400 SH SOLE 8400
Walt Disney Co. COM 254687106 285 7440 SH SOLE 7440
Waterlink Inc COM 94155n105 67 30000 SH SOLE 30000
Wells Fargo & Co. COM 949740104 432 9400 SH SOLE 9400
Wendy's International COM 950590109 2391 119200 SH SOLE 119200
Western Resources Inc COM 959425109 426 19700 SH SOLE 19700
Whirlpool Corp COM 963320106 1143 29400 SH SOLE 29400
Worldcom Inc COM 98157d106 898 29568 SH SOLE 29568
Worthington Ind. COM 981811102 539 57500 SH SOLE 57500
Xerox Corp. COM 984121103 1246 82750 SH SOLE 81100 1650
Xilinx Inc COM 983919101 115 1340 SH SOLE 1340
309 3600 SH OTHER 3600
Zapata COM 989070503 86 30000 SH SOLE 30000
ACM Government Spectrum COM 000917104 194 32000 SH SOLE 32000
Blackrock Income COM 09247F100 215 33700 SH SOLE 33700
Blackrock North American Gover COM 092475102 115 11600 SH SOLE 11600
First Australia Prime Income COM 318653102 84 20000 SH SOLE 20000
First Commonwealth COM 31983F102 89 10000 SH SOLE 10000
Fortis Securities COM 34955T100 76 10000 SH SOLE 10000
MFS Government Markets COM 552939100 539 88000 SH SOLE 88000
MFS Intermediate COM 55273C107 204 32000 SH SOLE 32000
Montgomery Street Income COM 614115103 219 13000 SH SOLE 13000
Oppenheimer Multi Sector Incom COM 683933105 123 15000 SH SOLE 15000
Pioneer Interest COM 723703104 168 15000 SH SOLE 15000
Putnam Master Income COM 74683K104 67 10000 SH SOLE 10000
Putnam Master International In COM 746909100 136 21200 SH SOLE 21200
Putnam Premier Income COM 746853100 206 32000 SH SOLE 32000
Templeton Global Governments COM 879929107 57 10000 SH SOLE 10000
Van Kampen American Income Tru COM 920961109 240 27400 SH SOLE 27400
Royce Value Trust $2.00 PRD 780910204 286 11700 SH SOLE 11700
Equity Residential $1.81 PRD 29476l859 260 11500 SH SOLE 11500
Glenborough Realty $1.94 PRD 37803p204 323 19000 SH SOLE 19000
Resource Mgmt Conv Preferred PRD 76121j995 248 140 SH SOLE 70 70
177 100 SH OTHER 100
Simon Debartolo $6.50 PRD 828806406 203 2900 SH SOLE 2900
Acorn Foreign 40 004851507 311 16336.025SH SOLE 16336.025
Alliance Growth & Income Fund 018597104 101 25332.015SH SOLE 25332.015
Amcap Fd 023375108 212 11126.980SH SOLE 8338.409 2788.571
Artisan International 04314H204 356 13272.045SH SOLE 13272.045
Baron Asset Fund 068278100 255 4018.421 SH SOLE 3317.713 700.708
Europacific Growth Fund 298706102 349 9170.989 SH SOLE 7858.627 1312.362
Fidelity REIT 316138205 223 12484.011SH SOLE 12484.011
Guardian Park Avenue Fund 700159106 349 5951.834 SH SOLE 5951.834
Information Age (The) 74972h606 345 9854.308 SH SOLE 9854.308
Invesco Dynamics 46127g204 265 8296.539 SH SOLE 8042.989 253.550
Invesco Health Sciences 46127j307 431 5959.362 SH SOLE 5959.362
Investment Company of America 461308108 228 6987.299 SH SOLE 3641.969 3345.330
Janus Overseas 471023846 558 15898.102SH SOLE 14282.491 1615.611
Janus Worldwide 471023309 506 6860.763 SH SOLE 6305.006 555.757
Marsico Focus Fund 573012101 258 11618.119SH SOLE 9459.704 2158.415
Masters' Select Equity Fund 576417109 6518 431911.668SH SOLE 403586.612 28325.056
Masters' Select International 576417208 2529 135330.073SH SOLE 130652.196 4677.877
Montgomery Global Communicatio 613828508 218 7433.514 SH SOLE 7433.514
Mutual Series Beacon Fund 628380305 283 19807.451SH SOLE 19807.451
Mutual Series Discovery Class 628380404 1057 48615.851SH SOLE 48615.851
Mutual Series Shares Class Z 628380107 1418 69082.301SH SOLE 69082.301
Navellier Mid Cap Growth 638924209 220 6341.202 SH SOLE 6341.202
Nuveen Rittenhouse Growth Fd C 67065w308 226 7773.137 SH SOLE 7773.137
Robertson Stephens Emerging Gr 74972h101 1019 16480.690SH SOLE 15094.340 1386.350
Rydex OTC 783554603 754 28771.002SH SOLE 28771.002
Torray 891402109 2077 47652.342SH SOLE 41784.636 5867.706
Ultra OTC Profund Investor Sha 743185860 482 6977.499 SH SOLE 6392.267 585.232
Vanguard Asset Alloctn Com 922020102 381 15366.728SH SOLE 15366.728
Vanguard Growth Index Trust Fu 922908504 506 13742.825SH SOLE 13021.050 721.775
Vanguard Index Trust Small Cap 922908702 6798 278156.874SH SOLE 278156.874
Vanguard Index Trust Stock Mar 922908306 482 14693.372SH SOLE 14693.372
Vanguard Intl Index Emerging M 922042304 718 70044.113SH SOLE 70044.113
Vanguard Intl Index European M 922042205 820 31604.069SH SOLE 31604.069
Vanguard Intl Index Pacific Ma 922042106 901 86504.673SH SOLE 86504.673
Vanguard Value Index Trust 922908405 3259 140615.888SH SOLE 119807.574 20808.314
Warburg Pincus Capital Appreci 933908105 786 24530.640SH SOLE 24530.640
Warburg Pincus Govt 933905101 211 21581.691SH SOLE 21581.691
WarburgPincus Emerging Growth 933909103 304 5478.594 SH SOLE 5478.594
Maxus Aggressive Value Individ 57772P209 6143 1037620.952SH SOLE 998105.469 39515.483
Maxus Aggressive Value Inst Sh 57772p407 5113 856529.660SH SOLE 856529.660
Maxus Equity Fund 57773P109 10672 522134.704SH SOLE 522134.704
Maxus Laureate Fund 577920101 17169 913748.920SH SOLE 829590.453 84158.467
Maxus Ohio Heartland Individua 57772P100 691 87226.098SH SOLE 87226.098
Maxus Ohio Heartland Inst Shs 57772p308 143 17883.335SH SOLE 17883.335
Brantley Capital COM 105494108 2501 290000 SH SOLE 287500 2500
Equus II COM 294766100 1748 165500 SH SOLE 165500
John Hancock Bank & Thrift COM 409735107 1072 135000 SH SOLE 135000
Templeton China World COM 88018X102 154 20000 SH SOLE 20000
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