|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/00
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gelfand/Maxus Asset Management Inc
Address: 1301 East Ninth Street, Suite 3600
Cleveland, Ohio 44114-1800
13F File Number: 28-04253
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert W. Curtin
Title: Secretary
Phone: (216) 687-1000
Signature, Place, and Date of Signing:
Cleveland, Ohio September 6, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 309
Form13F Information Table Value Total: 267947
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Equity Income Fund Unit 2nd S& 294700422 88 29025.000SH SOLE 29025.000
NC Investsment Funds - Capital 164 164364.210SH SOLE 164364.210
Vanguard Balanced Index Fund 921931101 2551 126611.559SH SOLE 111258.148 15353.411
Vanguard FXD Inc Secs Intr Trm 922031885 263 28873.220SH SOLE 3522.186 25351.034
Vanguard Fixed Income ST Corp 922031406 921 88091.955SH SOLE 52419.973 35671.982
A. Schulman COM 808194104 1850 154150 SH SOLE 154150
AT&T COM 001957109 2180 68934 SH SOLE 68634 300
Abbott Labs COM 002824100 604 13550 SH SOLE 13300 250
Advanced Micro Devices COM 007903107 400 5175 SH SOLE 4925 250
Alcatel Alsthom - ADS COM 013904305 931 14000 SH SOLE 14000
Allen Telecom COM 018091108 2470 139650 SH SOLE 139650
Allou Health and Beauty Care COM 019782101 620 86200 SH SOLE 84700 1500
Allstate Corp COM 020002101 620 27868 SH SOLE 27868
Amcast COM 023395106 766 87500 SH SOLE 87500
American Electric Power COM 025537101 281 9470 SH SOLE 9470
American Express COM 025816109 1762 33795 SH SOLE 33795
70 1350 SH OTHER 1350
American General COM 026351106 1127 18475 SH SOLE 18475
American Greetings Class A COM 026375105 316 16614 SH SOLE 16614
American Home Products COM 026609107 661 11250 SH SOLE 11250
American International Group COM 026874107 622 5293 SH SOLE 4887 406
Ameron COM 030710107 554 15500 SH SOLE 15500
Amgen Inc. COM 031162100 760 10820 SH SOLE 10820
Andersons COM 034164103 285 30000 SH SOLE 30000
Angelica COM 034663104 1088 135999 SH SOLE 134999 1000
Applied Industrial Technologie COM 03820C105 2482 151548 SH SOLE 150448 1100
Associated Estates COM 045604105 1704 243396 SH SOLE 243396
Atalanta Sosnoff Capital COM 046499109 530 53000 SH SOLE 53000
Aviall COM 05366b102 123 25000 SH SOLE 25000
Avteam Inc Cl A COM 054527205 41 25000 SH OTHER 25000
B P Amoco Plc Spons ADR COM 055622104 4006 70816 SH SOLE 69614 1202
BMC Software Inc COM 055921100 883 24220 SH SOLE 23050 1170
Baker Hughes Inc. COM 057224107 2245 70150 SH SOLE 69750 400
Baldwin Piano COM 058246109 144 25000 SH SOLE 25000
Bank One COM 059438101 234 8810 SH SOLE 8810
Bank of America COM 060505104 315 7335 SH SOLE 7335
Bard,C.R. COM 067383109 817 16975 SH SOLE 16975
Barringer Technologies COM 068509603 137 20000 SH SOLE 20000
Bausch & Lomb COM 071707103 1056 13650 SH SOLE 13650
Baxter Int'l COM 071813109 1055 15000 SH SOLE 15000
Bell Atlantic Corp. COM 077853109 264 5198 SH SOLE 5198
BellSouth Corp COM 079860102 223 5238 SH SOLE 5238
Bergen Brunswig COM 083739102 198 36000 SH SOLE 36000
Berkshire Hathaway Inc Cl A COM 084670108 161 3 SH SOLE 3
538 10 SH OTHER 10
Bindley Western Inds COM 090324104 2214 83755 SH SOLE 83755
Birmingham Steel COM 091250100 159 41000 SH SOLE 41000
Bluegreen COM 096231105 27 10000 SH SOLE 10000
Bob Evans COM 096761101 3167 212049 SH SOLE 211049 1000
Borg Warner COM 099724106 1071 30500 SH SOLE 30500
Boykin Lodging COM 103430104 1999 148100 SH SOLE 147100 1000
1593 118000 SH OTHER 118000
Bristol Myers Squibb Co. COM 110122108 4131 70920 SH SOLE 70220 700
Brush Wellman COM 117421107 1481 94800 SH SOLE 94800
Burlington Industries COM 121693105 155 92000 SH SOLE 92000
CISCO Systems Inc. COM 17275R102 1777 27960 SH SOLE 27960
CSX COM 126408103 212 10000 SH SOLE 10000
Cadbury Schweppes PLC DR COM 127209302 525 20000 SH SOLE 20000
Carrington Laboratories COM 144525102 57 28000 SH SOLE 28000
Caterpillar Tractor COM 149123101 269 7942 SH SOLE 7942
Century Business Services COM 156490104 18 10000 SH SOLE 10000
Ceres Group COM 156772105 225 37950 SH SOLE 37950
Chart Industries COM 16115Q100 494 101250 SH SOLE 101250
Charter One Financial COM 160903100 650 28275 SH SOLE 28275
Chase Manhattan COM 16161A108 463 10050 SH SOLE 10050
691 15000 SH OTHER 15000
Checkpoint Systems COM 162825103 105 14000 SH SOLE 14000
Cigna Corp. COM 125509109 605 6466 SH SOLE 6466
Cincinnati Financial COM 172062101 257 8175 SH SOLE 8175
2264 72000 SH OTHER 72000
Citigroup COM 172976101 778 12905 SH SOLE 11155 1750
Citizens Communications COM 17453b101 431 25000 SH SOLE 25000
Clarcor COM 179895107 978 49200 SH SOLE 49200
Coastal Corp COM 190441105 317 5200 SH SOLE 5200
Coherent COM 192479103 728 8700 SH SOLE 8700
Colgate Palmolive COM 194162103 275 4600 SH SOLE 4600
Compaq Computer COM 204493100 1030 40300 SH SOLE 39300 1000
Conoco Inc Cl B COM 208251405 825 33576 SH SOLE 33576
Consolidated Stores COM 210149100 753 62750 SH SOLE 62750
Cooper Industries Inc. COM 216669101 339 10400 SH SOLE 10400
Cooper Tire COM 216831107 1079 97000 SH SOLE 97000
Corning COM 219350105 732 2712 SH SOLE 2712
Corrpro COM 220317101 435 134000 SH SOLE 134000
Dana Corp. COM 235811106 1267 59805 SH SOLE 59805
Datatrak COM 238134100 727 151041 SH SOLE 151041
Datum COM 238208102 3106 137300 SH SOLE 136500 800
Deere & Company COM 244199105 1445 39055 SH SOLE 38725 330
Developers Diversified Realty COM 251591103 299 20000 SH SOLE 20000
Diebold COM 253651103 1550 55588 SH SOLE 54163 1425
Donna Karan COM 257826107 771 121000 SH SOLE 121000
Dow Chemical COM 260543103 662 21930 SH SOLE 21930
Dun & Bradstreet Corp New COM 26483b106 1502 52468 SH SOLE 51468 1000
E I DuPont COM 263534109 587 13411 SH SOLE 12711 700
Eastman Kodak COM 277461109 2880 48396 SH SOLE 47231 1165
Eaton COM 278058102 758 11312 SH SOLE 11312
El Paso Energy Corporation COM 283905107 2659 52200 SH SOLE 52200
Elder Beerman Stores COM 284470101 186 45000 SH SOLE 45000
Eli Lilly & Co. COM 532457108 376 3767 SH SOLE 3767
Emerson Electric COM 291011104 299 4960 SH SOLE 4960
Esco Electronics COM 269030201 211 12410 SH SOLE 12410
Esterline Technology COM 297425100 486 32700 SH SOLE 31700 1000
Ethyl COM 297659104 280 112000 SH SOLE 112000
Excel Legacy COM 300665106 269 100000 SH SOLE 100000
Exxon Mobil Corp COM 30231g102 2358 30036 SH SOLE 30036
Federal Natl Mtg Assn COM 313586109 585 11200 SH SOLE 10600 600
Fedex Corp COM 31428x106 1085 28550 SH SOLE 27350 1200
Ferro Corporation COM 315405100 1149 54700 SH SOLE 54700
First Amern Finl Corp COM 318522307 225 15740 SH SOLE 14300 1440
First Merit Bancorp COM 337915102 1331 62292 SH SOLE 62292
First Sec Corp COM 336294103 68 5000 SH SOLE 5000
1356 100000 SH OTHER 100000
First Team Sports COM 337157101 29 14400 SH SOLE 14400
First Union COM 337358105 213 8568 SH SOLE 8568
First Union Real Estate COM 337400105 392 133376 SH SOLE 133376
Firstar Corp COM 33763V109 95 4500 SH SOLE 4500
2106 100000 SH OTHER 100000
Flow International COM 343468104 395 39500 SH SOLE 39500
Ford COM 345370100 469 10900 SH SOLE 10900
Fort James Corp COM 347471104 624 27000 SH SOLE 27000
Fortune Brands COM 349631101 671 29100 SH SOLE 29100
Foster, (L. B.) COM 350060109 31 10000 SH SOLE 10000
Foundation Health Systems COM 350404109 273 21000 SH SOLE 21000
Frisch's Restaurants,Inc. COM 358748101 423 40253 SH SOLE 40253
GTE COM 362320103 2411 38723 SH SOLE 38723
Gainsco COM 363127101 725 145000 SH SOLE 145000
GenCorp COM 368682100 316 39500 SH SOLE 39500
General Electric COM 369604103 2579 48663 SH SOLE 48663
General Motors COM 370442105 2572 44298 SH SOLE 44148 150
Gensci Regeneration Sciences I COM 37244v109 39 40000 SH SOLE 40000
Geon Company COM 37246W105 370 20000 SH SOLE 20000
Global Crossing Ltd COM g3921a100 232 8819 SH SOLE 8819
Goodrich, (B.F.) COM 382388106 991 29100 SH SOLE 29100
Gorman Rupp COM 383082104 339 21500 SH SOLE 21500
Great Lakes Bancorp COM 361778103 459 59200 SH SOLE 59200
995 128400 SH OTHER 128400
Great Lakes Chemical COM 390568103 611 19400 SH SOLE 19400
Hanna, (M.A.) COM 410522106 1140 126697 SH SOLE 126697
Harris COM 413875105 4036 123240 SH SOLE 121000 2240
Hartford Financial Services Gr COM 416515104 895 16000 SH SOLE 16000
Hawk Group COM 420089104 1002 132500 SH SOLE 132500
Healthsouth COM 421924101 733 102000 SH SOLE 102000
Hewlett Packard COM 428236103 999 8000 SH SOLE 8000
Hologic COM 436440101 550 81500 SH SOLE 79500 2000
Home Depot Inc. COM 437076102 246 4925 SH SOLE 4725 200
Honeywell International COM 438516106 411 12200 SH SOLE 12200
Huffy COM 444356109 617 143000 SH SOLE 143000
Humana Inc COM 444859102 878 180050 SH SOLE 177050 3000
Huntington Bancshares COM 446150104 572 36154 SH SOLE 29257 6897
IBM Corp. COM 459200101 6069 55393 SH SOLE 55193 200
Input\Output COM 457652105 911 108000 SH SOLE 105000 3000
Intel COM 458140100 1829 13685 SH SOLE 12410 1275
Intergraph COM 458683109 135 18000 SH SOLE 18000
International Paper COM 460146103 549 18400 SH SOLE 18400
International Total Services COM 460499106 120 120000 SH SOLE 120000
Invacare COM 461203101 4260 162280 SH SOLE 160400 1880
Iomega COM 462030107 1016 254000 SH SOLE 254000
Jo-Ann Stores Cl B COM 47758P208 535 70100 SH SOLE 70100
Johnson & Johnson COM 478160104 484 4750 SH SOLE 4750
K Mart Co COM 482584109 1008 148000 SH SOLE 147500 500
K2 Inc COM 482732104 179 21500 SH SOLE 21500
KLA-Tencor Corp COM 482480100 211 3600 SH SOLE 3600
105 1800 SH OTHER 1800
Kansas City Power & Light COM 485134100 682 30300 SH SOLE 30300
Kendle International COM 48880l107 118 15000 SH SOLE 15000
KeyCorp COM 493267108 4140 234888 SH SOLE 234888
Lamson & Sessions COM 513696104 1588 103700 SH SOLE 103700
Lance Inc COM 514606102 219 24300 SH SOLE 24300
Lanier Worldwide COM 51589L105 92 91950 SH SOLE 91950
Lehman Brothers Holdings COM 524908100 553 5850 SH SOLE 5850
28 300 SH OTHER 300
Lesco COM 526872106 1078 71000 SH SOLE 71000
Lincoln Electric Co COM 533900106 464 32543 SH SOLE 32543
Liz Claiborne Incorporated COM 539320101 271 7700 SH SOLE 7700
Lowes Companies COM 548661107 333 8100 SH SOLE 8100
Lubrizol COM 549271104 934 44484 SH SOLE 44484
Lucent Technologies Inc COM 549463107 396 6677 SH SOLE 6677
MBNA Corp COM 55262L100 181 6690 SH SOLE 4940 1750
27 1000 SH OTHER 1000
Mallinckrodt, Inc. COM 561232109 1014 23350 SH SOLE 23050 300
Marsh & McLennan COM 571748102 340 3260 SH SOLE 3260
Martin Industries COM 57326k102 338 235000 SH SOLE 235000
Masco Corp COM 574599106 1178 65200 SH SOLE 65200
Materials Science COM 576674105 1155 115496 SH SOLE 115496
Maxwell Technologies Inc COM 577767106 489 36200 SH SOLE 35500 700
Mazel Stores Inc. COM 578792103 293 35000 SH SOLE 35000
Merck & Co. COM 589331107 1088 14200 SH SOLE 14000 200
Mercury Air Group COM 589354109 97 19500 SH SOLE 19500
Mercury General Corp. COM 589400100 1614 68310 SH SOLE 65825 2485
Merrill Lynch & Co. Inc. COM 590188108 911 7925 SH SOLE 7220 705
Michael Anthony Jewelers COM 594060105 401 146000 SH SOLE 146000
Microsoft COM 594918104 536 6710 SH SOLE 6710
Milacron COM 598709103 623 43000 SH SOLE 43000
Millennium Chemicals COM 599903101 323 18999 SH SOLE 18999
Minnesota,Mining & Mfg. COM 604059105 394 4775 SH SOLE 4625 150
Morgans Foods Inc COM 616900106 44 16824 SH SOLE 16824
Motorola COM 620076109 1078 37085 SH SOLE 37085
Movado Group COM 624580106 716 60000 SH SOLE 60000
Nasdaq 100 shares COM 631100104 466 5000 SH SOLE 5000
National City Corp. COM 635405103 2221 130163 SH SOLE 127738 2425
National Discount Brokers COM 635646102 382 12000 SH SOLE 12000
Newell Rubbermaid Inc COM 651229106 808 31378 SH SOLE 31378
Northern Trust Corp COM 665859104 234 3600 SH SOLE 3600
Northwest Pipe COM 667746101 222 19000 SH SOLE 19000
Oakwood Homes COM 674098108 36 20000 SH SOLE 20000
Occidental Petroleum Corp COM 674599105 584 27733 SH SOLE 27733
Officemax COM 67622M108 672 134500 SH SOLE 134500
7 1500 SH OTHER 1500
Oglebay Norton COM 677007106 1306 51200 SH SOLE 50200 1000
Olympic Steel COM 68162K106 1692 483495 SH SOLE 483495
Omnicare COM 681904108 317 35000 SH SOLE 35000
Omnova Solutions COM 682129101 372 59500 SH SOLE 59500
Oracle Systems Corp COM 68389X105 521 6200 SH SOLE 6200
Orthologic COM 68750j107 80 16000 SH SOLE 16000
Outback Steakhouse COM 689899102 532 18200 SH SOLE 18200
PVF Capital Corp Com COM 693654105 12 1242 SH SOLE 1242
491 50400 SH OTHER 50400
Pall Corp. COM 696429307 2089 112900 SH SOLE 111900 1000
Park-Ohio Holdings COM 700666100 915 106800 SH SOLE 106800
Parker Hannifin COM 701094104 1014 29600 SH SOLE 29600
Patina Oil & Gas COM 703224105 1141 55000 SH SOLE 55000
Penny (J.C.) COM 708160106 1552 84148 SH SOLE 83148 1000
Pennzoil-Quaker State Co COM 709323109 1516 125644 SH SOLE 124644 1000
PepsiCo COM 713448108 560 12600 SH SOLE 12600
Perceptron COM 71361F100 1572 461500 SH SOLE 459500 2000
Perkin Elmer COM 714046109 5471 82734 SH SOLE 82334 400
Petsmart COM 716768106 1136 343000 SH SOLE 343000
Pfizer Inc COM 717081103 918 19128 SH SOLE 19128
Pier One Imports COM 720279108 487 50000 SH SOLE 50000
Pioneer Standard Electronics COM 723877106 3873 264847 SH SOLE 260522 4325
29 2000 SH OTHER 2000
Procter & Gamble COM 742718109 244 4270 SH SOLE 4120 150
Progressive Corp (Ohio) COM 743315103 544 7350 SH SOLE 7350
RG Barry COM 068798107 643 166000 SH SOLE 166000
RGS Energy Group COM 74956K104 278 12500 SH SOLE 12500
RPM Inc. COM 749685103 2731 269756 SH SOLE 268631 1125
Rainbow Rentals COM 750857104 112 10000 SH SOLE 10000
Rawlings Sporting Goods COM 754459105 370 57000 SH SOLE 57000
Reynolds & Reynolds COM 761695105 657 36000 SH SOLE 35000 1000
Roadway Express COM 769742107 703 30000 SH SOLE 30000
Rocky Shoes & Boots COM 774830103 1269 241800 SH SOLE 241800
Royal Appliance COM 780076105 1614 283800 SH SOLE 283800
11 2000 SH OTHER 2000
Royal Dutch Pete Co NY Registr COM 780257705 617 10020 SH SOLE 10020
S&P Depositary Receipts Trust COM 78462f103 5056 34800 SH SOLE 34800
SBC Communications COM 78387G103 474 10969 SH SOLE 10969
Saint Joe COM 790148100 876 29200 SH SOLE 28000 1200
Saks COM 79377w108 1073 102200 SH SOLE 102200
Salient 3 Communications COM 794721100 614 51200 SH SOLE 50000 1200
Sara Lee COM 803111103 240 12401 SH SOLE 10400 2001
Schering Plough Corp COM 806605101 503 9960 SH SOLE 9960
Schlumberger Limited COM 806857108 1034 13860 SH SOLE 13660 200
Scott Technologies COM 810022301 942 55000 SH SOLE 55000
Second Bancorp COM 813114105 652 42900 SH SOLE 42900
Sector Spdr Tr Shrs Ben Int Te COM 81369y803 271 5000 SH SOLE 5000
Sherwin Williams COM 824348106 559 26370 SH SOLE 25730 640
Shiloh Industries COM 824543102 478 50000 SH SOLE 50000
Sifco Industries COM 826546103 312 50000 SH SOLE 50000
Silicon Valley Group COM 827066101 1586 61600 SH SOLE 59450 2150
Sky Financial Group COM 83080p103 869 54500 SH OTHER 54500
Smucker, (J.M.) Class B COM 832696207 862 46000 SH SOLE 46000
Snap On Tools COM 833034101 1298 48750 SH SOLE 48250 500
Sola International COM 834092108 146 30000 SH SOLE 30000
SouthTrust Corporation COM 844730101 976 43155 SH SOLE 42555 600
Spacelabs Medical COM 846247104 1526 148000 SH SOLE 148000
Standard & Poors 400 Depositar COM 595635103 3994 45000 SH SOLE 45000
Standard Microsystems COM 853626109 423 27500 SH SOLE 27500
Standard Register COM 853887107 2574 180600 SH SOLE 179800 800
State Auto Financial COM 855707105 1140 96000 SH SOLE 96000
Steris COM 859152100 1096 123500 SH SOLE 123500
12 1400 SH OTHER 1400
Stoneridge COM 86183p102 779 89000 SH SOLE 89000
Strategic Distribution COM 862701208 1084 578000 SH SOLE 578000
Structural Dynamics COM 863555108 934 62000 SH SOLE 62000
Sun Microsystems COM 866810104 396 4360 SH SOLE 4360
Sun Television COM 866881105 0 30000 SH SOLE 30000
Supervalu COM 868536103 1513 79350 SH SOLE 78350 1000
TBC Corp COM 872180104 835 183000 SH SOLE 183000
TRW Inc COM 872649108 1310 30207 SH SOLE 29957 250
Tektronix Inc. COM 879131100 888 12000 SH SOLE 12000
Telxon COM 879700102 1808 101500 SH SOLE 101500
Texaco COM 881694103 229 4296 SH SOLE 3796 500
Texas Instruments Inc. COM 882508104 342 4980 SH SOLE 4980
The Limited COM 532716107 880 40688 SH SOLE 40688
Thomas & Betts Corp. COM 884315102 1775 92826 SH SOLE 91146 1680
Time Warner Inc COM 887315109 213 2800 SH SOLE 2800
Timken COM 887389104 1140 61200 SH SOLE 61200
U S West Inc COM 91273h101 219 2551 SH SOLE 2551
Ultramar Diamond Shamrock COM 904000106 1308 52700 SH SOLE 52700
Union Pacific COM 907818108 523 14075 SH SOLE 13425 650
United Technologies COM 913017109 801 13600 SH SOLE 13600
Value City Dept. Stores COM 920387107 788 83000 SH SOLE 83000
Veritas DGC COM 92343p107 270 10400 SH SOLE 10400
Vodaphone Group Plc COM 92857t107 488 11780 SH SOLE 11780
Walmart COM 931142103 484 8400 SH SOLE 8400
Walt Disney Co. COM 254687106 350 9021 SH SOLE 9021
Waterlink Inc COM 94155n105 75 30000 SH SOLE 30000
Wells Fargo & Co. COM 949740104 367 9475 SH SOLE 9475
Wendy's International COM 950590109 1966 110400 SH SOLE 110400
Western Resources Inc COM 959425109 305 19700 SH SOLE 19700
Whirlpool Corp COM 963320106 382 8200 SH SOLE 8200
Worldcom Inc COM 98157d106 1165 25388 SH SOLE 25388
Worthington Ind. COM 981811102 604 57500 SH SOLE 57500
Xerox Corp. COM 984121103 2115 101945 SH SOLE 99545 2400
Xilinx Inc COM 983919101 111 1340 SH SOLE 1340
297 3600 SH OTHER 3600
Zapata COM 989070503 94 30000 SH SOLE 30000
ACM Government Spectrum COM 000917104 186 32000 SH SOLE 32000
Blackrock Income COM 09247F100 215 33700 SH SOLE 33700
First Australia Prime Income COM 318653102 92 20000 SH SOLE 20000
First Commonwealth COM 31983F102 91 10000 SH SOLE 10000
Fortis Securities COM 34955T100 74 10000 SH SOLE 10000
MFS Government Markets COM 552939100 539 88000 SH SOLE 88000
MFS Intermediate COM 55273C107 202 32000 SH SOLE 32000
Montgomery Street Income COM 614115103 210 13000 SH SOLE 13000
Oppenheimer Multi Sector Incom COM 683933105 162 20000 SH SOLE 20000
Pioneer Interest COM 723703104 164 15000 SH SOLE 15000
Putnam Master Income COM 74683K104 65 10000 SH SOLE 10000
Putnam Master International In COM 746909100 94 15000 SH SOLE 15000
Putnam Premier Income COM 746853100 202 32000 SH SOLE 32000
Templeton Global Governments COM 879929107 58 10000 SH SOLE 10000
Royce Value Trust $2.00 PRD 780910204 389 16900 SH SOLE 16900
Source Capital $2.40 PRD 836144204 417 15000 SH SOLE 15000
Equity Residential $1.81 PRD 29476l859 371 16500 SH SOLE 16500
Glenborough Realty $1.94 PRD 37803p204 328 19000 SH SOLE 19000
Resource Mgmt Conv Preferred PRD 76121j995 245 140 SH SOLE 70 70
175 100 SH OTHER 100
USX $3.25 PRD 90339E201 214 6400 SH SOLE 6400
Acorn Foreign 40 004851507 321 16336.025SH SOLE 16336.025
Alliance Growth & Income Fund 018597104 95 25269.313SH SOLE 25269.313
Amcap Fd 023375108 210 11126.980SH SOLE 8338.409 2788.571
Artisan International 04314H204 315 10428.868SH SOLE 10428.868
Baron Asset Fund 068278100 233 4018.421 SH SOLE 3317.713 700.708
Europacific Growth Fund 298706102 382 9170.989 SH SOLE 7858.627 1312.362
Fidelity REIT 316138205 207 12359.517SH SOLE 12359.517
Guardian Park Avenue Fund 700159106 364 5951.834 SH SOLE 5951.834
Information Age (The) 74972h606 309 7867.270 SH SOLE 7867.270
Investment Company of America 461308108 201 6165.058 SH SOLE 3641.969 2523.089
Janus Overseas 471023846 600 15898.102SH SOLE 14282.491 1615.611
Janus Worldwide 471023309 558 7132.089 SH SOLE 6576.332 555.757
Marsico Focus Fund 573012101 250 11618.119SH SOLE 9459.704 2158.415
Masters' Select Equity Fund 576417109 5775 379174.386SH SOLE 350144.066 29030.320
Masters' Select International 576417208 2221 113353.870SH SOLE 110005.073 3348.797
Montgomery Global Communicatio 613828508 550 16090.021SH SOLE 16090.021
Mutual Series Beacon Fund 628380305 315 23602.920SH SOLE 23602.920
Mutual Series Discovery Class 628380404 1024 48615.851SH SOLE 48615.851
Mutual Series Shares Class Z 628380107 1315 69082.301SH SOLE 69082.301
Nuveen Rittenhouse Growth Fd C 67065w308 228 7773.137 SH SOLE 7773.137
Potomac Small-Cap Plus Fund 737686808 129 10440.389SH SOLE 7381.495 3058.894
Robertson Stephens Emerging Gr 74972h101 708 10979.584SH SOLE 10346.716 632.868
Rydex OTC 783554603 918 33153.699SH SOLE 33153.699
Torray 891402109 1924 47545.490SH SOLE 41689.688 5855.802
Ultra OTC Profund Investor Sha 743185860 620 7595.724 SH SOLE 6870.492 725.232
Value Line Income 920440104 111 10709.730SH SOLE 10709.730
Vanguard Asset Alloctn Com 922020102 377 15366.728SH SOLE 15366.728
Vanguard Index Trust Small Cap 922908702 6130 252662.340SH SOLE 252662.340
Vanguard Index Trust Stock Mar 922908306 480 14653.336SH SOLE 14653.336
Vanguard Intl Index Emerging M 922042304 794 70044.113SH SOLE 70044.113
Vanguard Intl Index European M 922042205 886 31604.069SH SOLE 31604.069
Vanguard Intl Index Pacific Ma 922042106 996 86504.673SH SOLE 86504.673
Vanguard Value Index Trust 922908405 2894 135314.138SH SOLE 113119.355 22194.783
Warburg Pincus Capital Appreci 933908105 899 28755.640SH SOLE 28755.640
Warburg Pincus Govt 933905101 206 21267.656SH SOLE 21267.656
WarburgPincus Emerging Growth 933909103 284 5478.594 SH SOLE 5478.594
Maxus Aggressive Value Individ 57772P209 6701 1149410.486SH SOLE 1099239.265 50171.221
Maxus Aggressive Value Inst Sh 57772p407 1486 252780.619SH SOLE 252780.619
Maxus Equity Fund 57773P109 9739 499948.773SH SOLE 499948.773
Maxus Laureate Fund 577920101 16767 906797.802SH SOLE 823165.928 83631.874
Maxus Ohio Heartland Individua 57772P100 640 84181.031SH SOLE 84181.031
Maxus Ohio Heartland Inst Shs 57772p308 137 17883.335SH SOLE 17883.335
Brantley Capital COM 105494108 2567 299800 SH SOLE 294800 5000
146 17000 SH OTHER 17000
Equus II COM 294766100 1090 102600 SH SOLE 102600
John Hancock Bank & Thrift COM 409735107 602 90000 SH SOLE 90000
Templeton China World COM 88018X102 154 20000 SH SOLE 20000
</TABLE>
|
|