UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: C.E. UNTERBERG, TOWBIN ADVISORS, L.P.
Address: 10 East 50th Street, 24th Fl.
New York, NY 10022
13F File Number: 28-6000
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this report on behalf of Reporting Manager:
Name: G. Robert Abrams
Title: General Counsel, C.E. Unterberg, Towbin Advisors, L.P.
Phone: 212-572-8100
Signature, Place, and Date of Signing:
G. Robert Abrams, New York, NY, FEBRUARY,14,2000
Report Type (Check only one. ):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 85
Form 13F Information Table Value Total: $105,647
List of Other Included Managers:
No. 13F File Number Name
NONE
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ACT MANUFACTURING INC COM 000973107 2813 75000SH SOLE 75000 0 0
ADAPTIVE BROADBAND CORP COM 00650M104 1845 25000SH SOLE 25000 0 0
ADVANCED MICRO DEVI CALL 0079599AG 44 500SH CALL SOLE 500 0 0
ALCATEL ADR ADR 013904305 180 4000SH SOLE 4000 0 0
AMERICA ONLINE INC PUT 0239339MG 53 500SH PUT SOLE 500 0 0
AMERICA ONLINE INC DEL COM 02364J104 2276 30000SH SOLE 30000 0 0
ANADIGICS INC COM 032515108 3775 80000SH SOLE 80000 0 0
ASECO CORP COM 043659101 1459 476500SH SOLE 476500 0 0
AUTOBYTEL.COM INC CALL 05275N9AD 23 310SH CALL SOLE 310 0 0
AXENT TECHNOLOGIES INC COM 05459C108 1943 92500SH SOLE 92500 0 0
BEYOND .COM CORP COM 08860E101 3184 407502SH SOLE 407502 0 0
BRIGHTPOINT INC COM 109473108 295 22500SH SOLE 22500 0 0
CABLETRON SYSTEMS INC COM 126920107 3125 120200SH SOLE 120200 0 0
CADENCE DESIGN SYSTEM COM 127387108 300 12500SH SOLE 12500 0 0
CELERITEK INC COM 150926103 731 37500SH SOLE 37500 0 0
CIRRUS LOGIC INC COM 172755100 2489 187000SH SOLE 187000 0 0
COMPAQ COMPUTER CORP COM 204493100 514 19000SH SOLE 19000 0 0
COPPER MOUNTAIN NETWORKS COM 217510106 975 20000SH SOLE 20000 0 0
CRITICAL PATH INC COM 22674V100 2076 22000SH SOLE 22000 0 0
CRITICAL PATH INC PUT 22674V9MJ 8 100SH PUT SOLE 100 0 0
CYPRESS SEMICONDUCTOR CP COM 232806109 3157 97500SH SOLE 97500 0 0
DOCUMENTUM INC COM 256159104 2401 40100SH SOLE 40100 0 0
ECCS INC COM 26825H100 1263 100000SH SOLE 100000 0 0
E-TEK DYNAMICS INC COM 269240107 2019 15000SH SOLE 15000 0 0
FAIRCHILD SEMICONDUCTOR COM 303726103 3644 122500SH SOLE 122500 0 0
FIRST DATA CORP CALL 3199639BJ 26 100SH CALL SOLE 100 0 0
FIRSTCOM CORP COM 33763T104 4704 128000SH SOLE 128000 0 0
GALILEO TECHNOLOGY LTD COM M47298100 2895 120000SH SOLE 120000 0 0
GENESIS MICROCHIP INC COM 371933102 317 15000SH SOLE 15000 0 0
GLOBALSTAR TELECOMM CALL G393OH9AH 345 400SH CALL SOLE 400 0 0
GLOBALSTAR TELECOMM CALL G393OH9AG 935 800SH CALL SOLE 800 0 0
GST TELECOMMUNICATIONS IN COM 361942105 2266 250000SH SOLE 250000 0 0
HARMONIC LIGHTWAVES INC COM 413160102 3180 33500SH SOLE 33500 0 0
HASBRO INC COM 418056107 142 7500SH SOLE 7500 0 0
HEALTHWORLD CORP COM 42222E103 623 30000SH SOLE 30000 0 0
HMT TECHNOLOGY CORP COM 403917107 60 15000SH SOLE 15000 0 0
HOMESTAKE MINING CO COM 437614100 156 20000SH SOLE 20000 0 0
HYPERION SOLUTIONS CORP COM 44914M104 348 8000SH SOLE 8000 0 0
IKOS SYS INC COM 451716203 1221 126000SH SOLE 126000 0 0
INFORMIX CORP COM 456779107 143 12500SH SOLE 12500 0 0
INFOSPACE .COM INC PUT 45678T9MP 18 200SH PUT SOLE 200 0 0
INSO CORP COM 457674109 271 8400SH SOLE 8400 0 0
INTERVOICE INC COM 461142101 233 10000SH SOLE 10000 0 0
INTUIT COM 461202103 3297 55000SH SOLE 55000 0 0
INTUIT PUT 4612029MH 5 290SH PUT SOLE 290 0 0
INTUIT PUT 4612029MI 13 290SH PUT SOLE 290 0 0
IONA TECHNOLOGIES PLC SPONSORED ADR46206P109 681 12500SH SOLE 12500 0 0
LYCOS INC COM 550818108 1114 14000SH SOLE 14000 0 0
MAPICS INC COM 564910107 101 8000SH SOLE 8000 0 0
MATTEL INC COM 577081102 263 20000SH SOLE 20000 0 0
META GROUP INC COM 591002100 2328 122500SH SOLE 122500 0 0
MICRO WAREHOUSE INC COM 59501B105 390 21100SH SOLE 21100 0 0
MICROGRAFX COM 595077108 66 15000SH SOLE 15000 0 0
MIPS TECHNOLOGIES PUT 6045679MH 8 100SH PUT SOLE 100 0 0
MIPS TECHNOLOGIES INC CL-A COM 604567107 1071 20600SH SOLE 20600 0 0
MRV COMMUNICATIONS INC COM 553477100 1886 30000SH SOLE 30000 0 0
NETRIX CORP COM 641148101 1867 125000SH SOLE 125000 0 0
NETWORK ACCESS SOLUTION C COM 64120S109 2987 90500SH SOLE 90500 0 0
NETWORKS ASSOC INC COM 640938106 2148 80500SH SOLE 80500 0 0
PARAMETRIC TECHNOLOGY COR COM 699173100 162 6000SH SOLE 6000 0 0
PHILIP MORRIS COS INC COM 718154107 230 10000SH SOLE 10000 0 0
POLYCOM INC COM 73172K104 637 10000SH SOLE 10000 0 0
PROFESSIONAL STAFF PLC SPONSORED ADR74315R105 275 50000SH SOLE 50000 0 0
RADCOM LTD COM M81865103 286 40000SH SOLE 40000 0 0
RENAISSANCE WORLDWIDE INC COM 75968A109 221 30000SH SOLE 30000 0 0
RIT TECHNOLOGIES LTD COM M82J5N109 1200 150000SH SOLE 150000 0 0
RMH TELESERVICES INC COM 749938106 2902 459700SH SOLE 459700 0 0
SCI SYSTEMS INC COM 783890106 962 11700SH SOLE 11700 0 0
SEAGATE TECHNOLOGY COM 811804103 186 4000SH SOLE 4000 0 0
SEGUE SOFTWARE INC COM 815807102 125 5000SH SOLE 5000 0 0
SIPEX CORP COM 829909100 737 30000SH SOLE 30000 0 0
STAC SOFTWARE INC COM 852323203 735 116500SH SOLE 116500 0 0
SUNGARD DATA SYSTEMS INC COM 867363103 261 11000SH SOLE 11000 0 0
SYNOPSYS INC COM 871607107 1335 20000SH SOLE 20000 0 0
SYSTEMS&COMPUTER TECH CP COM 871873105 569 35000SH SOLE 35000 0 0
TALK.COM INC COM 874264104 3861 217500SH SOLE 217500 0 0
TELEWEST COMMUNICATIONS PLC ADR 87956P105 2376 43000SH SOLE 43000 0 0
TOLLGRADE COMMUNICATIONS COM 889542106 224 6500SH SOLE 6500 0 0
UNION PAC RESOURCES GROUP COM 907834105 128 10000SH SOLE 10000 0 0
UNISYS CORP COM 909214108 1517 47500SH SOLE 47500 0 0
UNITEDGLOBALCOM INC CL A COM 913247508 3178 45000SH SOLE 45000 0 0
USWEB CORP COM 917327108 2444 55000SH SOLE 55000 0 0
VERITY INC COM 92343C106 2384 56000SH SOLE 56000 0 0
VISTA INFORMATION SOLUTIONS INC. COM 928365204 1785 492500SH SOLE 492500 0 0
XEROX CORP COM 984121103 227 10000SH SOLE 10000 0 0
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