File No. 811-8561
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON
MARCH 23, 1998
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-8B-2
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REGISTRATION STATEMENT OF UNIT INVESTMENT TRUSTS
WHICH ARE CURRENTLY ISSUING SECURITIES
Pursuant to Section 8(b) of the Investment Company Act of
1940
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SEPARATE ACCOUNT VL-R OF
AMERICAN GENERAL LIFE INSURANCE COMPANY
(Name of Unit Investment Trust
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______ Not the Issuer of Periodic Payment Plan Certificates
___X__ Issuer of periodic payment plan certificates
Certain items of Form N-8B-2 are inapplicable to Registrant pursuant to
the administrative practice of the Commission and its staff of adapting the
disclosure requirements of the Commission's registration statement forms in
recognition of the difference between variable life insurance policies and
other periodic payment plan certificates issued by investment companies and
between separate accounts organized as management companies and unit
investment trusts. See the reconciliation and tie sheet contained in
Registrant's Form S-6 Registration Statement (File No. 333-42567), which sheet
is incorporated herein by reference.
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I
ORGANIZATION AND GENERAL INFORMATION
1. (a) Furnish name of the trust and the Internal Revenue Service
Employer Identification Number.
Separate Account VL-R of American General Life Insurance Company
(the "Separate Account"). Registrant has no Internal Revenue
Service Employer Identification Number.
(b) Furnish title of each class or series of securities issued by the
trust.
Interests under individual flexible premium variable life
insurance policies (the "Policies")
2. Furnish name and principal business address and ZIP Code and the
Internal Revenue Service Employer Identification Number of each
depositor of the trust.
American General Life Insurance Company ("AGL") 2727-A Allen Parkway
Houston, Texas 77019-2191
IRS Employer Identification Number: 25-0598210
3. Furnish name and principal business address and ZIP Code and the
Internal Revenue Service Employer Identification Number of each
custodian or trustee of the trust indicating for which class or series
of securities each custodian or trustee is acting.
There is no custodian or trustee for Registrant.
4. Furnish name and principal business address and ZIP Code and the
Internal Revenue Service Employer Identification Number of each
principal underwriter currently distributing securities of the trust.
No Policies are being distributed currently. When distribution
commences, American General Securities, Incorporated will be the
principal underwriter.
American General Securities Incorporated
2727-A Allen Parkway
Houston, Texas 77019-2191
IRS Employer Identification Number: 76-0050868
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5. Furnish name of state or other sovereign power, the laws of which govern
with respect to the organization of the trust.
Texas
6. (a) Furnish the dates of execution and termination of any indenture or
agreement currently in effect under the terms of which the trust
was organized and issued or proposes to issue securities.
Registrant was established pursuant to a resolution of AGL's Board
of Directors on May 6, 1997. Registrant will continue in existence
until its complete liquidation and the distribution of its assets
to the persons entitled to receive them or until such time as
Registrant's existence as a separate entity may terminate pursuant
to any merger, consolidation or similar reorganization.
b) Furnish the dates of execution and termination of any indenture or
agreement currently in effect pursuant to which the proceeds of
payments on securities issued or to be issued by the trust are
held by the custodian or trustee.
Not applicable, for the reasons set forth under Item 3., above,
which Registrant incorporates herein by reference.
7. Furnish in chronological order the following information with respect to
each change of name of the trust since January 1, 1930. If the name has
never been changed, so state.
Registrant has never been known by any other name.
8. State the date on which the fiscal year of the trust ends.
December 31.
9. Material Litigation. Furnish a description of any pending legal
proceedings, material with respect to the security holders of the trust
by reason of the nature of the claim or the amount thereof, to which the
trust, the depositor, or the principal underwriter is a party or of
which the assets of the trust are the subject, including the substance
of the claims involved in such proceeding and the title of the
proceeding. Furnish a similar statement with respect to any pending
administrative proceeding or legal proceeding known to be contemplated
by a governmental authority. Include any proceeding which, although
immaterial itself, is representative of, or one of, a group which in the
aggregate is material.
None.
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II
GENERAL DESCRIPTION OF THE TRUST AND SECURITIES OF THE TRUST
GENERAL INFORMATION CONCERNING THE SECURITIES OF THE TRUST AND THE RIGHTS OF
HOLDERS
10. Furnish a brief statement with respect to the following matters for each
class or series of securities issued by the trust:
(a) Whether the securities are of the registered or bearer type.
Registered, insofar as a Policy is owned by the person
named in the Policy as the Policy owner, and the
records concerning the Policy owner are maintained by
or on behalf of AGL.
(b) Whether the securities are of the cumulative or distributive type.
Cumulative, insofar as earnings in Registrant are
reflected in Policy benefits and are not distributed.
(c) The rights of security holders with respect to withdrawal or
redemption.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in Registrant's
prospectus, which is filed as part of Registrant's
Form S-6 Registration Statement under the Securities
Act of 1933 and is attached hereto as Appendix A (the
"Prospectus"), set out under the captions: "Basic
Questions You May Have: How can I access my investment
in a Policy?" "Additional Information: Payment of
Policy Proceeds."
(d) The rights of security holders with respect to conversion,
transfer, partial redemption, and similar matters.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the captions: "Basic Questions You May
Have: How can I change my policy's insurance coverage?
How can I access my investment in a Policy? Can I
choose the form in which AGL pays out any proceeds
from my Policy?" "Additional Information: Payment of
Policy Proceeds."
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(e) If the trust is the issuer of periodic payment plan certificates,
the substance of the provisions of any indenture or agreement with
the respect to lapses or defaults by security holders in making
principal payments, and with respect to reinstatement.
In answer to this item, Registrant incorporates herein
by reference certain disclosure contained in the
Prospectus, set out under the caption: "Basic
Questions You May Have: Must I invest any minimum
amount in a Policy?"
(f) The substance of the provisions of any indenture or agreement with
respect to voting rights, together with the names of any persons
other than security holders given the right to exercise voting
rights pertaining to the trust's securities or the underlying
securities and the relationship of such persons to the trust.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption: "Additional Information:
Voting Privileges."
(g) Whether security holders must be given notice of any change in:
(1) the composition of the assets of the trust.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the following captions: "Basic Questions
You May Have: To what extent will AGL vary the terms
and conditions of the Policies in particular cases?"
"Additional Information: Voting Privileges; Additional
Rights That We Have."
(2) the terms and conditions of the securities issued by the
trust.
See the answer to item 10.(g)(1), above, which
Registrant incorporates herein by reference.
(3) the provisions of any indenture or agreement of the trust.
There is no indenture or agreement of trust relating
to Registrant.
(4) the identity of the depositors, trustee or custodian.
Notice would be required of a change in the identity
of the depositor. Registrant has no trustee or
custodian.
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(h) Whether the consent of security holders is required in order for
action to be taken concerning any change in:
(1) the composition of the assets of the trust.
See the answer to item 10.(g)(1), above, which
Registrant incorporates herein by reference.
(2) the terms and conditions of the securities issued by the
trust.
See the answer to item 10.(g)(1), above, which
Registrant incorporates herein by reference.
(3) the provisions of any indenture or agreement of the trust.
Not applicable.
(4) the identity of the depositor, trustee or custodian.
See the answer to item 10.(g)(4), above, which
Registrant incorporates herein by reference.
(i) Any other principal feature of the securities issued by the trust
or any other principal right, privilege or obligation not covered
by subdivisions (a) to (g) or by any other item in this form.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption Additional information:
Separate Account VL-R; Tax Effects.
11. Describe briefly the kind or type of securities comprising the unit of
specified securities in which security holders have any interest. (If
the unit consists of a single security issued by an investment company,
name such investment company and furnish a description of the type of
securities comprising the portfolio of such investment company.)
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the captions "Basic Questions You May
Have: How will the value of my investments in Policy
change over time?" "Additional Information: Separate
Account VL-R."
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12. If the trust is the issuer of periodic payment plan certificates and if
any underlying securities were issued by another investment company,
furnish the following information for each such company:
(a) Name of company.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Additional information:
Separate Account VL-R;" and on the front cover.
(b) Name and principal business address of depositor.
Not applicable.
(c) Name and principal business address of trustee or custodian.
Not applicable.
(d) Name and principal business address of principal underwriter.
Not inapplicable.
(e) The period during which the securities of such company have been
the underlying securities.
Not applicable, because Registrant has not yet
commenced operations.
13. (a) Furnish the following information with respect to each load, fee,
expense or charge to which (1) principal payments, (2) underlying
securities, (3) distributions, (4) cumulated or reinvested
distributions or income, and (5) redeemed or liquidated assets of
the trust's securities are subject: (A) the nature of such load,
fee, expense, or charge; (B) the amount thereof; (C) the name of
the person to whom such amounts are paid and his relationship to
the trust; and (D) the nature of the services performed by such
person in consideration for such load, fee, expense or charge.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the captions "Basic Questions You May
Have: What charges will AGL deduct from my investment
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in a Policy? What charges and expenses will the mutual
Funds deduct from the amount I invest through my
Policy?" "Additional Information: More About Policy
Charges."
(b) For each installment payment type of periodic payment plan
certificate of the trust, furnish the following information with
respect to sales load and other deductions from principal
payments. [Instructions and chart omitted.]
Not applicable. The Policies are life insurance
policies and do not operate as the usual periodic
payment plan. However, the Policies do provide for the
imposition of sales loads and deductions for premium
taxes as described under the Prospectus captions cited
in answer to item 13(a), above, which Registrant
incorporates herein by reference.
(c) State the amount of total deductions as a percentage of the net
amount invested for each type of security issued by the trust.
State each different sales charge available as a percentage of the
public offering price and as a percentage of the net amount
invested. List any special purchase plans or methods established
by rule or exemptive order that reflect scheduled variations in,
or elimination of, the sales load, and identify each class of
individuals or transactions to which such plans apply.
Not applicable, because the Policies are life
insurance policies and do not operate as the usual
periodic payment plan certificate. But see the answer
to Item 13(a), above, and 13(d), below, which
Registrant incorporates herein by reference.
(d) Explain fully the reasons for any difference in the price at which
securities are offered generally to the public, and the price at
which securities are offered for any class of transactions to any
class or group of individuals, including officers, directors, or
employees of the depositor, trustee or custodian or principal
underwriter.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Basic Questions You May
Have: To what extent will AGL vary the terms and
conditions of the Policies in particular cases?"
(e) Furnish a brief description of any loads, fees, expenses or
charges not covered in Item 13(a) which may be paid by security
holders in connection with the trust or its securities.
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None.
(f) State whether the depositor, principal underwriter, custodian or
trustee, or any affiliated person of the foregoing may receive
profits or other benefits not included in answer to Item 13(a) or
13(d) through the sale or purchase of the trust's securities or
interests in such securities, or underlying securities or
interests in underlying securities, and describe fully the nature
and extent of such profits or benefits.
Not applicable.
(g) State the percentage that the aggregate annual charges and
deductions for maintenance and other expenses of the trust bear to
the dividend and interest income from the trust property during
the period covered by the financial statements filed herewith.
Not applicable, because no policies have yet been
sold.
INFORMATION CONCERNING THE OPERATIONS OF THE TRUST
14. Describe the procedure with respect to applications (if any) and the
issuance and authentication of the trust's securities, and state the
substance of the provisions of any indenture or agreement pertaining
thereto.
In answer to this item, Registrant incorporates herein
by reference the disclosure set out under the caption
"Basic Questions You May Have: How can I invest money
in a Policy?"
15. Describe the procedure with respect to the receipt of payments from
purchasers of the trust's securities and the handling of the proceeds
thereof, and state the substance of the provisions of any indenture or
agreement pertaining thereto.
In answer to this item, Registrant incorporates herein
by reference the disclosure set out under the caption
"Basic Questions You May Have: How can I invest money
in a Policy? How do I communicate with AGL?"
16. Describe the procedure with respect to the acquisition of underlying
securities and the disposition thereof, and state the substance of the
provisions of any indenture or agreement pertaining thereto.
Amounts invested in Registrant are promptly invested
in shares of the underlying funds. Also in answer to
this item, Registrant incorporates herein by reference
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disclosure contained in the Prospectus, set out under
the captions "Basic Questions You May Have: How will
the value of my investment in a Policy change over
time?" "Additional Information: Separate Account
VL-R."
17. (a) Describe the procedure with respect to withdrawal or redemption by
security holders.
See the answer to Item 10(c), above, which Registrant
incorporates herein by reference.
(b) Furnish the names of any persons who may redeem or repurchase, or
are required to redeem or repurchase, the trust's securities or
underlying securities from security holders, and the substance of
the provisions of any indenture or agreement pertaining thereto.
See the responses to Items 10 (c), (d), and (e),
above, which Registrant incorporates herein by
reference.
(c) Indicate whether repurchased or redeemed securities will be
canceled or may be resold.
Not applicable. Separate Account assets are used to
support benefits and amounts payable under the
Policies.
18. a) Describe the procedure with respect to the receipt, custody and
disposition of the income and other distributable funds of the
trust and state the substance of the provisions of any indenture
or agreement pertaining thereto.
See the answer to Item 16., above, which Registrant
incorporates herein by reference.
(b) Describe the procedure, if any, with respect to the reinvestment
of distributions to security holders and state the substance of
the provisions of any indenture or agreement pertaining thereto.
Not applicable.
(c) If any reserves or special funds are created out of income or
principal, state with respect to each such reserve or fund the
purpose and ultimate disposition thereof, and describe the manner
of handling of same.
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In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption, "Additional Information:
Separate Account VL-R."
(d) Submit a schedule showing the periodic and special distributions
which have been made to security holders during the three years
covered by the financial statements filed herewith. State for each
such distribution the aggregate amount and amount per share. If
distributions from sources other than current income have been
made identify each such other source and indicate whether such
distribution represents the return of principal payments to
security holders. If payments other than cash were made describe
the nature thereof, the account charged and the basis of
determining the amount of such charge.
Not applicable, because no policies have yet been
sold.
19. Describe the procedure with respect to the keeping of records and
accounts of the trust, the making of reports and the furnishing of
information to security holders, and the substance of the provisions of
any indenture or agreement pertaining thereto.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption, "Additional Information:
Separate Account VL-R; Our Reports to Policy Owners."
20. State the substance of the provisions of any indenture or agreement
concerning the trust with respect to the following:
(a) Amendments to such indenture or agreement.
Not applicable.
(b) The extension or termination of such indenture or agreement.
Not applicable.
(c) The removal or resignation of the trustee or custodian, or the
failure of the trustee or custodian to perform its duties,
obligations and functions.
Not applicable.
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(d) The appointment of a successor trustee and the procedure if a
successor trustee is not appointed;
Not applicable.
(e) The removal or resignation of the depositor, or the failure of the
depositor to perform its duties, obligations and functions;
Not applicable.
(f) The appointment of a successor depositor and the procedure if a
successor depositor is not appointed.
Not applicable.
21. (a) State the substance of the provisions of any indenture or
agreement with respect to loans to security holders.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the prospectus,
set out under the caption "Basic Questions You May
Have: How can I access my investment in a Policy?"
"Additional Information: Payment of Policy Proceeds."
(b) Furnish a brief description of any procedure or arrangement by
which loans are made available to security holders by the
depositor, principal underwriter, trustee or custodian, or any
affiliated person of the foregoing. The following items should be
covered:
(1) The name of each person who makes such agreements or
arrangements with security holders;
(2) The rate of interest payable on such loans;
(3) The period for which loans may be made;
(4) Costs or charges for default in repayment at maturity;
(5) Other material provisions of the agreement or arrangement.
Not applicable, except as to the depositor. But see
the responses to Item 21(a), above, and Item 21(c),
below, which Registrant incorporates herein by
reference.
(c) If such loans are made, furnish the aggregate amount of loans
outstanding at the end of the last fiscal year, the amount of
interest collected during the last fiscal year allocated to the
depositor, principal underwriter, trustee or custodian or
affiliated person of the foregoing and the aggregate amount of
loans in default at the end of the last fiscal year covered by
financial statements filed herewith.
Not applicable. Loans are available to Policy owners
only in accordance with the loan provisions of the
Policies. See the response to Item 21(a), above, which
Registrant incorporates herein by reference.
22. State the substance of the provisions of any indenture or agreement with
respect to limitations on the liabilities of the depositor, trustee or
custodian, or any other party to such indenture or agreement.
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In answer to this item, Registrant incorporates herein
by reference the response to Item 3, above, and
disclosure contained in the Prospectus, set out under
the captions "Additional Information: Payment of
Policy Proceeds."
23. Describe any bonding arrangement for officers, directors, partners or
employees of the depositor or principal underwriter of the trust,
including the amount of coverage and the type of bond.
Not applicable with respect to the operations of
Registrant.
24. State the substance of any other material provisions of any indenture or
agreement concerning the trust or its securities and a description of
any other material functions or duties of the depositor, trustee or
custodian not stated in Item 10 or Items 14 to 23 inclusive.
In answer to this item, Registrant incorporates herein
by reference the response to Item 3, above, and
disclosure contained in the Prospectus, set out under
the caption "Additional Information: Additional Rights
That We Have."
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III
ORGANIZATION, PERSONNEL AND AFFILIATED
PERSONS OF DEPOSITOR
ORGANIZATION AND OPERATIONS OF DEPOSITOR
25. State the form of organization of the depositor of the trust, the name
of the state or other sovereign power under the laws of which the
depositor was organized and the date of organization.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Additional Information:
AGL."
26. (a) Furnish the following information with respect to all fees
received by the depositor of the trust in connection with the
exercise of any functions or duties concerning securities of the
trust during the period covered by the financial statements filed
herewith: for each year, total payments by security holders;
amount of sales load received; amount of administration fees
received; amount of management fees received; amount of other fees
received; aggregate gross amount of load, fees, etc. received.
[Chart omitted.]
Not applicable, because Registrant has not yet
commenced operations.
(b) Furnish the following information with respect to any fee or any
participation in fees received by the depositor from any
underlying investment company or any affiliated person or
investment adviser of such company:
(1) The nature of such fee or participation;
(2) The name of the person making payment;
(3) The nature of the services rendered in consideration for
such fee or participation;
(4) The aggregate amount received during the last fiscal year
covered by the financial statements filed herewith;
Not applicable to depositor in its capacity as
depositor to Registrant, because Registrant has not
yet commenced operations. But Registrant incorporates
herein by reference disclosure contained in the
prospectus, set out under the caption "Additional
Information: More About Policy Charges."
27. Describe the general character of the business engaged in by the
depositor including a statement as to any business other than that of
depositor of the trust. If the depositor acts or has acted in any
capacity with respect to any investment company or companies other than
the trust, state the name or names of such company or companies, their
relationship, if any, to the trust, and the nature of the depositor's
activities therewith. If the depositor has ceased to act in such named
capacity, state the date of and circumstances surrounding such
cessation.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the captions "Additional Information:
AGL."
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OFFICIALS AND AFFILIATED PERSONS OF DEPOSITOR
28. (a) Furnish as at latest practicable date the following information
with respect to the depositor of the trust, with respect to each
officer, director, or partner of the depositor, and with respect
to each natural person directly or indirectly owning, controlling
or holding with power to vote 5% or more of the outstanding voting
securities of the depositor: name and principal business address;
nature of the relationship or affiliation with depositor of the
trust; ownership of all securities of the depositor; ownership of
all securities of the trust; other companies of which each of the
persons named above is presently an officer or director. [Chart
omitted]
DEPOSITOR OF REGISTRANT
Name and address: See the answer to Item 2, above,
which Registrant incorporates herein by reference.
Securities of the depositor: See the answer to Item
29, below, which Registrant incorporates herein by
reference.
Securities of Registrant: Registrant has not issued
any securities. In the future, AGL may be deemed to
own securities of Registrant through, for example,
amounts accumulated in Registrant arising from charges
under the Policies or capital contributed to
Registrant.
OFFICERS AND DIRECTORS OF DEPOSITOR
Name and address: In answer to this item, Registrant
incorporates herein by reference disclosure contained
in the Prospectus, set out under the captions
"Additional Information: AGL's Management."
Securities of the depositor: Not applicable.
Securities of Registrant: Registrant has not issued
any securities. In the future, from time to time,
officers and directors may own securities of
Registrant under any Policies they purchase.
Positions with other companies: In answer to this
item, Registrant incorporates herein by reference
disclosure contained in the Prospectus, set out under
the caption "Additional Information: AGL's
Management."
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NATURAL PERSONS OWNING SECURITIES OF DEPOSITOR
Not applicable.
(b) Furnish a brief statement of the business experience during the
last five years of each officer, director or partner of the
depositor.
DIRECTORS AND OFFICERS
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Additional Information:
AGL's Management."
COMPANIES OWNING SECURITIES OF DEPOSITOR
29. Furnish as at latest practicable date the following information with
respect to each company which directly or indirectly owns, controls or
holds with power to vote 5% or more of the outstanding voting securities
of the depositor: name and principal business address; nature of
business; and ownership of all securities of the depositor. [Chart
omitted.]
As of the date of this Registration Statement, AGL is
an indirect, wholly-owned subsidiary of American
General Corporation ("AGC"), a diversified financial
services holding company engaged primarily in the
insurance business. AGC's principal business address
is 2727-A Allen Parkway, Houston, Texas 77019- 2191.
CONTROLLING PERSONS
30. Furnish as at latest practicable date the following information with
respect to any person, other than those covered by Items 28, 29, and 42
who directly or indirectly controls the depositor. [Chart omitted.]
None.
COMPENSATION OF OFFICERS AND DIRECTORS OF DEPOSITOR
31. Furnish the following information with respect to the remuneration for
services paid by the depositor during the last fiscal year covered by
financial statements filed herewith: [Chart and footnote omitted]
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(a) directly to each of the officers or partners of the
depositor directly receiving the three highest amounts of
remuneration;
(b) directly to all officers or partners of the depositor as a
group exclusive of persons whose remuneration is included
under Item 31(a), stating separately the aggregate amount
paid by the depositor itself and the aggregate amount paid
by all the subsidiaries;
(c) indirectly or through subsidiaries to each of the officers
or partners of the depositor.
Items 31(a), (b) and (c) are not applicable. See the
response to Item 26(a), above, which Registrant
incorporates herein by reference. In addition, no
officer affiliated with the depositor receives
separate remuneration for services rendered with
respect to Registrant.
COMPENSATION OF DIRECTORS
32. Furnish the following information with respect to the remuneration for
services, exclusive of remuneration reported under Item 31, paid by the
depositor during the last fiscal year covered by financial statements
filed herewith: [Chart and footnote omitted.]
(a) the aggregate direct remuneration to directors
(b) indirectly or through subsidiaries to directors
Items 32(a) and (b) are not applicable. See the
response to Item 26(a), above, which Registrant
incorporates herein by reference. In addition, no
director affiliated with the depositor receives
separate remuneration for services rendered with
respect to Registrant.
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COMPENSATION TO EMPLOYEES
33. (a) Furnish the following information with respect to the aggregate
amount of remuneration for services of all employees of the
depositor (exclusive of persons whose remuneration is reported in
Items 31 and 32) who received remuneration in excess of $10,000
during the last fiscal year covered by financial statements filed
herewith from the depositor and any of its subsidiaries. [Chart
and footnote omitted.]
Not applicable. See the response to Item 26(a), above,
which Registrant incorporates herein by reference. In
addition, no employee affiliated with the depositor
receives separate remuneration for services rendered
with respect to Registrant.
(b) Furnish the following information with respect to the remuneration
for services paid directly during the last fiscal year covered by
financial statements filed herewith to the following classes of
persons (exclusive of those persons covered by Item 33(a): (1)
Sales managers, branch managers, district managers and other
persons supervising the sale of registrant's securities; (2)
Salesmen, sales agents, canvassers and other persons making
solicitations but not in supervisory capacity; (3) Administrative
and clerical employees; and (4) Others (specify). If a person is
employed in more than one capacity, classify according to
predominant type of work. [Chart and footnote omitted.]
Not applicable. See the response to Item 26(a), above,
which Registrant incorporates herein by reference. In
addition, no person who is affiliated with the
depositor and who falls within any class of persons
enumerated above receives separate remuneration for
services rendered with respect to Registrant.
COMPENSATION TO OTHER PERSONS
34. Furnish the following information with respect to the aggregate amount
of compensation for services paid any person (exclusive of persons whose
remuneration is reported in Items 31, 32, and 33), whose aggregate
compensation in connection with services rendered with respect to the
trust in all capacities exceeded $10,000 during the last fiscal year
covered by financial statements filed herewith from the depositor and
any of its subsidiaries. [Chart and footnotes omitted.]
Not applicable. See the response to Item 26(a), above,
which Registrant incorporates herein by reference.
18
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IV
DISTRIBUTION AND REDEMPTION OF SECURITIES
DISTRIBUTION OF SECURITIES
35. Furnish the names of the states in which sales of the trust's securities
(a) are currently being made, (b) are presently proposed to be made, and
(c) have been discontinued, indicating by appropriate letter the status
with respect to each state.
AGL has made no sales and is currently making no sales
of the Policy to the public in any state. AGL intends
to sell the Policy in all jurisdictions where AGL is
licensed to sell variable life insurance.
36. If sales of the trust's securities have at any time since January 1,
1936 been suspended for more than a month describe briefly the reasons
for such suspension.
Not applicable, because sales of the Trust's
securities have not yet commenced.
37. (a) Furnish the following information with respect to each instance
where subsequent to January 1, 1937, any federal or state
governmental officer, agency, or regulatory body denied authority
to distribute securities of the trust, excluding a denial which
was merely a procedural step prior to any determination by such
officer, etc. and which denial was subsequently rescinded.
(1) Name of officer, agency or body;
(2) Date of denial;
(3) Brief statement of the reason given for denial.
None.
(b) Furnish the following information with regard to each instance
where, subsequent to January 1, 1937, the authority to distribute
securities of the trust has been revoked by any federal or state
governmental officer, agency or regulatory body.
(1) Name of officer, agency or body;
(2) Date of revocation;
(3) Brief statement of the reason given for revocation.
None.
19
<PAGE>
38. (a) Furnish a general description of the method of distribution of
securities of the trust.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Additional Information:
Distribution of the Policies."
(b) State the substance of any current selling agreement between each
principal underwriter and the trust or the depositor, including a
statement as to the inception and termination dates of the
agreement, any renewal and termination provisions, and any
assignment provisions.
In answer to this item, Registrant incorporates herein
by reference the answer to item 38.(a), above.
Pursuant to a Distribution Agreement with AGL, dated
October 3, 1991, (the "Agreement"), AGSI will serve as
the distributor of the Policies. The Agreement may be
terminated by either party upon at least 30 days
notice to the other party.
(c) State the substance of any current agreements or arrangements of
each principal underwriter with dealers, agents, salesmen, etc.
with respect to commissions and overriding commissions,
territories, franchises, qualifications and revocations. If the
trust is the issuer of periodic payment plan certificates, furnish
schedules of commissions and the bases thereof. In lieu of a
statement concerning schedules of commissions, such schedules of
commissions may be filed as Exhibit A(3)(c).
In answer to this item, Registrant incorporates herein
by reference the answer to Item 38.(a), above.
INFORMATION CONCERNING PRINCIPAL UNDERWRITER
39. (a) State the form of organization of each principal underwriter of
securities of the trust, the name of the state or other sovereign
power under the laws of which each underwriter was organized and
the date of organization.
In answer to this item, Registrant incorporates herein
by reference the answer to Item 4., above. AGSI was
organized under the laws of Texas on March 8, 1983.
20
<PAGE>
(b) State whether any principal underwriter currently distributing
securities of the trust is a member of the National Association of
Securities Dealers, Inc.
Not applicable, because no Policies are currently
being distributed. However, AGSI, the principal
underwriter, is a member of the National Association
of Securities Dealers, Inc.
40. (a) Furnish the following information with respect to all fees
received by each principal underwriter of the trust from the sale
of securities of the trust and any other functions in connection
therewith exercised by such underwriter in such capacity or
otherwise during the period covered by the financial statements
filed herewith: name of principal underwriter; year; total
payments by security holders; amounts received of (i) sales loads;
(ii) administrative fees;(iii) management fees; (iv) other fees;
and (v) aggregate load, fees, etc. [Chart omitted.]
Not applicable, because no Policies have yet been
sold.
(b) Furnish the following information with respect to any fee or any
participation in fees received by each principal underwriter from
any underlying investment company or any affiliated person or
investment adviser of such company: (1) the nature of such fee or
participation; (2) the name of the person making payment; (3) the
nature of the services rendered in consideration for such fee or
participation; (4) the aggregate amount received during the last
fiscal year covered by the financial statements filed herewith.
In answer to this item, while Registrant has not yet
commenced operations, Registrant incorporates herein
by reference the answer to Item 13.(a), above.
41. (a) Describe the general character of the business engaged in by each
principal underwriter, including a statement as to any business
other than the distribution of securities of the trust. If a
principal underwriter acts or has acted in any capacity with
respect to any investment company or companies other than the
trust, state the name or names of such company or companies, their
relationship, if any, to the trust and the nature of such
activities. If a principal underwriter has ceased to act in such
named capacity, state the date of and the circumstances
surrounding such cessation.
In answer to this item, Registrant incorporates herein
by reference the answer to Item 38.(a), above.
21
<PAGE>
(b) Furnish as at latest practicable date the address of each branch
office of each principal underwriter currently selling securities
of the trust and furnish the name and residence address of the
person in charge of such office.
Not applicable, because no Policies have yet been
sold.
(c) Furnish the number of individual salesmen for each principal
underwriter through whom any of the securities of the trust were
distributed for the last fiscal year of the trust covered by the
financial statements filed herewith and furnish the aggregate
amount of compensation received by such salesmen in such year.
Not applicable, because no Policies have yet been
sold.
42. Furnish as at latest practicable date the following information with
respect to each principal underwriter currently distributing securities
of the trust and with respect to each of the officers, directors or
partners of such underwriter: [Chart omitted.]
Not applicable, because no Policies are currently
being distributed. Registrant incorporates herein by
reference the answer to Item 28(a), above.
43. Furnish, for the last fiscal year covered by the financial statements
filed herewith, the amount of brokerage commissions received by any
principal underwriter who is a member of a national securities exchange
and who is currently distributing the securities of the trust or
effecting transactions for the trust in the portfolio securities of the
trust.
Not applicable, because no Policies are currently
being distributed. See the response to Item 35, above,
which Registrant incorporates herein by reference.
44. (a) Furnish the following information with respect to the method of
valuation used by the trust for purpose of determining the
offering price to the public of securities issued by the trust or
the valuation of shares or interests in the underlying securities
acquired by the holder of a periodic payment plan certificate:
(1) the source of quotations used to determine the value of
portfolio securities;
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Basic Questions You May
Have: How will the value of my investment in a Policy
change over time?"
22
<PAGE>
(2) whether opening, closing, bid, asked or any other price is
used;
Not applicable.
(3) whether price is as of the day of sale or as of any other
time;
(4) a brief description of the methods used by registrant for
determining other assets and liabilities including accrual
for expenses and taxes (including taxes on unrealized
appreciation);
(5) other items which registrant adds to the net asset value in
computing offering price of its securities; [Chart omitted]
(6) Whether adjustments are made for fractions:
(i) before adding distributor's compensation (load); and
(ii) after adding distributor's compensation (load).
As to (3) through (6) the Registrant
incorporates herein by reference the information
set out in the Prospectus and the captions
"Additional Information: Tax Effects;" "Basic
Questions You May Have: What charges will AGL
deduct from my investment in a Policy?"
(b) Furnish a specimen schedule showing the components of the offering
price of the trust's securities as at the latest practicable date.
Such schedule shall be in substantially the following form:
NOTE: If registrant is an issuer of periodic payment
plan certificates, furnish, in lieu of such schedule
an appropriate, comparable schedule showing the
acquisition price of the holders' interest in the
underlying securities. [Schedule omitted.]
1. Value of portfolio securities;
2. Value of other assets;
3. Total (1 plus 2);
4. Liabilities (include accrued expenses and taxes);
5. Value of net assets (3 minus 4);
6. Other charges:
(a) odd lot premiums;
23
<PAGE>
(b) brokerage commissions;
(c) fees for administration;
(d) fees for custodian or trustee;
(e) fees for registrar or transfer agent;
(f) transfer taxes;
(g) reserves;
(h) others;
(i) total, 6(a) through 6(h), inclusive
7. Adjusted value of net assets (5 plus 6(i));
8. Number of units outstanding;
9. Net asset value per unit (four decimals);
(a) excluding other charges (5 divided by 8);
(b) including other charges (7 divided by 8);
10. Adjustment of 9(b) for fractions;
11. Adjusted net asset value per unit;
12. Offering price (show four decimals) (If any sales load
is charged, indicate amount, and apply percentage load
to 11 or other applicable base, indicating base.);
13. Adjustment of 12 for fractions;
14. Offering price;
15. Accumulated undistributed income per unit (if not
included in 3 and 9);
16. Adjusted price (14 plus 15);
17. Effective load per unit: (a) In dollars (16 - [9(a) +
15]);
(b) In percentage (17(a) of [9(a) + 15]);
Not applicable.
(c) If there is any variation in the offering price of the trust's
securities to any person or classes of persons other than
underwriters, state the nature and amount of such variation and
indicate the person or classes of persons to whom such offering is
made.
See the responses to Items 13.(a), 13.(d), and 13.(c),
above, which Registrant incorporates herein by
reference.
45. Furnish the following information with respect to any suspension of the
redemption rights of the securities issued by the trust during the three
fiscal years covered by the financial statements filed herewith:
(a) by whose action redemption rights were suspended;
(b) the number of days' notice given to security holders prior to
suspension of redemption rights;
24
<PAGE>
(c) reason for suspension;
(d) period during which suspension was in effect;
Items 45.(a)-(d) are not applicable. See Item 35.,
above, which Registrant incorporates herein by
reference.
REDEMPTION VALUATION OF SECURITIES OF THE TRUST
46. (a) Furnish the following information with respect to the method of
determining the redemption or withdrawal valuation of securities
issued by the trust:
(1) The source of quotations used to determine the value of portfolio
securities;
In answer to this item, Registrant incorporates herein
by reference Item 44.(a)(1), above.
(2) Whether opening, closing, bid, asked or any other price is used;
Not applicable.
(3) Whether price is as of the day of sale or as of any other time;
(4) A brief description of the methods used by registrant for
determining other assets and liabilities including accrual for
expenses and taxes (including taxes on unrealized appreciation);
(5) Other items which registrant deducts from the net asset value in
computing redemption value of its securities; [Chart omitted]
(6) Whether adjustments are made for fractions.
As to (3) through (6), see the answer to Item
44.(a)(3)-(6), above, which Registrant incorporates
herein by reference.
(b) Furnish a specimen schedule showing the components of the
redemption price to the holders of the trust's securities as at
the latest practicable date. Such schedule shall be in
substantially the following form:
NOTE: If registrant is an issuer of periodic payment
plan certificates, furnish, in lieu of such schedule
an appropriate, comparable schedule
25
<PAGE>
showing the acquisition price of the holders' interest
in the underlying securities. [Schedule omitted.]
1. Value of portfolio securities;
2. Value of other assets;
3. Total (1 plus 2);
4. Liabilities (include accrued expenses and taxes);
5. Value of net assets (3 minus 4);
6. Other charges:
(a) odd lot premiums;
(b) brokerage commissions;
(c) fees for administration;
(d) fees for custodian or trustee;
(e) fees for registrar or transfer agent;
(f) transfer taxes;
(g) reserves;
(h) others;
(i) total, 6(a) through 6(h), inclusive;
7. Adjusted value of net assets (5 plus 6(i));
8. Number of units outstanding;
9. Net asset value per unit (four decimals):
(a) excluding other charges (5 divided by 8);
(b) including other charges (7 divided by 8);
10. Adjustment of 9(b) for fractions;
11. Adjusted net asset value per unit;
12. Redemption charge;
13. Adjusted redemption price;
14. Accumulated undistributed income per unit (if not
included in 3 and 9);
15. Actual redemption price (13 plus 14);
16. Effective redemption fee per unit:
(a) In dollars ((9(a) + 14) / 15);
(b) In percentage (16(a) of (9(a) + 14));
Not applicable.
26
<PAGE>
PURCHASE AND SALE OF INTERESTS IN UNDERLYING SECURITIES
FROM AND TO SECURITY HOLDERS
47. Furnish a statement as to the procedure with respect to the maintenance
of a position in the underlying securities or interests in the
underlying securities, the extent and nature thereof and the person who
maintains such a position. Include a description of the procedure with
respect to the purchase of underlying securities or interests in the
underlying securities from security holders who exercise redemption or
withdrawal rights and the sale of such underlying securities and
interests in the underlying securities to other security holders.
See the response to Item 16., above, which Registrant
incorporates herein by reference. There is no
procedure for the purchase of underlying securities or
interests therein from Policy owners who exercise
surrender rights.
State whether the method of valuation of such underlying securities or
interests in underlying securities differs from that set forth in Items
44 and 46. If any item of expenditure included in the determination of
the valuation is not or may not actually be incurred or expended,
explain the nature of such item and who may benefit from the
transaction.
Not applicable.
V
INFORMATION CONCERNING THE TRUSTEE OR CUSTODIAN
48. Furnish the following information as to each trustee or custodian of the
trust;
(a) Name and principal business address;
(b) Form of organization;
(c) State or other sovereign power under the laws of which the trustee
or custodian was organized;
(d) Name of governmental supervising or examining authority.
Items 48.(a)-(d) are not applicable. Registrant does
not have a trustee or custodian.
49. State the basis for payment of fees or expenses of the trustee or
custodian for services rendered with respect to the trust and its
securities, and the aggregate amount thereof for the last fiscal year.
27
<PAGE>
Indicate the person paying such fees or expenses. If any fees or
expenses are prepaid, state the unearned amount.
Not applicable. Registrant does not have a trustee or
custodian.
50. State whether the trustee or custodian or any other person has or may
create a lien on the assets of the trust, and if so, give full
particulars, outlining the substance of the provisions of any indenture
or agreement with respect thereto.
Not applicable. Registrant does not have a trustee or
custodian, and no other party may create a lien on the
assets of the trust.
VI
INFORMATION CONCERNING INSURANCE OF
HOLDERS OF SECURITIES
51. Furnish the following information with respect to insurance of holders
of securities:
(a) The name and address of the insurance company;
(b) The types of policies and whether individual or group policies;
(c) The types of risks insured and excluded;
(d) The coverage of the policies;
(e) The beneficiaries of such policies and the uses to which the
proceeds of policies must be put;
(f) The terms and manner of cancellation and of reinstatement;
(g) The method of determining the amount of premiums to be paid by
holders of securities;
(h) The amount of aggregate premiums paid to the insurance company
during the last fiscal year;
(i) Whether any person other than the insurance company receives any
part of such premiums, the name of each such person and the
amounts involved, and the nature of the services rendered
therefor;
28
<PAGE>
(j) The substance of any other material provisions of any indenture or
agreement of the trust relating to insurance.
Not applicable. But see the full particulars of the
material insurance-related provisions of the Policies
that are contained in the Prospectus, which Registrant
incorporates herein by reference.
VII
POLICY OF REGISTRANT
52. (a) Furnish the substance of the provisions of any indenture or
agreement with respect to the conditions upon which and the method
of selection by which particular portfolio securities must or may
be eliminated from assets of the trust or must or may be replaced
by other portfolio securities. If an investment adviser or other
person is to be employed in connection with such selection,
elimination or substitution, state the name of such person, the
nature of any affiliation to the depositor, trustee or custodian,
and any principal underwriter, and the amount of remuneration to
be received for such services. If any particular person is not
designated in the indenture or agreement, describe briefly the
method of selection of such person.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the captions "Basic Questions You May
Have: To what extent will AGL vary the terms and
conditions of the Policies in particular cases?"
"Additional Information: Additional Rights That We
Have." AGL will not substitute another security for
the underlying securities held by Registrant unless
the Commission shall have approved such substitution,
as required by applicable law.
(b) Furnish the following information with respect to each transaction
involving the elimination of any underlying security during the
period covered by the financial statements filed herewith:
(1) Title of security;
(2) Date of elimination;
(3) Reasons for elimination;
(4) The use of the proceeds from the sale of the eliminated
security;
29
<PAGE>
(5) Title of security substituted, if any;
(6) Whether depositor, principal underwriter, trustee or
custodian or any affiliated person of the foregoing were
involved in the transaction;
(7) Compensation or remuneration received by each such person
directly or indirectly as a result of the transaction;
Not applicable, because no Policies have yet been
issued.
(c) Describe the policy of the trust with respect to the substitution
and elimination of the underlying securities of the trust with
respect to:
(1) the grounds for elimination and substitution;
(2) the type of securities which may be substituted for any
underlying security;
(3) whether the acquisition of such substituted security or
securities would constitute the concentration of investment
in a particular industry or group of industries or would
conform to a policy of concentration of investment in a
particular industry or group of industries;
(4) whether such substituted securities may be the securities of
another investment company; and
(5) the substance of the provisions of any indenture or
agreement which authorize or restrict the policy of the
registrant in this regard.
(If this subject has been entirely covered in Item 52.(b), state "not
applicable".)
In answer to this item, Registrant incorporates by
reference herein the responses to Items 52.(a) and
52.(b), above.
(d) Furnish a description of any policy (exclusive of policies covered
by paragraphs (a) and (b) herein) of the trust which is deemed a
matter of fundamental policy and which is elected to be treated as
such.
None.
30
<PAGE>
REGULATED INVESTMENT COMPANY
53. (a) State the taxable status of the trust.
In answer to this item, Registrant incorporates herein
by reference disclosure contained in the Prospectus,
set out under the caption "Additional Information:
Separate Account VL-R; Tax Effects."
(b) State whether the trust qualified for the last taxable year as a
regulated investment company as defined in Section 851 of the
Internal Revenue Code of 1954, and state its present intention
with respect to such qualifications during the current taxable
year.
Not applicable because Registrant is not a separate
taxable entity.
VIII
FINANCIAL AND STATISTICAL INFORMATION
54. If the trust is not the issuer of periodic payment plan certificates
furnish the following information with respect to each class or series
of its securities: [Chart omitted.]
Not applicable. Registrant is deemed to be the issuer
of periodic payment plan certificates.
55. If the trust is the issuer of periodic payment plan certificates, a
transcript of a hypothetical account shall be filed in approximately the
following form on the basis of the certificate calling for the smallest
amount of payments. The schedule shall cover a certificate of the type
currently being sold assuming that such certificate had been sold at a
date approximately ten years prior to the date of registration or at the
approximate date of organization of the trust. [Chart omitted.]
Not applicable. The Policies are life insurance
policies and do not operate as the usual periodic
payment plan certificate. Furthermore, the Policies
have not yet been sold, and Registrant does not yet
have an operating history.
56. If the trust is the issuer of periodic payment plan certificates,
furnish by years for the period covered by the financial statements
filed herewith in respect of certificates sold during such period, the
following information for each fully paid type and each installment
31
<PAGE>
payment type of periodic payment plan certificate currently being issued
by the trust. [Chart omitted.]
Not applicable. See the response to Item 55., above,
which Registrant incorporates herein by reference.
57. If the trust is the issuer of periodic payment plan certificates,
furnish by years for the period covered by the financial statements
filed herewith the following information for each installment payment
plan certificate currently being issued by the trust. [Chart omitted.]
Not applicable. See the response to Item 55., above,
which Registrant incorporates herein by reference.
58. If the trust is the issuer of periodic payment plan certificates furnish
the following information for each installment payment type of periodic
payment plan certificate outstanding as at the latest practicable date.
[Chart omitted.]
Not applicable. See the response to Item 55., above,
which Registrant incorporates herein by reference.
59. Financial statements shall be filed in accordance with the instructions
given below. [Instructions omitted.]
FINANCIAL STATEMENTS OF THE TRUST
No financial statements are filed herewith for Registrant, because it
has not yet commenced operations, has no assets or liabilities, and has
not received any income or incurred any expenses.
FINANCIAL STATEMENTS OF THE DEPOSITOR
Registrant incorporates by reference herein the financial statements and
other text contained under ("Financial Statements") in the Prospectus.
(Notwithstanding general instruction 2(d) to Form N-8B-2, such
incorporation by reference is being made pursuant to the established
administrative practice of the Commission and its staff, which is
consistent with the Commission's adoption of Regulation S-T and related
amendments to the Commission's rules regarding incorporation by
reference.)
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EXHIBITS
(Notwithstanding general instruction 2(d) to Form N-8B-2, various exhibits,
described below, have been incorporated herein by reference pursuant to the
established administrative practice of the Commission and its staff. Such
practice is consistent with the Commission's adoption of Regulation S-T and
related amendments to the Commission's rules regarding incorporation by
reference.)
A. Furnish the most recent form of the following as amended to date and
currently in effect:
(1) The indenture or agreement under the terms of which the trust
was organized or issued securities.
(a) Resolutions of Board of Directors of AGL authorizing the
establishment of Separate Account VL-R. The resolutions
are filed as Exhibit 1.(1)(a) to Registrant's Form S-6
Registration Statement under the Securities Act of 1933
("Registration Statement"), which Registrant
incorporates herein by reference.
(b) Resolutions of Board of Directors of AGL authorizing the
establishment of variable life insurance standards of
suitability and conduct. The resolutions are filed as
Exhibit 1.(1)(b) to Registrant's Registration Statement,
which Registrant incorporates herein by reference.
(2) The indenture or agreement pursuant to which the proceeds of
payments of securities are held by the custodian or trustee, if
such indenture or agreement is not the same as the indenture or
agreement referred to in paragraph (1).
Inapplicable.
(3)(a) Agreements between the trust and principal underwriter or
between the depositor and principal underwriter.
(i) Distribution Agreement dated October 3, 1991, between
American General Securities Incorporated and American
General Life Insurance Company.. Filed by pre-effective
amendment to the Registration Statement, which
Registrant incorporates herein by reference.
(ii) Form of First Amendment to Distribution Agreement. Filed
by pre-effective amendment to the Registration
Statement, which Registrant incorporates herein by
reference.
(3)(b) Specimen of typical agreements between principal underwriter and
dealers, managers, sales supervisors and salesmen.
33
<PAGE>
Form of Selling Group Agreement. Filed by
pre-effective amendment to the Registration Statement,
which Registrant incorporates herein by reference.
(3)(c) Schedules of sales commissions referred to in Item 38(c).
Schedule of Commissions. Included under the caption
"Additional Information: Distribution of the
Policies," in the Prospectus that is filed as part of
the Registration Statement, which Registrant
incorporates herein by reference.
(4) Any agreement between the principal underwriter and the
custodian or trustee other than indentures or agreements set
forth in paragraphs (1), (2) and (3) with respect to the trust
or its securities.
Not applicable.
(5) The form of each type of security.
(a)(i) Specimen form of the "Platinum Investor I" Variable
Universal Life Insurance Policy (Policy Form No. 97600).
Filed as Exhibit 1.(5)(a)(i) to the Registration
Statement, which Registrant incorporates herein by
reference.
(a)(ii) Specimen form of the "Platinum Investor II" Variable
Universal Life Insurance Policy (Policy Form No. 97610).
Filed as Exhibit 1.(5)(a)(ii) to the Registration
Statement, which Registrant incorporates herein by
reference.
(b) Specimen form of application for Policy Form Nos. 97600
and 97610. Filed as Exhibit 1.(5)(b) to the Registration
Statement, which Registrant incorporates herein by
reference.
(6) The certificate of incorporation or other instrument of
organization and by- laws of the depositor.
(a) Amended and Restated Articles of Incorporation of
American General Life Insurance Company, effective
December 31, 1991.
Incorporated by reference in Exhibit 1.(6)(a) to the
Registration Statement, which Registrant incorporates
herein by reference.
(b) Bylaws of American General Life Insurance Company,
adopted January 22, 1992.
34
<PAGE>
Incorporated by reference in Exhibit 1.(6)(a) to the
Registration Statement, which Registrant incorporates
herein by reference.
(7) Any insurance policy under a contract between the trust and the
insurance company or between the depositor and the insurance
company, together with the table of insurance premiums.
Inapplicable.
(8) Any agreement between the trust or the depositor concerning the
trust with the issuer, depositor, principal underwriter or
investment adviser of any underlying investment company or any
affiliated person of such persons.
(a) Form of Participation Agreement By and Among AIM
Variable Insurance Funds, Inc.., AIM Distributors, Inc.,
American General Life Insurance Company, on Behalf of
Itself and its Separate Accounts, and American General
Securities Incorporated. Filed by pre-effective
amendment to the Registration Statement, which
Registrant incorporates herein by reference.
(b) Form of Participation Agreement by and between the
Variable Annuity Life Insurance Company an American
General Life Insurance Company. Filed by pre-effective
amendment to the Registration Statement, which
Registrant incorporates herein by reference.
(c) Form of Participation Agreement Between American General
Life Insurance Company and Dreyfus Variable Investment
Fund, The Dreyfus Socially Responsible Growth Fund, Inc.
and dreyfus Life and Annuity Index Fund, Inc.. (Filed
herewith.)
(d) Form of Participation Agreement with Adviser for MFS
Variable Insurance Trust. Filed by pre-effective
amendment to the Registration Statement, which
Registrant incorporates herein by reference.
(e) Amended Form of Participation Agreement with Adviser for
Morgan Stanley Series Universal Funds., Inc. Filed by
pre-effective amendment to the Registration Statement,
which Registrant incorporates herein by reference.
(f) Form of Participation Agreement with Adviser for Putnam.
Filed by pre-effective amendment to the Registration
Statement, which Registrant incorporates herein by
reference.
35
<PAGE>
(g) Form of Participation Agreement with Adviser for Safeco
Resources Series Trust. Filed by pre-effective amendment
to the Registration Statement, which Registrant
incorporates herein by reference.
(h) Form of Amendment Number 2 to Amended and Restated
Participation Agreement among Van Kampen American
Capital Life Investment Trust, Van Kampen American
Capital Distributors, Inc., Van Kampen American Capital
Asset Management, Inc., American General Life Insurance
Company, and American General Securities Incorporated.
Filed by pre-effective amendment to the Registration
Statement, which Registrant incorporates herein by
reference.
(i) Form of Administrative Services Agreement between AGL
and fund distributor or advisor. Filed by pre-effective
amendment to the Registration Statement, which
Registrant incorporates herein by reference.
(9) All other material contracts not entered into in the ordinary
course of business of the trust or of the depositor concerning
the trust.
Not applicable.
(10) Form of application for a periodic plan certificate.
(a) Specimen form of application for life insurance issued
by AGL. Filed as Exhibit 1.(10)(a) to the Registration
Statement, which Registrant incorporates herein by
reference.
(b) Specimen form of supplemental application for variable
life insurance issued by AGL on Policy Form No. 97600
and Policy Form No. 97610. Filed as Exhibit 1.(10)(b) to
the Registration Statement, which Registrant
incorporates herein by reference.
36
<PAGE>
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940,
American General Life Insurance Company, as depositor of the Registrant, has
caused this registration statement to be duly signed on behalf of the
Registrant in the City of Houston and State of Texas on the 16th day of March,
1998.
(SEAL)
Signature: Separate Account VL-R of American
General Life Insurance Company
(Registrant)
By: American General Life Insurance Company
(Depositor)
By: /s/ROBERT F. HERBERT
--------------------
Robert F. Herbert
Senior Vice President
Attest: /s/STEVEN A. GLOVER
-------------------
Steven A. Glover
Assistant Secretary
