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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
American Xtal Technology, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
030514-10-3
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(CUSIP Number)
Not applicable
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter disclosure
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 pages
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 2 OF 8 PAGES
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(1) NAMES OF REPORTING PERSON
Morris S. Young, as Trustee of the Young Family Trust and General
Partner of the Morris S. Young Family Ltd. Partnership
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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(5) SOLE VOTING POWER
NUMBER OF 1,917,271
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 40,000
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 1,917,271
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(8) SHARED DISPOSITIVE POWER
40,000
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,957,271
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [X]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.5%
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(12) TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
PAGE 2 OF 8 PAGES
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 3 OF 8 PAGES
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(1) NAMES OF REPORTING PERSON
Vicke I. Young, as Trustee of the Young Family Trust and General
Partner of the Morris S. Young Family Ltd. Partnership
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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(5) SOLE VOTING POWER
NUMBER OF 1,917,271
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 40,000
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 1,917,271
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(8) SHARED DISPOSITIVE POWER
40,000
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,957,271
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [X]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.5%
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(12) TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
PAGE 3 OF 8 PAGES
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 4 OF 8 PAGES
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ITEM 1.
(a) Name of Issuer:
American Xtal Technology, Inc.
(b) Address of Issuer's Principal Executive Offices:
4281 Technology Drive
Fremont, CA 94538
ITEM 2.
(a) Name of Person Filing:
Morris S. Young & Vicke I. Young, each in his/her capacity as
Trustee of the Young Family Trust and as General Partner of the
Morris S. Young Family Ltd. Partnership
(b) Address of Principal Business Office or, if none, Residence:
Morris S. Young Vicke I. Young
4281 Technology Drive 4281 Technology Drive
Fremont, CA 94538 Fremont, CA 94538
(c) Citizenship:
Morris S. Young: United States of America
Vicke I. Young: United States of America
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
Not applicable.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR
240.13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or Dealer registered under section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
Page 4 of 8 pages
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 5 OF 8 PAGES
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(c) [ ] Insurance company as defined in section 3(a)(19) of the
Act
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940
(e) [ ] Investment adviser in accordance with SECTION
240.13d-1(b)(1)(ii)(E)
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] Parent Holding Company, in accordance with Section
240.13d-1(b)(ii)(G) (Note: See Item 7)
(h) [ ] Savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act
(i) [ ] Church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the
Investment Company Act of 1940
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
1,957,271
(b) Percent of Class:
10.5%, based on 18,658,919 shares outstanding on December 31,
1999.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,917,271(1)
(ii) shared power to vote or to direct the vote: 40,000(2)
(iii) sole power to dispose or to direct the disposition of:
1,917,271(3)
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(1) Either Morris S. Young or Vicke I. Young may act in their individual
capacity as Trustee of the Young Family Trust to vote or direct the vote of
735,071 shares and as General Partner of the Morris S. Young Family Ltd.
Partnership to vote or direct the vote of 1,132,200 shares.
(2) 20,000 shares are held by the children of Morris S. and Vicke I. Young and
20,000 shares are held jointly by George Liu, Morris Young's father-in-law,
and Vicke I. Young.
Page 5 of 8 pages
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 6 OF 8 PAGES
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(iv) shared power to dispose or to direct the disposition of:
40,000(4)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
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(3) Either Morris S. Young or Vicke I. Young may act in their individual
capacity as Trustee of the Young Family Trust to dispose or direct the
disposition of 735,071 shares and as General Partner of the Morris S. Young
Family Ltd. Partnership to dispose or direct the disposition of 1,132,200
shares.
(4) 20,000 shares are held by the children of Morris S. and Vicke I. Young and
20,000 shares are held jointly by George Liu, Morris Young's father-in-law,
and Vicke I. Young.
Page 6 of 8 pages
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 7 OF 8 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2000
/s/ Morris S. Young
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Morris S. Young
/s/ Vicke I. Young
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Vicke I. Young
Page 7 of 8 pages
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CUSIP NO. 030514-10-3 SCHEDULE 13G PAGE 8 OF 8 PAGES
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EXHIBIT A
JOINT FILING AGREEMENT
WHEREAS, the statement on Schedule 13G to which this agreement is an
exhibit (the "Joint Statement") is being filed on behalf of two or more persons
(collectively, the "Reporting Persons"); and
WHEREAS, the Reporting Persons prefer to file the Joint Statement on
behalf of both Reporting Persons rather than individual statements on Schedule
13G on behalf of each of the Reporting Persons;
NOW, THEREFORE, the undersigned hereby agree as follows with each of the
other Reporting Persons:
1. Each of the Reporting Persons is individually eligible to use
the Joint Statement.
2. Each of the Reporting Persons is responsible for the timely
filing of the Joint Statement and any amendments thereto.
3. Each of the Reporting Persons is responsible for the
completeness and accuracy of the information concerning such person contained in
the Joint Statement.
4. None of the Reporting Persons is responsible for the
completeness or accuracy of the information concerning the other Reporting
Persons contained in the Joint Statement, unless such person knows or has reason
to believe that such information is inaccurate.
5. The undersigned agree that the Joint Statement is, and any
amendment thereto will be, filed on behalf of each of the Reporting Persons.
Date: February 14, 2000
/s/ Morris S. Young
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Morris S. Young
/s/ Vicke I. Young
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Vicke I. Young
Page 8 of 8 pages
