UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person
Mackey, Christopher M.
c/o CoMac Partners, L.P.
1 Greenwich Office Park, 3rd Floor
Greenwich, CT 06831
2. Issuer Name and Ticker or Trading Symbol
Anchor Glass Container Corporation
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year
12/99(a)
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
(X) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify
below)
7. Individual or Joint/Group Filing (Check Applicable Line)
( ) Form filed by One Reporting Person
(X) Form filed by More than One Reporting Person
<TABLE>
<CAPTION>
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Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |
| Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership |
| | | | Beneficially |(D)or | |
| | | | | A/| | Owned at |Indir | |
| Date |Code|V| Amount | D | Price | End of Month |ect(I)| |
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock, par value |4/20/ |J(1)|a| 1 | A | (1) | 52 | D(2) | |
$0.10 |99 and| | | | | | | | |
|10/20 | | | | | | | | |
|99 | | | | | | | | |
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| | | | 41,824 | A | (1) | 159,503 | I | (3) |
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| | | | 20,398 | A | (1) | 70,132 | D(4) | |
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| | | | 9,097 | A | (1) | 26,954 | D(5) | |
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| | | | 11,543 | A | (1) | 60,853 | D(6) | |
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| | | | 786 | A | (1) | 1,564 | D(7) | |
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
(Over)
SEC 1474 (7-96) Page 1 of 9
<PAGE>
<TABLE>
<CAPTION>
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Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
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1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | |Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | |A/D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Series A 10% | (8) |J(1) | |a| 2 | |Imme-|2/5/ |Common Stock| (8) | (1) | 181 |D(2)| |
Cumulative Convertible| | | | | | |diate|09 | | | | | | |
Preferred Stock, | | | | | | | | | | | | | | |
par value $0.10 | | | | | | | | | | | | | | |
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| | | | | 45,799 | | | | | | | 443,641 | I | D(3) |
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| | | | | 22,354 | | | | | | | 190,996 |D(4)| |
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| | | | | 9,952 | | | | | | | 68,010 |D(5)| |
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| | | | | 12,632 | | | | | | | 180,992 |D(6)| |
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| | | | | 861 | | | | | | | 3,643 |D(7)| |
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</TABLE>
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
SEC 1474 (7-96)
Page 2 of 9
<PAGE>
<TABLE>
<CAPTION>
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Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
-----------------------------------------------------------------------------------------------------------------------------------|
1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | |Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | |A/D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Warrants to acquire | (9) |4/20 |J(1)|a| | 0 |Imme-|6/16/|Common Stock| 113 | (1) | 113 |D(2)| |
Common Stock (right | |99 and| | | |(A) |diate|08 | | | | | | |
to buy) | |10/20 | | | | | | | | | | | | |
| |99 | | | | | | | | | | | | |
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| | | | | | 0 | | | |245,386| | 245,386 | I | D(3) |
| | | | | |(A) | | | | | | | | |
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| | | | | | 0 | | | |103,738| | 103,738 |D(4)| |
| | | | | |(A) | | | | | | | | |
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| | | | | | 0 | | | | 35,159| | 35,159 |D(5)| |
| | | | | |(A) | | | | | | | | |
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| | | | | | 0 | | | |104,913| | 104,913 |D(6)| |
| | | | | |(A) | | | | | | | | |
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| | | | | | 0 | | | | 1,576| | 1,576 |D(7)| |
| | | | | |(A) | | | | | | | | |
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</TABLE>
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
/s/ Christopher M. Mackey June 30, 2000
------------------------- ----------------
Christopher M. Mackey Date
** Signature of Reporting Person
SEC 1474 (7-96)
Page 3 of 9
<PAGE>
Joint Filer Information
Name: CoMac Partners, L.P.
Address: 1 Greenwich Office Park
3rd Floor
Greenwich, CT 06831
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year: 4/99 and 10/99(a)
Signature:
COMAC PARTNERS, L.P.
By: CoMac Associates, L.P.,
General partner of CoMac Partners, L.P.
By: CoMac Advisers, Inc.,
General partner of CoMac Associates, L.P.
By: /s/ Christopher M. Mackey
---------------------------------
Name: Christopher M. Mackey
Title: Authorized Signatory
Dated: June 30, 2000
Page 4 of 9
<PAGE>
Joint Filer Information
Name: CoMac Endowment Fund, L.P.
Address: 1 Greenwich Office Park
3rd Floor
Greenwich, CT 06831
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year: 4/99 and 10/99(a)
Signature:
COMAC ENDOWMENT FUND, L.P.
By: CoMac Advisers, Inc., its
General partner
By: /s/ Christopher M. Mackey
--------------------------------
Name: Christopher M. Mackey
Title: Authorized Signatory
Dated: June 30, 2000
Page 5 of 9
<PAGE>
Joint Filer Information
Name: CoMac International N.V.
Address: 1 Greenwich Office Park
3rd Floor
Greenwich, CT 06831
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year: 4/99 and 10/99(a)
Signature:
COMAC INTERNATIONAL N.V.
By: /s/ Christopher M. Mackey
--------------------------------
Name: Christopher M. Mackey
Title: Authorized Signatory
Dated: June 30, 2000
Page 6 of 9
<PAGE>
Joint Filer Information
Name: CoMac Opportunities Fund, L.P.
Address: 1 Greenwich Office Park
3rd Floor
Greenwich, CT 06831
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year: 4/99 and 10/99(a)
Signature:
COMAC OPPORTUNITIES FUND, L.P.
By: CoMac Associates, L.P.,
General partner of CoMac Opportunities Fund, L.P.
By: CoMac Advisers, Inc.,
General partner of CoMac Associates, L.P.
By: /s/ Christopher M. Mackey
---------------------------------
Name: Christopher M. Mackey
Title: Authorized Signatory
Dated: June 30, 2000
Page 7 of 9
<PAGE>
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year: 4/99 and 10/99(a)
Footnotes
---------
(a) This Form is being filed to report additional distributions to the
Reporting Persons under the Plan referred to in footnote (1). Because
the Reporting Persons' entitlement to distributions was previously
reported prior to distribution, the distributed securities were
effectively held for the Reporting Persons' benefit under the Plan and
the timing of the additional distributions was a consequence of the
administration of the Plan in which the Reporting Persons were
uninvolved, the Reporting Persons maintain that the distributions are
exempt transactions under Section 16 of the Securities Exchange Act of
1934, as amended (the "Act"). The Reporting Persons are filing this
Form 5 solely for the purpose of maintaining an accurate account of the
Reporting Persons' holdings in their filings under Section 16.
(1) Pursuant to that certain Second Amended Joint Chapter Liquidating Plan
of Reorganization of Anchor Resolution Corp. and Anchor Recycling
Corporation dated September 17, 1997, as amended, confirmed by the
United Stated Bankruptcy Court for the District of Delaware on November
11, 1997 (the "Plan"), on or about August 19, 1998, October 15, 1998,
April 20, 1999 and October 20, 1999, shares of Class A Common Stock,
par value $0.10, shares of Class C Common Stock, par value $0.10,
shares of Series A 10% Cumulative Convertible Preferred Stock, par
value $0.10, Warrants to Acquire Class A Common Stock and Warrants to
Acquire Class C Common Stock, in each case of Anchor Glass Container
Corporation, were distributed to Christopher M. Mackey and CoMac
Partners, L.P., a Delaware limited partnership, CoMac Endowment Fund,
L.P., a Delaware limited partnership, CoMac International N.V., a
Netherlands Antilles corporation, and CoMac Opportunities Fund, L.P., a
Delaware limited partnership (collectively, the "Funds") in respect of
certain pre-petition indebtedness and trade claims held by Mr. Mackey
and the Funds. Prior to February 5, 2000, the common stock consisted of
three classes: Classes A, B and C. On February 5, 2000 (i) shares of
Classes B and C Common Stock automatically converted into shares of
Class A Common Stock, (ii) securities convertible into or exercisable
for shares of Classes B and C Common Stock automatically converted into
securities convertible into or exercisable for shares of Class A Common
Stock and (iii) the outstanding common equity of Anchor Glass Container
Corporation became a single class of common stock. The holdings of Mr.
Mackey and the Funds have been restated in the Form to reflect the
conversions in February 2000. Additional securities may be distributed
in the future under the Plan to Mr. Mackey and the Funds.
(2) Securities held directly by Christopher M. Mackey
(3) Shares held by the Funds. See Notes (4)--(7). Mr. Mackey is an
executive officer, director and shareholder of CoMac Advisers, Inc., a
Delaware corporation ("Advisers Inc."), which is the sole general
partner of CoMac Associates, L.P., a Delaware limited partnership
("Advisers LP"). Advisers LP is the sole general partner of CoMac
Partners, L.P. Advisers Inc. is the sole general partner of CoMac
Opportunities Fund, L.P. and CoMac Endowment Fund, L.P. Mr. Mackey is a
member of the supervisory board of directors of CoMac International
N.V. and is an executive officer, director and shareholder of CMS
Advisers Inc., a Delaware corporation, the investment adviser to CoMac
International N.V. Pursuant to Instruction 4(b)(iv) to Form 5, the
entire amount of the securities held by the Funds are reported. Mr.
Mackey disclaims beneficial ownership of such securities, except to the
extent of his actual pecuniary interest in such securities.
Page 8 of 9
<PAGE>
Designated Filer: Christopher M. Mackey
Issuer & Ticker Symbol: Anchor Glass Container Corporation
Statement for
Month/Year 4/99 and 10/99(a)
Footnotes (cont'd)
------------------
(4) Securities held directly by CoMac Partners, L.P. See Note 3 above.
(5) Securities held directly by CoMac Endowment Fund, L.P. See Note 3
above.
(6) Securities held directly by CoMac International N.V. See Note 3 above.
(7) Securities held directly by CoMac Opportunities Fund, L.P. See Note 3
above.
(8) Each share of Series A 10% Cumulative Convertible Preferred Stock is
convertible into 4 1/6 shares of Common Stock, subject to anti-dilution
adjustment.
(9) The Warrants are exercisable without payment of consideration.
Page 9 of 9
