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Previous: SFX ENTERTAINMENT INC, S-3, 1999-08-03 |
Next: RECKSON SERVICES INDUSTRIES INC, S-3, 1999-08-03 |
<PAGE> 1
OMB APPROVAL
OMB Number: 3235-006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
WASHINGTON, D.C. 20549 hours per response.....24.60
FORM 13F SEC USE ONLY
----------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
- -------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- -------------------------------------------------------------------------------
If amended report check here: [ ]
CATALYST INVESTMENT MANAGEMENT CO., L.L.C.
- -------------------------------------------------------------------------------#
Name of Institutional Investment Manager 1
909 MONTGOMERY STREET, SUITE 102 SAN FRANCISCO CA 94133 #
- -------------------------------------------------------------------------------2
Business Address (Street) (City) (State) (Zip)
PAUL W. JONES 415-677-1520 MANAGER
- -------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
- ---------------------------------- ATTENTION ----------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEC 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
- -------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of SAN FRANCISCO and State of CALIFORNIA on
the 28th day of JULY, 1999.
CATALYST INVESTMENT MANAGEMENT CO., L.L.C.
------------------------------------------
(Name of Institutional Investment Manager)
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: # Name: 13F File No.: #
- ----------------------------- ---------------3 ----------------------------- --------------- 3
<S> <C> <C> <C>
1. 6.
- ----------------------------- --------------- ----------------------------- ---------------
2. 7.
- ----------------------------- --------------- ----------------------------- ---------------
3. 8.
- ----------------------------- --------------- ----------------------------- ---------------
4. 9.
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5. 10.
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</TABLE>
SEC 1685 (5/91)
<PAGE> 2
Conifer Securities, LLC
FORM 13F
June 30, 1999
CIMCO
<TABLE>
<CAPTION>
Title
of
Security Class CUSIP Market Value Quantity
- -------- ----- ----- ------------ --------
COMMON STOCK
- -------------
<S> <C> <C> <C> <C>
AIRTOUCH COMMUNICATIONS INC COM 00949T100 8686000 80800
AMERICAN BANKERS INSUR GRP COM 024456105 1360937.5 25000
AMERICAN MEDICAL SECURITY GROUP COM 02744P101 238050 27600
AMERITECH CORP NEW COM 030954101 735000 10000
AMFM INCORPORATED COM 158915108 2205000 40000
APCOA PARKING AG COM 037537107 640625 50000
APPLIED POWER INC COM 038225108 546250 20000
ARMCO INC COM 042170100 662500 100000
ASSOCIATED GROUP CL B COM 045651205 4048143.75 62100
AVISTA CORP COM 05379B107 1018875 62700
AVONDALE INDS COM 054350103 780000 20000
BALLARD MED PRODS COM 058566100 349687.5 15000
BANK OF COMMERCE COM 061589107 815000 40000
BAXTER INTL INC CONTINGENT PAYMENT RIGHT COM 071813125 0 25000
BROWNING FERRIS INDS COM 115885105 5473900 127300
CABLEVISION SYSTEMS INC COM 12686C109 3150000 45000
CAPSTAR BROADCASTING CORP-CL A COM 14067G105 2214637.5 80900
CELADON GROUP COM 150838100 138550 16300
CELLULAR COMMUNICATIONS OF PR COM 15116N108 1741350 61100
CENTENNIAL HLTHCR CORP COM 150937100 132031.25 25000
CENTRAL SPRINKLERS CORP COM 155184104 563750 20000
CENTURY COMMUNICATIONS CORP COM 156503104 3962900 86150
CMP GROUP INC COM 125887109 916562.5 35000
COACH USA INC COM 18975L106 2096875 50000
COLONIAL GAS CO COM 195674106 333000 9000
CONVERGYS CORP. COM 212485106 968750 50000
CUNO INC COM 126583103 1317712.5 68900
DATA PROCESSING RES COM 237823109 818125 35000
---------------
Page Total 45914212.5
DEVELOPERS DVSFD RLTY COM 251591103 421875 25000
DIALOGIC CORP COM 252499108 1535625 35000
EMCOR GROUP INC. COM 29084Q100 1259375 50000
EMPIRE DIST ELEC COM 291641108 390937.5 15000
EQUITY OFFICE PPTYS COM 294741103 768750 30000
EVEREN CAPITAL CORP COM 299761106 1490625 50000
EXECUTIVE RISK INC COM 301586103 3530093.75 41500
</TABLE>
<PAGE> 3
<TABLE>
<S> <C> <C> <C> <C>
FEDERAL MOGUL CORP COM 313549107 1040000 20000
FOX ENTERTAINMENT GROUP COM 35138T107 673437.5 25000
FRONTIER CORP COM 35906P105 3511637.5 59900
GLOBAL CROSSING LTD COM G3921A100 1278750 30000
GULF STREAM AEROSPACE CORP. COM 402734107 5573906.25 82500
HEALTHEON CORP COM 422209106 1001000 13000
HOLOPHANE CORP COM 571875 15000
INTL COMFORT PRODUCTS COM 458978103 455000 40000
INTL SPECIALTY PRODUCTS COM 460337108 262837.5 25800
IXC COMMUNICATIONS INC COM 450713102 3046718.75 77500
KING WORLD PRODTNS COM 495667107 1234103.12 35450
KN ENERGY INC COM 482620101 478825 35800
LIFELINE SYS INC COM 532192101 423500 22000
LONG BEACH FINANCIAL CORP COM 542446109 734375 50000
MARSHALL INDUSTRIES COM 572393106 1078125 30000
MASOTECH INC COM 574670105 1585350 93600
MASTER GRAPHICS INC COM 576346100 126637.5 30700
MILLICOM INTL CELLULAR COM L6388F102 1896300 60200
MOBIL OIL CORP COM 607059102 1481250 15000
NALCO CHEMICAL CO COM 629853102 1037500 20000
NEW ENGLAND ELEC SYS COM 644001109 2756875 55000
NEWBRIDGE NETWORKS CORP. COM 650901101 862500 30000
NEXTERA ENTERPRISES COM 65332E101 209218.75 32500
NHP NATIONAL HEALTH COM 638620104 953125 50000
----------------
Page Total 41670128.12
NORTH CAROLINA NATURAL GAS CORP COM 658221106 1095109.37 32150
ORCAD INC COM 685568107 570937.5 45000
OUTDOOR SYSTEMS INC COM 690057104 365000 10000
PALL CORP COM 696429307 734406.25 33100
PAREXEL INTL COM 699462107 1709325 128400
PAYMENTECH COM 704384106 1250987.5 49300
PERFORMANCE SYSTEMS INTERNATIONAL COM 74437C101 1310625 30000
POOL ENERGY SVCS CO COM 732788104 457031.25 22500
QWEST COMMUNICATION INTERNATIONAL INC COM 749121109 330625 10000
RALSTON PURINA CO COM 751277302 608750 20000
RAYCHEM COM 754603108 3962700 107100
RENTAL SERVICE CORP COM 76009V102 2719375 95000
REPUBLIC NY CORP COM 760719104 1363750 20000
SKYTEL COMM INC COM 83087Q104 837500 40000
SOUTHWEST GAS CORP COM 844895102 2567662.5 89700
STANFORD TELECOMMUNICATIONS COM 854402104 888750 30000
STONERIDGE INC COM 86183P102 910000 65000
SUPERIOR SVCS INC COM 868316100 1062500 40000
SUPERTEL HOSPITALITY COM 868524109 179062.5 15000
SYNETIC INC COM 87160F109 343750 5000
TCI SATELLITE ENT COM 872298104 440625 150000
TELEBANC FINANCIAL CORP COM 87925R109 809875 20900
TENFOLD CORP COM 88033A103 635000 20000
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C>
TEXAS MICRO INC COM 88255T103 187500 25000
TJ INTL INC COM 872534102 465000 15000
TRANSAMERICA CORP COM 893485102 5801250 77350
TV GUIDE INC COM 87307Q109 915625 25000
U.S. WEST MEDIA GROUP COM 58440J104 5053781.25 67950
UNITED GLOBAL 7% PFD COM 1507500 30000
UNITED RENTALS INC COM 911363109 4012000 136000
US WEST INC. COM 91273H101 2332375 39700
----------------
Page Total 45428378.12
USAI NETWORKS INC COM 902984103 1003125 25000
UST CORP COM 902900109 1210000 40000
VARIAN ASSOC INC COM 922206107 1545312.5 115000
VWR SCIENTIFIC PRODS INC COM 918435108 1100625 30000
WESTERN WATER CO COM 959881103 140000 40000
WHITAKER CORP COM 1120000 40000
WHX CORP PFD B COM 929248300 645712.5 20100
WYMAN GORDON CO COM 983085101 565856.25 29300
YANKEE ENERGY COM 1389062.5 35000
----------------
141732412.5
SHORT STOCK
- -----------
AEGON NV COM 007924103 206637.39 -17275
AMFM INCORPORATED COM 158915108 -511896.1 -40450
AT & T LIBERTY MEDIA GROUP A COM 001957208 -307892.2 -77000
CHUBB CORPORATION COM 171232101 -664167.9 -51250
GENERAL DYNAMICS CORP COM 369550108 -375771 -82500
GLOBAL CROSSING LTD COM G3921A100 414904.7 -30000
HEALTHEON CORP COM 422209106 -395120.01 -13000
NABORS INDUSTRIES COM 629568106 -249952.7 -23100
VODAPHONE GROUP PLC COM 92857T107 -218478.74 -40400
----------------
-2101736.57
----------------
GRAND TOTAL 139630675.9
================
----------------
Page Total 6617957.18
</TABLE>
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