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OMB APPROVAL
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OMB Number: 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
WASHINGTON, D.C. 20549 hours per response.... 24.60
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SEC USE ONLY
FORM 13F ----------------------------
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 20, 2000.
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(Please read instructions before preparing form.)
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If amended report check here: / /
CATALYST INVESTMENT MANAGEMENT CO., L.L.C.
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Name of Institutional Investment Manager
909 MONTGOMERY STREET, SUITE 102 SAN FRANCISCO CA 94133
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Business Address (Street) (City) (State) (Zip)
PAUL W. JONES 415-677-1520 MANAGER
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of San Francisco and State of California on the 24th
day of October, 2000.
CATALYST INVESTMENT MANAGEMENT CO., LLC
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(Name of Institutional Investment Manager)
/s/ Paul W. Jones
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
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<S> <C> <C> <C>
1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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</TABLE>
SEC 1685 (5/91)
Copyright (C) 1992. NRS Systems, Inc. (Portions of Software Only)
<PAGE> 2
Conifer Securities, LLC
FORM 13F
CIMCO
September 30, 2000
<TABLE>
<CAPTION>
Voting
Authority
---------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- -------------- --------- -------- -------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACUSON COM 005113105 1329 58400 SH Defined 58400
ALTEON WEBSYSTEMS INC. COM 02145a109 2173 20050 SH Defined 20050
ASSOCIATES FIRST CAPITAL CORP COM 046008108 3040 80000 SH Defined 80000
AT & T LIBERTY MEDIA GROUP A COM 001957208 452 25000 SH Defined 25000
AT HOME CORP COM 045919107 1447 102461 SH Defined 102461
AT&T COM 001957109 5076 172806 SH Defined 172806
AXA ADS COM 054536107 2251 34800 SH Defined 34800
AXA FINANCIAL INC COM 002451102 2852 56000 SH Defined 56000
AXENT TECHNOLOGIES INC. COM 05459C108 2161 100238 SH Defined 100238
BANK UNITED CORP COM 065412108 1521 30000 SH Defined 30000
BAXTER INTL INC CONTINGENT PAY COM 071813109 0 25000 SH Defined 25000
BEST BUY CO COM 086516101 2227 35000 SH Defined 35000
BESTFOODS INC COM 08658U101 8553 117563 SH Defined 117563
BISH BOAKE ALLEN INC COM 123162109 1195 25000 SH Defined 25000
BOISE CASCADE CORPORATION COM 097383103 1228 46242 SH Defined 46242
C-CUBE MICROSYSTEMS INC COM 12501N108 646 31521 SH Defined 31521
CHARTER COMMUNICATIONS COM 16117M107 976 60000 SH Defined 60000
CHASE 8.25% PFD COM 16147R209 1000 40000 SH Defined 40000
COASTAL CORP COM 190441105 2570 34671 SH Defined 34671
COBALT NETWORKS COM 19074R101 2315 40000 SH Defined 40000
COLUMBIA ENERGY GROUP COM 197648108 5941 83670 SH Defined 83670
COMPAQ COMPUTER COM 204493100 3501 126951 SH Defined 126951
CONSTELLATION ENERGY GROUP COM 210371100 2487 50000 SH Defined 50000
DEUTCSHE TELEKOM AG COM 251566105 1096 32000 SH Defined 32000
</TABLE>
<PAGE> 3
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DEXTER CORP COM 252165105 3783 53400 SH Defined 53400
DOMINION RESOURCES COM 25746U109 3887 66953 SH Defined 66953
DONALDSON LUFKIN JENRETTE COM 257661108 5635 63000 SH Defined 63000
DOW CHEMICAL CO. COM 260543103 499 20000 SH Defined 20000
DUKE ENERGY CORP COM 264399106 3481 40597 SH Defined 40597
DUPONT (EL) de NEMOURS COM 263534109 1657 40000 SH Defined 40000
DURA PHARMACEUTICALS INC COM 26632S109 1061 30000 SH Defined 30000
EDISON INTERNATIONAL COM 281020107 866 45000 SH Defined 45000
EL PASO ENERGY CORP COM 283905107 1541 25000 SH Defined 25000
EMCOR GROUP INC. COM 29084Q100 7313 281251 SH Defined 281251
FLORIDA PROGRESS CORP COM 341109106 4197 79291 SH Defined 79291
FORT JAMES CORP COM 347471104 1067 34908 SH Defined 34908
FPL GROUP INC COM 302571104 657 10000 SH Defined 10000
GELTEX PHARMACEUTICALS INC COM 368538104 1170 25000 SH Defined 25000
GPU INC COM 36225X100 1557 48000 SH Defined 48000
GRAND UNION CORP COM 386532402 24 100000 SH Defined 100000
HEALTHEON-WEB MD CORP COM 94769M105 857 56200 SH Defined 56200
HERTZ CORP COM 428040109 1587 50000 SH Defined 50000
HIGHLAND BANCORP INC COM 429879105 1326 52500 SH Defined 52500
HONEYWELL COM 438506107 1234 34647 SH Defined 34647
HSB GROUP INC CO COM 40428N109 1404 35000 SH Defined 35000
INFINITY BROADCASTING CORP COM 45662S102 1848 56000 SH Defined 56000
INTERMEDIA COMMUNICATIONS INC COM 458801107 2950 100000 SH Defined 100000
JP MORGAN COM 616880100 2124 13000 SH Defined 13000
KEYSPAN ENERGY COM 49337W100 2003 50000 SH Defined 50000
KOHLS CORP COM 500255104 3000 52000 SH Defined 52000
KRISPY KREME DOUGHNUTS INC COM 501014104 2091 25023 SH Defined 25023
LANTRONIX INC COM 516548104 600 63200 SH Defined 63200
LOUISIANA PAC CORP COM 546347105 469 50000 SH Defined 50000
MALLINCKRODT COM 561232109 5017 109952 SH Defined 109952
MAYTAG CORP COM 578592107 3164 101860 SH Defined 101860
MCN ENERGY GROUP INC COM 55267J100 510 20000 SH Defined 20000
MMC NETWORKS INC. COM 55308N102 3162 25000 SH Defined 25000
NABISCO COM 629526104 5165 96096 SH Defined 96096
NISOURCE INC PREMIUM INCOME EQ COM 65473p303 720 15000 SH Defined 15000
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOGATECH INC COM 654919109 649 76300 SH Defined 76300
ODETICS INC CLASS A COM 676065204 983 57184 SH Defined 57184
PAINE WEBBER GROUP INC. COM 695629105 5600 82200 SH Defined 82200
PECO ENERGY CO COM 693304107 3028 50000 SH Defined 50000
PG&E CORP COM 69331C108 1330 55000 SH Defined 55000
PHOENIX INV PTNRS COM 719085102 3558 229529 SH Defined 229529
PHONE.COM INC COM 71920Q100 2841 25000 SH Defined 25000
PIONEER GROUP INC COM 723684106 5561 126470 SH Defined 126470
PUBLIC SERVICES ENTERPRISES COM 744573106 1125 25000 SH Defined 25000
ROCKWELL INTERNATIONAL CORP COM 773903109 2420 80000 SH Defined 80000
SCI SYSTEMS COM 783890106 410 10000 SH Defined 10000
SEAGATE TECHNOLOGY COM 811804103 4119 59700 SH Defined 59700
SEAGRAM LTD COM 811850106 5649 98359 SH Defined 98359
SOFTWARE.COM COM 83402P104 4536 25000 SH Defined 25000
SOUTHDOWN INC COM 841297104 2137 30000 SH Defined 30000
SPRINT INC. COM 852061100 1172 40000 SH Defined 40000
TIFFANY & CO COM 886547108 1157 30000 SH Defined 30000
TIME WARNER INC COM 887315109 1956 25000 SH Defined 25000
UNION CARBIDE COM 905581104 1768 46841 SH Defined 46841
UNIT CORP COM 909218109 4135 280350 SH Defined 280350
UNITED PAN-EUROPE COMM COM 911300200 777 40000 SH Defined 40000
UNITEDGLOBALCOM INC CL A COM 913247508 5040 168000 SH Defined 168000
URBAN SHOPPING CENTERS,INC. COM 917060105 2470 52000 SH Defined 52000
UTILICORP UTD COM 918005109 3680 142239 SH Defined 142239
VOICESTREAM WIRELESS CORP. COM 928615103 2081 17931 SH Defined 17931
WILLIAMS CO.'S COM 969457100 5390 127576 SH Defined 127576
WILLIAMS COMMUNICATIONS GROUP COM W001990 500 25000 SH Defined 25000
WORLDCOM INC COM 98157D106 911 30000 SH Defined 30000
ZIFF DAVIS INC COM 989511209 706 50200 SH Defined 50200
ZIFF-DAVIS INC COM 989511100 1514 182150 SH Defined 182150
REPORT SUMMARY 89 DATA 210872 0 OTHER
RECORDS MANAGERS
ON WHOSE
BEHALF
REPORT
IS FILED
</TABLE>
