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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
(Please read instructions before preparing form.)
If amended report check here: / /
Catalyst Investment Management Co., L.L.C.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
909 Montgomery Street, Suite 102 San Francisco CA 94133
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Paul W. Jones 415-677-1520 Manager
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
ATTENTION
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of San Francisco and State of California on
the 10th day of February, 2000.
Catalyst Investment Management Co., L.L.C.
-----------------------------------------------
(Name of Institutional Investment Manager)
/s/ Paul W. Jones
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ------------------------ ------------- ------------------------ -------------
1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
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Conifer Securities, LLC
FORM 13F
CIMCO
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
----------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ------------------------ -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADFORCE INC COM 006867105 1862 26090 SH Defined 26090
AIR EXPRESS INTERNATIONAL CORP COM 009104100 2055 63600 SH Defined 63600
AIRONET WIRELESS COMM. COM 00943A107 3052 45700 SH Defined 45700
AMFM INCORPORATED COM 158915108 2308 29615 SH Defined 29615
ASSOCIATED GROUP CL B COM 045651205 5105 55490 SH Defined 55490
AT&T COM 001957109 3168 62340 SH Defined 62340
ATLANTIC RICHFIELD CO COM 048825103 942 10890 SH Defined 10890
BAXTER INTL INC CONTINGENT PAY COM 071813125 0 25000 SH Defined 25000
BOLDER TECHCORP COM 097519102 446 35000 SH Defined 35000
BURLINGTON RESOURCES INC. COM 122014103 1818 55000 SH Defined 55000
CABLEVISION SYSTEMS INC COM 12686C109 1132 15000 SH Defined 15000
CARDINAL HEALTH INC COM 14149Y108 1915 40000 SH Defined 40000
CBS CORP COM 12490K107 3403 53223 SH Defined 53223
CENCO TECH CORP COM 168228104 3296 71270 SH Defined 71270
CLARIFY INC COM 180492100 2285 18020 SH Defined 18020
CMP GROUP INC COM 125887109 1301 47210 SH Defined 47210
COMPAQ COMPUTER COM 204493100 1759 65000 SH Defined 65000
COMSAT CORP COM 20564D107 1472 74060 SH Defined 74060
DII GROUP COM 232949107 2165 30500 SH Defined 30500
DQE INC COM 23329J104 866 25000 SH Defined 25000
EMCOR GROUP INC. COM 29084Q100 1651 90475 SH Defined 90475
EMPIRE DIST ELEC COM 291641108 531 23460 SH Defined 23460
ENRON CORP COM 293561106 656 35000 SH Defined 35000
EOG RESOURCES INC COM 26875P101 702 40000 SH Defined 40000
FIRST SEC CORP COM 336294103 556 21775 SH Defined 21775
FORD MOTOR CO. COM 345370100 1599 30000 SH Defined 30000
FPL GROUP INC COM 302571104 856 20000 SH Defined 20000
GENERAL INSTRUMENT CORP-DEL COM 370120107 7295 85820 SH Defined 85820
HARCOURT GENERAL COM 41163G101 1610 40000 SH Defined 40000
INTL SPECIALTY PRODUCTS COM 460337108 421 45800 SH Defined 45800
ISOCOR COM 464902105 2464 56635 SH Defined 56635
JONES INTERCABLE INC CLASS A COM 480206200 1389 20045 SH Defined 20045
JOSTENS INC COM 481088102 424 17420 SH Defined 17420
LEGATO SYSTEMS INC. COM 524651106 1032 15000 SH Defined 15000
MAKER COMMUNICATIONS INC COM 560875106 1024 23945 SH Defined 23945
MICROWAREHOUSE COM 59501B105 564 30485 SH Defined 30485
MIDAMERICAN ENERGY HLDS CO COM 59562V107 3829 113655 SH Defined 113655
MINDSPRING ENTERPRISES COM 602683104 1052 40000 SH Defined 40000
MONSANTO CO. COM 611662107 1989 56130 SH Defined 56130
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C>
MONTANA POWER CO COM 612085100 1385 38405 SH Defined 38405
NEIMAN MARCUS CLASS B COM 640204301 1266 47000 SH Defined 47000
NEW ENGLAND ELEC SYS COM 644001109 1650 31890 SH Defined 31890
NEWBRIDGE NETWORKS CORP. COM 650901101 4318 191400 SH Defined 191400
NEWSEDGE CORP COM 65249Q106 478 40935 SH Defined 40935
OAK INDUSTRIES INC NEW COM 671400505 1847 17400 SH Defined 17400
OLSTEN GROUP COM 681385100 830 73390 SH Defined 73390
OMNIPOINT CORP. COM 68212D102 4595 38150 SH Defined 38150
OPTICAL COATING LAB INC COM 683829105 1288 4350 SH Defined 4350
PECHINEY INC COM 705151207 877 24148 SH Defined 24148
PHARMACIA & UPJOHN INC. COM 716941109 1459 32420 SH Defined 32420
PIMCO ADVISORS HOLDINGS LP COM 69338P102 1161 30795 SH Defined 30795
PITTWAY CORP COM 725790208 1464 32660 SH Defined 32660
POTOMAC ELECTRIC COM 737679100 688 30000 SH Defined 30000
RAILTEX INC COM 750766107 413 23080 SH Defined 23080
RALSTON PURINA CO COM 751277302 1115 40000 SH Defined 40000
RENEX CORP COM 759683105 406 43550 SH Defined 43550
REPUBLIC NY CORP COM 760719104 2850 39590 SH Defined 39590
SAFESKIN CORP. COM 786454108 529 43600 SH Defined 43600
SBC COMMUNICATIONS INC. COM 78387G103 1219 25000 SH Defined 25000
SOFTWORKS INC. COM 83404P102 551 56650 SH Defined 56650
SOUTHWEST GAS CORP COM 844895102 937 40726 SH Defined 40726
STONERIDGE INC COM 86183P102 1235 80000 SH Defined 80000
TECHSYN CORP COM 878308105 227 11000 SH Defined 11000
TELESCAN INC COM 879516102 829 33600 SH Defined 33600
TELTREND INC COM 87969R108 369 12195 SH Defined 12195
TENFOLD CORP COM 88033A103 599 15000 SH Defined 15000
TJ INTL INC COM 872534102 1097 26115 SH Defined 26115
UCU 9.75 PFD PEPS COM 918005877 1471 65000 SH Defined 65000
UNION CARBIDE COM 905581104 1338 20040 SH Defined 20040
UNION PACIFIC RESOURCES COM 907834105 765 60000 SH Defined 60000
UNIT CORP COM 909218109 1307 170000 SH Defined 170000
UNITED RENTALS INC COM 911363109 408 23825 SH Defined 23825
UNITEDGLOBALCOM INC CL A COM 913247508 2248 31835 SH Defined 31835
UNITEDGLOBALCOM INC DEP SHS PR COM 913247805 2520 40000 SH Defined 40000
US WEST INC. COM 91273H101 4732 65725 SH Defined 65725
US WEST MEDIA GROUP COM 58440J104 6157 80150 SH Defined 80150
UST CORP COM 902900109 2967 93450 SH Defined 93450
USWEB CORPORATION COM 917327108 798 17950 SH Defined 17950
WASTE MANAGEMENT INC. NEW COM 94106L109 430 25000 SH Defined 25000
WILLIAMS CO.'S COM 969457100 611 20000 SH Defined 20000
YANKEE ENERGY COM 984779108 808 18385 SH Defined 18385
REPORT SUMMARY 81 DATA RECORDS 132233 0 OTHER MANAGERS ON WHOSE BEHALF
REPORT IS FILED
</TABLE>
