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<PAGE> 1
OMB APPROVAL
--------------------------
OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average burden
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SEC USE ONLY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000.
(Please read instructions before preparing form.)
If amended report check here: [ ]
Catalyst Investment Management Co., L.L.C.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
909 Montgomery Street, Suite 102 San Francisco CA 94133
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Paul W. Jones 415-677-1520 Manager
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
- -------------------------------- ATTENTION -----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of San Francisco and State of California on
the 15 day of May, 2000.
Catalyst Investment Management Co., L.L.C.
--------------------------------------------
(Name of Institutional Investment Manager)
/s/ Paul W. Jones
--------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ------------------------------------ ----------------------------------------
1. 6.
- ------------------------------------ ----------------------------------------
2. 7.
- ------------------------------------ ----------------------------------------
3. 8.
- ------------------------------------ ----------------------------------------
4. 9.
- ------------------------------------ ----------------------------------------
5. 10.
- ------------------------------------ ----------------------------------------
SEC 1685 (3/91)
Copyright(c) 1992. NRS Systems, Inc. (Portions of Software Only)
<PAGE> 2
Catalyst Investment Mgt Co. LLC
FORM 13F
March 31, 2000
<TABLE>
<CAPTION>
Value Shares/ Sh/ Put/
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call
<S> <C> <C> <C> <C> <C> <C>
AETNA INC. COM 008117103 $2,347 42,146 SH
AKAMAI TECHNOLOGIES INC. COM 00971T101 $810 5,040 SH
AMERICA ONLINE INC COM 02364J104 $828 12,319 SH
ASPECT DEVELOPMENT COM 045234101 $1,740 27,023 SH
ATLANTIC RICHFIELD CO COM 048825103 $2,216 26,070 SH
BAXTER INTL INC CONTINGENT PAY COM 071813125 $0 25,000 SH
BLACK & DECKER COM 091797100 $1,234 32,853 SH
BOISE CASCADE CORPORATION COM 097383103 $1,113 32,032 SH
C-CUBE MICROSYSTEMS INC COM 125015107 $633 8,690 SH
CBS CORP COM 12490K107 $3,979 70,268 SH
CMP GROUP INC COM 125887109 $600 20,595 SH
COMPAQ COMPUTER COM 204493100 $2,277 85,527 SH
CONCENTRIC NTWK CORP COM 20589R107 $2,593 47,152 SH
CORDANT TECHNOLOGIES INC. COM 218412104 $2,208 39,039 SH
CROWN CORK & SEAL CO COM 228255105 $986 61,598 SH
DANA CORP COM 235811106 $546 19,383 SH
DELPHI AUTOMOTIVE SYS COM 247126105 $1,969 123,067 SH
DII GROUP COM 232949107 $6,430 56,872 SH
EARTHLINK INC COM 270321102 $2,307 118,686 SH
EASTMAN KODAK CO. COM 277461109 $1,338 24,639 SH
EMCOR GROUP INC. COM 29084Q100 $5,616 267,441 SH
EMPIRE DIST ELEC COM 291641108 $472 24,050 SH
ENRON CORP COM 293561106 $772 35,000 SH
ETEC SYSTEMS INC. COM 26922C103 $3,285 26,849 SH
EXACTIS.COM INC COM 30064G104 $770 34,987 SH
FIDELITY NATIONAL FINANCIAL COM 316326107 $162 11,745 SH
FORD MOTOR CO. COM 345370100 $3,769 82,038 SH
GEMSTAR INTL GROUP COM G3788V106 $1,959 22,777 SH
GENERAL CIGAR HLDGS COM 36933P100 $677 44,746 SH
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 $3,824 186,543 SH
GOODYEAR TIRES COM 382550101 $1,340 57,492 SH
GRAND UNION CORP COM 386532402 $391 133,081 SH
HANNAFORD BROS CO COM 410550107 $1,660 22,509 SH
HARCOURT GENERAL COM 41163G101 $1,490 40,000 SH
HEALTHEON CORP COM 422209106 $986 42,863 SH
HEALTHSOUTH COM 421924101 $915 164,555 SH
IMS HEALTH INC. COM 449934108 $2,789 164,686 SH
INPRISE CORP COM 45766C102 $296 43,469 SH
INTERVU INC COM 46114R106 $2,147 23,857 SH
JOHNSON AND JOHNSON COM 478160104 $2,302 32,852 SH
JOSTENS INC COM 481088102 $872 35,760 SH
LIPOSOME INC COM 536310105 $1,134 64,914 SH
MAPQUEST.COM COM 565644101 $1,795 86,522 SH
MAYTAG CORP COM 578592107 $544 16,426 SH
MEDIA ONE GROUP INC COM 58440J104 $6,990 86,291 SH
MEDICAL MANAGER CORP COM 584614103 $1,063 30,318 SH
MEDSCAPE INC. COM 585046105 $116 21,700 SH
MIRAGE RESORTS INC COM 60462E104 $1,092 56,374 SH
MONSANTO CO. COM 611662107 $2,938 58,269 SH
NEIMAN MARCUS CLASS B COM 640204301 $1,296 47,127 SH
NEWBRIDGE NETWORKS CORP. COM 650901101 $2,812 86,701 SH
NEXTLINK COMMUNICATIONS COM 65333H707 $1,887 15,253 SH
OAK TECHNOLOGY INC COM 671802106 $1,513 78,597 SH
ODETICS INC CLASS A COM 676065204 $309 22,504 SH
OPENTV CORP COM G67543101 $1,831 15,468 SH
ORTEL CORP COM 68749W102 $2,502 13,333 SH
PAIRGAIN TECHNOLOGIES COM 695934109 $650 34,800 SH
PIMCO ADVISORS HOLDINGS LP COM 69338P102 $1,968 51,376 SH
QWEST COMMUNICATION INTERNATIO COM 749121109 $7,006 144,450 SH
RELIASTAR FIN CORP COM 75952U103 $1,959 57,835 SH
SABRE HOLDINGS INC. COM 785905100 $1,214 32,853 SH
SBC COMMUNICATIONS INC. COM 78387G103 $2,685 63,931 SH
SEAGATE TECHNOLOGY COM 811804103 $1,089 18,075 SH
SHERWIN WILLIAMS COM 824348106 $541 24,639 SH
SOUTHERN CO. COM 842587107 $1,252 57,574 SH
SOUTHWEST GAS CORP COM 844895102 $1,012 53,084 SH
SPYGLASS INC COM 852192103 $674 8,690 SH
ST. LAURENT PAPER BOARD INC. COM 790907109 $1,295 65,776 SH
STONERIDGE INC COM 86183P102 $776 67,468 SH
TELECORP PCS COM 879299105 $1,569 30,318 SH
TELEFONICA DE ESPANA SA SPONSO COM 879382208 $1,622 21,736 SH
TENET HEALTHCARE CORP COM 88033G100 $1,508 65,568 SH
TIME WARNER INC COM 887315109 $1,734 17,336 SH
TOWER AUTOMOTIVE INC. COM 891707101 $471 28,745 SH
TRAVELLERS/AETNA PROPERTY CASU COM 893939108 $1,792 43,450 SH
UCU 9.75 PFD PEPS COM 918005877 $1,446 65,000 SH
UNION CARBIDE COM 905581104 $1,728 29,639 SH
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
Invstmt Other
Name of Issuer Dscretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C>
AETNA INC. Defined 42146
AKAMAI TECHNOLOGIES INC. Defined 5040
AMERICA ONLINE INC Defined 12319
ASPECT DEVELOPMENT Defined 27023
ATLANTIC RICHFIELD CO Defined 26070
BAXTER INTL INC CONTINGENT PAY Defined 25000
BLACK & DECKER Defined 32853
BOISE CASCADE CORPORATION Defined 32032
C-CUBE MICROSYSTEMS INC Defined 8690
CBS CORP Defined 70268
CMP GROUP INC Defined 20595
COMPAQ COMPUTER Defined 85527
CONCENTRIC NTWK CORP Defined 47152
CORDANT TECHNOLOGIES INC. Defined 39039
CROWN CORK & SEAL CO Defined 61598
DANA CORP Defined 19383
DELPHI AUTOMOTIVE SYS Defined 123067
DII GROUP Defined 56872
EARTHLINK INC Defined 118686
EASTMAN KODAK CO. Defined 24639
EMCOR GROUP INC. Defined 267441
EMPIRE DIST ELEC Defined 24050
ENRON CORP Defined 35000
ETEC SYSTEMS INC. Defined 26849
EXACTIS.COM INC Defined 34987
FIDELITY NATIONAL FINANCIAL Defined 11745
FORD MOTOR CO. Defined 82038
GEMSTAR INTL GROUP Defined 22777
GENERAL CIGAR HLDGS Defined 44746
GLOBAL TELESYSTEMS GROUP INC Defined 186543
GOODYEAR TIRES Defined 57492
GRAND UNION CORP Defined 133081
HANNAFORD BROS CO Defined 22509
HARCOURT GENERAL Defined 40000
HEALTHEON CORP Defined 42863
HEALTHSOUTH Defined 164555
IMS HEALTH INC. Defined 164686
INPRISE CORP Defined 43469
INTERVU INC Defined 23857
JOHNSON AND JOHNSON Defined 32852
JOSTENS INC Defined 35760
LIPOSOME INC Defined 64914
MAPQUEST.COM Defined 86522
MAYTAG CORP Defined 16426
MEDIA ONE GROUP INC Defined 86291
MEDICAL MANAGER CORP Defined 30318
MEDSCAPE INC. Defined 21700
MIRAGE RESORTS INC Defined 56374
MONSANTO CO. Defined 58269
NEIMAN MARCUS CLASS B Defined 47127
NEWBRIDGE NETWORKS CORP. Defined 86701
NEXTLINK COMMUNICATIONS Defined 15253
OAK TECHNOLOGY INC Defined 78597
ODETICS INC CLASS A Defined 22504
OPENTV CORP Defined 15468
ORTEL CORP Defined 13333
PAIRGAIN TECHNOLOGIES Defined 34800
PIMCO ADVISORS HOLDINGS LP Defined 51376
QWEST COMMUNICATION INTERNATIO Defined 144450
RELIASTAR FIN CORP Defined 57835
SABRE HOLDINGS INC. Defined 32853
SBC COMMUNICATIONS INC. Defined 63931
SEAGATE TECHNOLOGY Defined 18075
SHERWIN WILLIAMS Defined 24639
SOUTHERN CO. Defined 57574
SOUTHWEST GAS CORP Defined 53084
SPYGLASS INC Defined 8690
ST. LAURENT PAPER BOARD INC. Defined 65776
STONERIDGE INC Defined 67468
TELECORP PCS Defined 30318
TELEFONICA DE ESPANA SA SPONSO Defined 21736
TENET HEALTHCARE CORP Defined 65568
TIME WARNER INC Defined 17336
TOWER AUTOMOTIVE INC. Defined 28745
TRAVELLERS/AETNA PROPERTY CASU Defined 43450
UCU 9.75 PFD PEPS Defined 65000
UNION CARBIDE Defined 29639
</TABLE>
<PAGE> 3
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C>
UNIT CORP COM 909218109 $1,104 100,371 SH
UNITED PAN-EUROPE COMM COM 911330200 $276 5,560 SH
UNITED RENTALS INC COM 911363109 $5,064 293,565 SH
US FOODSERVICE INC COM 90331R101 $3,025 117,182 SH
US HOME CORP COM 911920106 $841 22,122 SH
US WEST INC. COM 91273H101 $1,888 25,997 SH
UTILICORP UTD COM 918005109 $296 16,392 SH
WARNER-LAMBERT COM 934488107 $907 9,298 SH
WHITMAN COM 96647K102 $1,203 86,300 SH
$150,170 0
</TABLE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
UNIT CORP Defined 100371
UNITED PAN-EUROPE COMM Defined 5560
UNITED RENTALS INC Defined 293565
US FOODSERVICE INC Defined 117182
US HOME CORP Defined 22122
US WEST INC. Defined 25997
UTILICORP UTD Defined 16392
WARNER-LAMBERT Defined 9298
WHITMAN Defined 86300
</TABLE>
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