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Previous: HORIZON OFFSHORE INC, S-3, EX-23.1, 2000-10-04 |
Next: COAST FEDERAL LITIGATION CONTINGENT PAYMENT RIGHTS TRUST, 8-K, 2000-10-04 |
<PAGE> 1
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
(Please read instructions before preparing form.)
If amended report check here: /x/
CATALYST INVESTMENT MANAGEMENT CO., L.L.C.
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Name of Institutional Investment Manager
909 MONTGOMERY STREET, SUITE 102 SAN FRANCISCO CA 94133
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Business Address (Street) (City) (State) (Zip)
PAUL W. JONES 415-677-1520 MANAGER
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report
ATTENTION
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS
CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of San Francisco and State of California on the 27th
day of September, 2000.
CATALYST INVESTMENT MANAGEMENT CO., L.L.C.
-------------------------------------------
(Name of Institutional Investment Manager)
/s/ PAUL W. JONES
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. 6.
------------------------------------------ ------------- ------------------------------------------ -------------
2. 7.
------------------------------------------ ------------- ------------------------------------------ -------------
3. 8.
------------------------------------------ ------------- ------------------------------------------ -------------
4. 9.
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5. 10.
------------------------------------------ ------------- ------------------------------------------ -------------
</TABLE>
SEC 1685 (5/91)
<PAGE> 2
Conifer Securities, LLC
FORM 13F
CIMCO
June 30, 2000
<TABLE>
<CAPTION>
Value Shares/ Sh/ Put/ Invstmt
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn
------------------------------ -------------- --------- -------- -------- --- ---- -------
<S> <C> <C> <C> <C> <C> <C> <C>
AMFM INCORPORATED COM 001693100 2415 35000 SH Defined
AT HOME CORP COM 045919107 1867 90000 SH Defined
AT&T COM 001957109 6027 190562 SH Defined
BAXTER INTL INC CONTINGENT PAY COM 071813109 0 25000 SH Defined
BESTFOODS INC COM 08658U101 7045 101731 SH Defined
BOISE CASCADE CORPORATION COM 097383103 3364 130000 SH Defined
BURR BROWN CORP COM 122574106 1734 20000 SH Defined
C-CUBE MICROSYSTEMS INC COM 12501N108 589 30000 SH Defined
CASCADE CORP COM 147195101 844 70700 SH Defined
CENTRAL NEWSPAPERS INC COM 154647101 2530 40000 SH Defined
CFM TECHNOLOGIES INC. COM 12525K106 417 26900 SH Defined
CMP GROUP INC COM 125887109 724 24716 SH Defined
COLUMBIA ENERGY GROUP COM 197648108 6960 106053 SH Defined
COMPAQ COMPUTER COM 204493100 2559 100098 SH Defined
COMSAT CORP COM 20564D107 1137 48400 SH Defined
CYPRESS SEMICONDUCTOR CORP COM 232806109 634 15000 SH Defined
DOMINION RESOURCES COM 25746U109 2397 55900 SH Defined
DUKE ENERGY CORP COM 264399106 2917 51745 SH Defined
EARTHLINK INC COM 270321102 1065 69008 SH Defined
EL PASO ENERGY CORP COM 283905107 2561 50286 SH Defined
EMCOR GROUP INC. COM 29084Q100 7016 302584 SH Defined
ENRON CORP COM 293561106 2580 40000 SH Defined
ENRON CORP (7% exch nts) COM 293561882 1507 48606 SH Defined
GEMSTAR TV GUIDE INTL. INC. COM 36866w106 1292 21025 SH Defined
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------
Other
Name of Issuer Managers Sole Shared None
------------------------------ ------------ ---- -------- -------
<S> <C> <C> <C> <C>
AMFM INCORPORATED 35000
AT HOME CORP 90000
AT&T 190562
BAXTER INTL INC CONTINGENT PAY 25000
BESTFOODS INC 101731
BOISE CASCADE CORPORATION 130000
BURR BROWN CORP 20000
C-CUBE MICROSYSTEMS INC 30000
CASCADE CORP 70700
CENTRAL NEWSPAPERS INC 40000
CFM TECHNOLOGIES INC. 26900
CMP GROUP INC 24716
COLUMBIA ENERGY GROUP 106053
COMPAQ COMPUTER 100098
COMSAT CORP 48400
CYPRESS SEMICONDUCTOR CORP 15000
DOMINION RESOURCES 55900
DUKE ENERGY CORP 51745
EARTHLINK INC 69008
EL PASO ENERGY CORP 50286
EMCOR GROUP INC. 302584
ENRON CORP 40000
ENRON CORP (7% exch nts) 48606
GEMSTAR TV GUIDE INTL. INC. 21025
</TABLE>
<PAGE> 3
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
GENERAL MOTORS COM 370442105 1765 30400 SH Defined
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 3136 259949 SH Defined
GRAND UNION CORP COM 386532402 99 186250 SH Defined
GTE CORPORATION COM 362320103 5381 86900 SH Defined
HANNAFORD BROS CO COM 410550107 1797 25000 SH Defined
HARCOURT GENERAL COM 41163G101 2175 40000 SH Defined
HEALTHEON CORP COM 422209106 931 62872 SH Defined
HIGHLAND BANCORP INC COM 429879105 1219 50000 SH Defined
INDEPENDENT ENERGY COM 45384X108 1247 150000 SH Defined
INT'L HOME FOOD INCS COM 459655106 2094 100000 SH Defined
JUPITER COMMUNICATIONS COM 482050101 412 17900 SH Defined
KEYSPAN ENERGY COM 49337W100 1744 56931 SH Defined
KOHLS CORP COM 500255104 985 17700 SH Defined
KRISPY KREME DOUGHNUTS INC COM 501014104 645 8771 SH Defined
MALLINCKRODT COM 561232109 1086 25000 SH Defined
MAPQUEST.COM COM 565644101 1720 103563 SH Defined
MCN ENERGY GROUP INC COM 55267J100 658 30000 SH Defined
MEDIA ONE GROUP INC COM 58440J104 8082 121547 SH Defined
MEDICAL MANAGER CORP COM 58461U103 1362 40000 SH Defined
MONTANA POWER CO COM 612085100 2155 60700 SH Defined
NABISCO COM 629526104 3150 60000 SH Defined
NEIMAN MARCUS CLASS B COM 640204301 1586 57156 SH Defined
NRG ENERGY INC. COM 629377102 730 40000 SH Defined
ODETICS INC CLASS A COM 676065204 877 60491 SH Defined
ONEMAIN.COM INC. COM 68267P109 1125 100000 SH Defined
OPTISYSTEMS SOLUTIONS LTD COM M75252102 665 68600 SH Defined
PECO ENERGY CO COM 693304107 1641 40700 SH Defined
PIONEER GROUP INC COM 723684106 3178 75000 SH Defined
QUEST EDUCATIONAL CORP COM 74835F102 903 50000 SH Defined
RELIASTAR FIN CORP COM 75952U103 8565 163343 SH Defined
SABRE HOLDINGS INC. COM 785905100 1319 46269 SH Defined
SCIENTIFIC GAMES HLDGS CP COM 808747109 1105 45000 SH Defined
SEAGATE TECHNOLOGY COM 811804103 3117 56670 SH Defined
SEAGRAM LTD COM 811850106 4640 80000 SH Defined
SHARED MEDICAL SYS CP COM 819486101 729 10000 SH Defined
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
GENERAL MOTORS 30400
GLOBAL TELESYSTEMS GROUP INC 259949
GRAND UNION CORP 186250
GTE CORPORATION 86900
HANNAFORD BROS CO 25000
HARCOURT GENERAL 40000
HEALTHEON CORP 62872
HIGHLAND BANCORP INC 50000
INDEPENDENT ENERGY 150000
INT'L HOME FOOD INCS 100000
JUPITER COMMUNICATIONS 17900
KEYSPAN ENERGY 56931
KOHLS CORP 17700
KRISPY KREME DOUGHNUTS INC 8771
MALLINCKRODT 25000
MAPQUEST.COM 103563
MCN ENERGY GROUP INC 30000
MEDIA ONE GROUP INC 121547
MEDICAL MANAGER CORP 40000
MONTANA POWER CO 60700
NABISCO 60000
NEIMAN MARCUS CLASS B 57156
NRG ENERGY INC. 40000
ODETICS INC CLASS A 60491
ONEMAIN.COM INC. 100000
OPTISYSTEMS SOLUTIONS LTD 68600
PECO ENERGY CO 40700
PIONEER GROUP INC 75000
QUEST EDUCATIONAL CORP 50000
RELIASTAR FIN CORP 163343
SABRE HOLDINGS INC. 46269
SCIENTIFIC GAMES HLDGS CP 45000
SEAGATE TECHNOLOGY 56670
SEAGRAM LTD 80000
SHARED MEDICAL SYS CP 10000
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
SOLUTIA INC COM 834376105 1899 138100 SH Defined
SOUTHERN CO. COM 842587107 4840 207600 SH Defined
SPYGLASS INC COM 852192103 1059 33833 SH Defined
STONERIDGE INC COM 86183P102 383 43737 SH Defined
TELEFONICA DE ARGENTINA SA COM 879378206 4298 120900 SH Defined
TIME WARNER INC COM 887315109 1900 25000 SH Defined
UCU 9.75 PFD PEPS COM 918005877 2233 94020 SH Defined
UNION PACIFIC RESOURCES COM 907834105 3300 150000 SH Defined
UNIT CORP COM 909218109 3218 238389 SH Defined
UNITED ASSETS MGMT CORP COM 909420101 935 40000 SH Defined
UNITED RENTALS INC COM 911363109 4002 233703 SH Defined
UTILICORP UTD COM 918005109 747 37602 SH Defined
VASTAR RESOURCES INC. COM 922380100 1642 20000 SH Defined
VERIO INC COM 923433106 5587 100700 SH Defined
WESLEY JESSEN VISIONCARE COM 951018100 1315 35000 SH Defined
WILLIAMS CO.'S COM 969457100 1326 31818 SH Defined
WORLDGATE COMMUNICATIONS COM 98156L307 355 20000 SH Defined
REPORT SUMMARY 76 DATA RECORDS 171243 0 OTHER MANAGERS
ON WHOSE BEHALF
REPORT IS FILED
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
SOLUTIA INC 138100
SOUTHERN CO. 207600
SPYGLASS INC 33833
STONERIDGE INC 43737
TELEFONICA DE ARGENTINA SA 120900
TIME WARNER INC 25000
UCU 9.75 PFD PEPS 94020
UNION PACIFIC RESOURCES 150000
UNIT CORP 238389
UNITED ASSETS MGMT CORP 40000
UNITED RENTALS INC 233703
UTILICORP UTD 37602
VASTAR RESOURCES INC. 20000
VERIO INC 100700
WESLEY JESSEN VISIONCARE 35000
WILLIAMS CO.'S 31818
WORLDGATE COMMUNICATIONS 20000
REPORT SUMMARY
</TABLE>
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