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OMB APPROVAL
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OMB Number: 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
WASHINGTON, D.C. 20549 hours per response.... 24.60
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SEC USE ONLY
FORM 13F ----------------------------
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 2000.
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(Please read instructions before preparing form.)
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If amended report check here: / /
CATALYST INVESTMENT MANAGEMENT CO., LLC
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Name of Institutional Investment Manager
909 MONTGOMERY STREET, SUITE 102 SAN FRANCISCO CA 94133
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Business Address (Street) (City) (State) (Zip)
PAUL W. JONES 415-677-1520 MANAGER
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of San Francisco and State of California on the 2nd
day of January, 2001.
CATALYST INVESTMENT MANAGEMENT CO., LLC
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(Name of Institutional Investment Manager)
/s/ Paul Jones
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
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Name: 13F File No.: Name: 13F File No.:
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<S> <C> <C> <C>
1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
Copyright (C) 1992. NRS Systems, Inc. (Portions of Software Only)
<PAGE> 2
Conifer Securities, LLC
FORM 13F
December 31, 2000
<TABLE>
<CAPTION>
Voting
Authority
Title ---------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ----- ------------ -------- --------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3 COM CORP COM 885535104 820 96450 SH Defined 96450
ACCORD NETWORKS INC COM M01690102 222 22500 SH Defined 22500
ACNIELSEN CORP COM 004833109 3625 100000 SH Defined 100000
AGRIBRANDS INT'L INC COM 00849R105 1685 31500 SH Defined 31500
AT HOME CORP COM 045919107 220 39777 SH Defined 39777
AT&T COM 001957109 2049 118335 SH Defined 118335
AVON PRODUCTS INC COM 054303102 1139 23761 SH Defined 23761
B.F. GOODRICH COMPANY COM 382388106 2251 61882 SH Defined 61882
BANK UNITED CORP COM 065412108 5189 76100 SH Defined 76100
BAXTER INTL INC CONTINGENT PAY COM 071813109 0 25000 SH Defined 25000
BINDLEY WESTN INDS INC. COM 090324104 1247 30000 SH Defined 30000
BIOCHEM PHARMA INC COM 09058T108 320 10000 SH Defined 10000
BLUESTONE SOFTWARE COM 09623P102 2313 152940 SH Defined 152940
BOISE CASCADE CORPORATION COM 097383103 2369 70456 SH Defined 70456
CHARLES SCHWAB COM 808513105 821 28935 SH Defined 28935
COASTAL CORP COM 190441105 4391 49842 SH Defined 49842
COHOES BANCORP INC. COM 192513109 1533 80700 SH Defined 80700
CONSTELLATION ENERGY GROUP COM 210371100 4313 95719 SH Defined 95719
COOPER INDUSTRIES INC COM 216669101 1295 28235 SH Defined 28235
DAIN RAUSCHER GROUP COM 233856103 947 10000 SH Defined 10000
DELPHI AUTOMOTIVE SYS COM 247126105 813 72300 SH Defined 72300
EMCOR GROUP INC. COM 29084Q100 7908 310116 SH Defined 310116
GASONICS INTERNATIONAL CORP COM 367278108 1401 76222 SH Defined 76222
GPU INC COM 36225X100 1472 40000 SH Defined 40000
GRANT PRIDECO INC COM 38821G101 1645 75000 SH Defined 75000
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HARCOURT GENERAL COM 41163G101 1732 30276 SH Defined 30276
HERTZ CORP COM 428040109 982 28764 SH Defined 28764
HOME DEPOT INC COM 437076102 1102 24113 SH Defined 24113
HONEYWELL COM 438506107 2882 60917 SH Defined 60917
IBP INC COM 449223106 802 30000 SH Defined 30000
INFINITY BROADCASTING CORP COM 45662S102 3093 111736 SH Defined 111736
INTERMEDIA COMMUNICATIONS INC COM 458801107 144 20000 SH Defined 20000
IPALCO ENTERPRISES INC COM 462613100 1018 42100 SH Defined 42100
JP MORGAN COM 616880100 2527 15029 SH Defined 15029
KEEBLER FOODS CO COM 487256109 3495 84339 SH Defined 84339
KOHLS CORP COM 500255104 2184 35800 SH Defined 35800
LANTRONIX INC COM 516548104 441 69178 SH Defined 69178
LITTON INDUSTRIES INC COM 538021106 3572 45400 SH Defined 45400
LOUISIANA PAC CORP COM 546347105 1415 141500 SH Defined 141500
MCN ENERGY GROUP INC COM 55267J100 1564 56500 SH Defined 56500
MICROTOUCH SYS COM 595145103 1879 89950 SH Defined 89950
MORGAN KEEGAN INC COM 617410105 1590 60000 SH Defined 60000
NIAGARA MOHAWK HLDGS INC COM 635520106 417 25000 SH Defined 25000
NISOURCE INC COM 6547sp105 741 24100 SH Defined 24100
NISOURCE INC PREMIUM INCOME EQ COM 65473p303 2344 43400 SH Defined 43400
ODETICS INC CLASS A COM 676065204 431 50681 SH Defined 50681
ORTHOPEDIC SERVICES COM 674424106 1410 79999 SH Defined 79999
PENNACO ENERGY COM 708046107 589 30000 SH Defined 30000
PHOENIX INV PTNRS COM 719085102 2231 142203 SH Defined 142203
PORTAL SOFTWARE INC COM 736126103 196 25000 SH Defined 25000
PRIMEX TECH INC COM 741597108 829 26000 SH Defined 26000
QUAKER OATS COM 747402105 1653 16975 SH Defined 16975
QUANTA SERVICES INC COM 74762E102 1564 48600 SH Defined 48600
RADIOSHACK CORP COM 750438103 826 19290 SH Defined 19290
REPUBLIC SECURITY FINL CORP COM 760758102 866 120000 SH Defined 120000
SHIRE PHARMACEUTICALS COM 82481R106 783 17000 SH Defined 17000
SILICON VALLY GROUP INC COM 827066101 3230 112340 SH Defined 112340
SIMPLE TECHNOLOGY INC COM 828820100 188 48600 SH Defined 48600
SMITHKLINE BEECHAM INC COM 832378301 3186 50000 SH Defined 50000
SOFTWARE AG SYSTEMS INC NEW COM 834025108 1170 102852 SH Defined 102852
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SOLUTIA INC COM 834376105 1058 88200 SH Defined 88200
SPRINT CORP COM 852061506 1003 49100 SH Defined 49100
SPRINT INC. COM 852061100 896 44100 SH Defined 44100
ST JOSEPH LIGHT & POWER COM 790654107 861 35000 SH Defined 35000
SUMMIT BANCORP COM 866005101 3292 86200 SH Defined 86200
TALBOTS INC COM 874161102 420 9215 SH Defined 9215
TARGET CORPORATION COM 87612E106 647 20000 SH Defined 20000
TECO 8.5% PFD COM 87875R208 1017 40000 SH Defined 40000
TEXACO COM 881694103 1242 20000 SH Defined 20000
TIFFANY & CO COM 886547108 748 23638 SH Defined 23638
UNIT CORP COM 909218109 2922 154300 SH Defined 154300
UNITED DOMINION INDS LTD COM 909914103 648 53200 SH Defined 53200
UNITEDGLOBALCOM INC CL A COM 913247508 1600 117400 SH Defined 117400
US BANCORP INC COM 902973106 1751 60000 SH Defined 60000
UTILICORP UTD COM 918005109 4636 149551 SH Defined 149551
VISTEON CORP COM 92839u107 448 39000 SH Defined 39000
VOICESTREAM WIRELESS CORP. COM 928615103 3378 33571 SH Defined 33571
WASHINGTON MUTUAL INC COM 939322103 753 14200 SH Defined 14200
WILLIAMS COMMUNICATIONS GROUP COM W001990 553 47073 SH Defined 47073
WORLDCOM INC COM 98157D106 1487 105725 SH Defined 105725
WRIGLEY WM JR CO COM 982526105 739 7716 SH Defined 7716
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
REPORT SUMMARY 81 DATA 133167 0 OTHER MANA-
RECORDS GERS ON WHOSE
BEHALF REPORT
IS FILED
</TABLE>
Do not save this screen as a text file. This report automatically creates the
text file inftable.txt, which meets all SEC filing requirements. For details on
the location of this text file, see your 705 Report documentation.
