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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
THE HAVANA GROUP, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Class A Common Stock Purchase Warrants
(Title of Class of Securities)
419209-11-9
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(CUSIP Number)
Steven Morse, Esq., Lester Morse P.C., 111 Great Neck Rd., Great Neck, NY 11021
- --------------------------------------------------------------------------------
(516-487-1446)
- ---------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
May 15, 1998
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Check the following box if a fee is being paid with the statement |_|. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act
("ACT") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-11-9 Page 3 of 5 Pages
- --------------------- -----------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Duncan Hill, Inc. ID# 34-1229487
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|X|
(b)|_|
3 SEC USE ONLY
4 SOURCE OF FUNDS*
Not Applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF
SHARES 138,000
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- -------------------
8 SHARED VOTING POWER
9 SOLE DISPOSITIVE POWER
138,000
10 SHARED DISPOSITIVE POWER
---------- -----------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
138,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |X|
Does not include shares of Common Stock and Preferred Stock 13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.2%
14 TYPE OF REPORTING PERSON*
CO
- ---------- --------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-11-9 Page 4 of 5 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William L. Miller ###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|X|
(b)|_|
3 SEC USE ONLY
4 SOURCE OF FUNDS*
Not Applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- ------- ----------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 200,000
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- -------------------
8 SHARED VOTING POWER
9 SOLE DISPOSITIVE POWER
200,000
10 SHARED DISPOSITIVE POWER
- ---- -----------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
Common Stock and Preferred Stock owned by Duncan Hill, Inc. and
Options owned by William L. Miller.
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5%
14 TYPE OF REPORTING PERSON*
IN
- --- ---------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-11-9 Page 5 of 5 Pages
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Item 1. Security and Issuer
This statement relates to the Common Stock Purchase Warrants of The
Havana Group, Inc. (the "Issuer"). The Warrants are exercisable at any time from
May 14, 1998 to the close of business on May 14, 2003 at a price of $5.25 per
share subject to certain redemption rights. The Issuer's executive office is
located at 4450 Belden Village Street, N.W., Suite 406, Canton, Ohio 44718.
Item 2. Identity and Background
Duncan Hill, Inc.
(a) Duncan Hill, Inc.
(b) 4450 Belden Village Street, N.W.
Suite 406
Canton, Ohio 44718
(c) Principal stockholder of the Issuer.
(d) Not applicable.
(e) Not applicable.
(f) Delaware
William L. Miller
(a) William L. Miller
(b) c/o Duncan Hill, Inc.
4450 Belden Village Street, N.W.
Suite 406
Canton, Ohio 44718
(c) Chief Executive Officer of The Havana Group, Inc. and Kids
Stuff, Inc.
(d) Not applicable.
(e) Not applicable.
(f) U.S.A.
Item 3. Source and Amount of Funds or Other Consideration
Not Applicable. (The securities owned by Duncan Hill, Inc.
and William L. Miller were acquired by them prior to the
Issuer becoming a reporting company under Section 12(g) of
the Securities Exchange Act of 1934, as amended.)
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-11-9 Page 6 of 5 Pages
- --------------------- -----------------
Item 4. Purpose of Transactions
Not Applicable. (See Item 3.)
Item 5. Interest in Securities of the Issuer
(a) - (b) As of May 27, 1998, the Issuer has 2,658,000 Class A
Common Stock Purchase Warrants outstanding. Of the 2,658,000
Class A Warrants, 200,000 are owned by William L. Miller,
which represents 7.5% of the outstanding Warrants and 138,000
Class A Warrants constituting approximately 5.2% of the
outstanding Warrants are owned by Duncan Hill, Inc. William L.
Miller and Duncan Hill, Inc. have the sole voting right as to
the shares underlying the Class A Warrants and sole
dispositive power over the securities. The foregoing does not
include shares of Common Stock, Preferred Stock and Options to
purchase Common Stock owned by Duncan Hill, Inc. and/or
William L. Miller. For a description of this beneficial
ownership, a separate Schedule 13-D has been filed with the
Securities & Exchange Commission.
(c) On May 22, 1998, the Company issued 138,000 Class A
Warrants to Duncan Hill and 200,000 Class A Warrants to
William L. Miller pursuant to the automatic conversion of a
like number of privately held warrants issued to them in
December 1997.
(d) - (e) Not Applicable
Item 6. Contracts, Arrangements, Understandings or Relationships with
- ------- Respect to the Securities of the Issuer
Not Applicable.
Item 7. Materials to be filed as Exhibits
Not applicable
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: May 28, 1996
Reporting Person: Duncan Hill, Inc.
Signature By: /s/ Duncan Hill, Inc.
------------------------------------
(authorized officer)
Reporting Person: William L. Miller
Signature /s/ William L. Miller
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