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UNITED STATES ------------------------------
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145
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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
THE HAVANA GROUP, INC.
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(Name of Issuer)
Common Stock, $.001 par value per share
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(Title of Class of Securities)
419209-10-1
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(CUSIP Number)
December 31, 1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 419209-10-1 13G PAGE 2 OF 7 PAGES
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ARO Trust #1 1960 Trust
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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NUMBER OF 5 SOLE VOTING POWER
SHARES 1,800,000
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH
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REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 1,800,000
WITH
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8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,800,000
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
55.2%
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12 TYPE OF REPORTING PERSON*
00
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Page 2 of 7 pages
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STATEMENT CONTAINING INFORMATION REQUIRED BY SCHEDULE 13G
ITEM 1.
(a) NAME OF ISSUER
The Havana Group, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
4450 Belden Village Street, N.W., Suite 406
Canton, OH 44718
ITEM 2.
(a) NAME OF PERSON FILING
ARO Trust #1 1960 Trust
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE
N8939 Waterpower Road, Dearbrook, Wisconsin 54424
(c) CITIZENSHIP
Illinois
(d) TITLE OF CLASS OF SECURITIES
Common Stock, $.001 par value per share
(e) CUSIP NUMBER
419209-10-1
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), 13D-2(b), CHECK
WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o)
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c)
(c) [ ] Insurance company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c)
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8)
(e) [ ] An investment advisor in accordance with
Section 240.13d-1(b)(1)(ii)(E)
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F)
Page 3 of 7 pages
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(g) [ ] A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G)
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813)
(i) [ ] A church plan that is excluded from the definition of
an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3)
(j) [ ] Group in accordance with Section 240.13d-1(b)(1)(ii)(J)
Not Applicable
ITEM 4. OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED
1,800,000
(b) PERCENT OF CLASS
55.2%
The assumptions utilized in calculating the foregoing
percentages is set forth on Exhibit A hereto.
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE
1,800,000
(ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE
0
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
1,800,000
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
Page 4 of 7 pages
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ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
Not Applicable
Page 5 of 7 pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1999
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Date
ARO TRUST #1 1960 TRUST
By: /s/ Linda Gallenberger
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Signature
Linda Gallenberger, Trustee
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Name/Title
Page 6 of 7 pages
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EXHIBIT A
DETERMINATION OF PERCENTAGE OWNERSHIP
1,860,000 shares of Common Stock outstanding according to the Quarterly
Report on Form 10-Q of The Havana Group, Inc. for its fiscal
quarter ended September 30, 1998
+1,400,000 shares of Common Stock issuable upon the exercise of 1,400,000
Class A Warrants to purchase Common Stock held by the Filing
Person assumed to be outstanding pursuant to Rule
13d-3(d)(1)(i)(D)
3,260,000 total shares of Common Stock outstanding
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percentage
beneficial
ownership = 1,800,000 shares beneficially owned = 55.2%
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3,260,000 shares outstanding
Page 7 of 7 pages
