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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4 )*
THE HAVANA GROUP, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
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(Title of Class of Securities)
419209-10-1
------------------------------------------
(CUSIP Number)
Steven Morse, Esq., Lester Morse P.C., 111 Great Neck Rd.,
Great Neck, NY 11021 (516-487-1446)
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
February 4, 2000
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Check the following box if a fee is being paid with the statement |_|. (A
fee is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act ("ACT") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-10-1 Page 2 of 5 Pages
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Duncan Hill, Inc. ID# 34-1229487
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)|X|
(b)|_|
3 SEC USE ONLY
4 SOURCE OF FUNDS*
Not Applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
|_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
NUMBER OF
SHARES 6,966,000
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 6,966,000
10 SHARED DISPOSITIVE POWER
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,966,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|X|
Excludes shares beneficially owned by William L. Miller
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
85.0%
14 TYPE OF REPORTING PERSON*
CO
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-10-1 Page 3 of 5 Pages
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William L. Miller ###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)|X|
(b)|_|
3 SEC USE ONLY
4 SOURCE OF FUNDS*
Not Applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
|_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
7 SOLE VOTING POWER
NUMBER OF
SHARES 640,000
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 640,000
10 SHARED DISPOSITIVE POWER
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
640,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|X|
Excludes shares beneficially owned by Duncan Hill, Inc.
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.6%
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-10-1 Page 4 of 5 Pages
Item 1. Security and Issuer
This statement relates to the Common Stock of The Havana Group, Inc. (the
"Issuer"). The Issuer's executive office is located at 7835 Freedom Avenue,
N.W., North Canton, OH 44720.
Item 2. Identity and Background
Duncan Hill, Inc.
(a) Duncan Hill, Inc.
(b) 7835 Freedom Avenue, N.W.
North Canton, OH 44720
(c) Principal stockholder of the Issuer.
(d) Not applicable.
(e) Not applicable.
(f) Delaware
William L. Miller
(a) William L. Miller
(b) c/o Duncan Hill, Inc.
7835 Freedom Avenue, N.W.
North Canton, OH 44720
(c) Chief Executive Officer of The Havana Group, Inc.
and Kids Stuff, Inc.
(d) Not applicable.
(e) Not applicable.
(f) U.S.A.
Item 3. Source and Amount of Funds or Other Consideration
Not applicable.
<PAGE>
SCHEDULE 13D
CUSIP No. 419209-10-1 Page 5 of 5 Pages
Item 4. Purpose of Transactions
Acquisition of additional shares pursuant to extension of employment
contract. (a) - (j) Not Applicable.
Item 5. Interest in Securities of the Issuer
(a) - (b) As of February 16, 2000, the Issuer has outstanding the following
securities: 5,000,000 shares of Series A Preferred Stock, 1,100,000 shares of
Series B Preferred Stock, 2,100,000 shares of Common Stock, 3,058,000 Class A
Common Stock Purchase Warrants and Options to purchase 260,000 shares of Common
Stock. Of the foregoing securities, Duncan Hill, Inc. beneficially owns and has
the right to vote and to dispose of 5,000,000 shares of Series A Preferred
Stock, 1,100,000 shares of Series B Preferred Stock, and 866,000 shares of
Common Stock. William L. Miller beneficially owns and has the right to vote and
dispose of 240,000 shares of the Company's Common Stock, 200,000 Class A
Warrants and Options to purchase 200,000 shares of Common Stock. As a group,
Duncan Hill, Inc. and William L. Miller have the right to vote and dispose of an
aggregate of 7,606,000 shares which represents approximately 88.4% of the
outstanding voting stock. For a discussion of the beneficial ownership of the
Issuer's Class A Common Stock Purchase Warrants beneficially owned by Duncan
Hill, Inc. and Mr. Miller, reference is made to a separate Schedule 13D which
has been filed with the Securities & Exchange Commission.
(c) On October 4, 1999, Duncan Hill sold 65,000 shares of the Company's
Common Stock at price of $1.875 per share. On February 4, 2000, Mr. Miller
purchased 240,000 shares of the Company's Common Stock at a price of $.4044 per
share pursuant to a transaction approved by the Board of Directors of the
Company. On February 4, 2000, Mr. Miller agreed with the Company to cancel his
200,000 options and the Company agreed to reissue an identical number of options
exercisable at $.4044 per share.
(d) - (e) Not Applicable
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to the Securities of the Issuer
Not Applicable.
Item 7. Materials to be filed as Exhibits
Not applicable
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 29, 2000
Reporting Person: Duncan Hill, Inc.
Signature By: /s/ William L. Miller
(authorized officer)
Reporting Person: William L. Miller
Signature /s/ William L. Miller
