UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Oak Ridge Investments, LLC
Address: 10 South LaSalle Street, Suite 1050
Chicago, Illinois 60603
Form 13F File No: 28-6668
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to
submit it, that all information contained herein is
true, correct and complete, and that it is understood
that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Samuel Wegbreit
Title: Managing Member
Phone: (312) 857-1040
Signature, Place, and Date of Signing:
/s/Samuel Wegbreit Chicago, Illinois 10/29/99
- ----------------------- ------------------- ------------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[X] 13F Holdings Report (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F Notice (Check here if no holdings
reported are in this report, and all holdings are
reported by other reporting manager(s).)
[ ] 13F Combination Report (Check here if a
portion of the holdings for this reporting manager
are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 107
Form 13F Information Table Value Total: 341,174,471
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F
file number(s) of all institutional investment managers
with respect to which this report is filed, other than
the manager filing this report. None
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<TABLE>
FORM 13F INFORMATION TABLE
Title Fair Shares/
of Market PRN SH/ Put/ Investmt Other Voting Authority
Name of Issuer Class CUSIP Value AMT PRN Call Dscretn Mangers Sole Share None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AC NEILSEN COM 004833109 2,083,395 91,830 SH SOLE 91,830
ALLIANT TECH SYS COM 018804104 6,168,466 88,995 SH SOLE 4,000 84,995
ALLTEL CORP COM 020039103 2,946,953 41,875 SH SOLE 800 41,075
AMERICA ONLINE COM 02364J104 457,629 4,395 SH SOLE 4,395
AMERICAN EXPRESS COM 025816109 2,880,975 21,400 SH SOLE 350 21,050
AMERICAN GEN CORP COM 026351106 1,626,158 25,710 SH SOLE 700 25,010
AMERICAN SERVICE GROUP COM 02364L109 202,500 15,000 SH SOLE 15,000 0
AMGEN INC COM COM 031162100 346,375 4,250 SH SOLE 4,250
ASTORIA FINANCIAL COM 046265104 5,115,848 166,369 SH SOLE 10,000 156,369
AT&T COM 001957109 1,020,902 23,469 SH SOLE 23,469
AUDIOVOX COM 050757103 4,543,998 261,525 SH SOLE 16,000 245,525
AVIATION SALES COM 053672101 3,205,205 168,695 SH SOLE 6,000 162,695
BJ'S WHOLESALE CLUB COM 05548J106 7,565,637 255,920 SH SOLE 12,000 243,920
BRUNSWICK CORP COM 117043109 230,467 9,265 SH SOLE 9,265
CALPINE CORP COM 131347106 6,409,886 75,355 SH SOLE 75,355
CAMBREX CORP COM 132011107 5,838,169 220,829 SH SOLE 13,000 207,829
CAPITAL SENIOR LIVING COM 140475104 2,366,269 312,895 SH SOLE 24,200 288,695
CARDINAL HEALTH COM 14149Y108 2,283,005 41,890 SH SOLE 1,100 40,790
CENDANT CORP COM 151313103 1,387,109 78,147 SH SOLE 3,300 74,847
CHIRON CORP COM 170040109 8,319,624 300,483 SH SOLE 300,483
CINCINATTI BELL COM 171870108 1,140,981 58,700 SH SOLE 58,700
CISCO SYS INC COM COM 17275R102 2,432,049 35,472 SH SOLE 35,472
CITIGROUP COM 172967101 2,517,108 57,207 SH SOLE 57,207
COASTAL CORP COM 190441105 2,200,800 53,760 SH SOLE 1,600 52,160
COHERENT INC COM 192479103 6,148,658 275,570 SH SOLE 16,000 259,570
COMDISCO COM 200336105 3,674,358 190,258 SH SOLE 190,258
COMPUTER SCIENCES CORP COM 205363104 1,478,672 21,030 SH SOLE 21,030
COMVERSE TECH COM 205862402 11,469,060 121,607 SH SOLE 8,000 113,607
<PAGE>
CONOCO INC COM 208251405 2,810,044 102,650 SH SOLE 2,400 100,250
CONVERGYS COM 212485106 7,334,254 370,183 SH SOLE 21,500 348,683
DII GROUP COM 232949107 4,752,951 135,075 SH SOLE 9,800 125,275
DIME COMMUNITY BANCORP COM 253922108 1,967,100 94,800 SH SOLE 94,800
DOLLAR GENERAL COM 256669102 830,229 26,890 SH SOLE 26,890
DR HORTON INC COM 23331A109 2,688,607 207,815 SH SOLE 207,815
DUANE READE INC COM 263578106 2,302,454 76,430 SH SOLE 4,000 72,430
EARTHCARE CO COM 27031N105 3,585,725 275,825 SH SOLE 21,000 254,825
EXPRESS SCRIPTS INC COM 302182100 10,406,549 132,991 SH SOLE 6,000 126,991
FEDERAL NATL MTG COM 313586109 1,623,920 25,905 SH SOLE 25,905
FIRST SIERRA FNCL COM 335944104 160,313 15,000 SH SOLE 15,000 0
FOREST LABS COM 345838106 1,599,065 37,960 SH SOLE 775 37,185
FURNITURE BRANDS INC COM 360921100 2,807,831 142,620 SH SOLE 142,620
FYI INC COM 302712104 6,696,570 198,785 SH SOLE 12,000 186,785
GARDNER DENVER COM 365558105 3,119,244 206,231 SH SOLE 206,231
GENERAL ELEC CO COM 369604103 4,192,963 35,365 SH SOLE 550 34,815
GENESYS TELCM LABS COM 371931106 12,159,273 266,140 SH SOLE 14,000 252,140
GOLD BANC CORP COM 379907108 157,013 15,900 SH SOLE 15,900
HANOVER COMPRESSOR COM 410768105 4,586,409 144,170 SH SOLE 15,000 129,170
HELLER FINANCIAL COM 423328103 3,960,902 176,040 SH SOLE 14,000 162,040
HOME DEPOT COM 437076102 1,052,776 15,341 SH SOLE 15,341
HOUSEHOLD INTL COM 441815107 1,078,761 26,885 SH SOLE 1,000 25,885
IMS HEALTH COM 449934108 1,055,763 46,280 SH SOLE 900 45,380
INSIGHT ENTERPRISES COM 45765U103 7,241,295 222,809 SH SOLE 14,250 208,559
INTEL CORP COM COM 458140100 2,629,176 35,380 SH SOLE 700 34,680
INTL BUSINESS MACHINES COM 459200101 1,365,485 11,285 SH SOLE 11,285
JOHNSON & JOHNSON COM 478160104 2,404,828 26,175 SH SOLE 600 25,575
JOHNSON CONTROLS COM 478366107 1,572,933 23,720 SH SOLE 650 23,070
JONES PHARMA INC COM 480236108 3,035,911 92,085 SH SOLE 13,500 78,585
KIMBERLY CLARK COM 494368103 2,423,863 45,950 SH SOLE 900 45,050
<PAGE>
KROGER CO COM 501044101 1,559,598 70,690 SH SOLE 70,690
LEGG MASON INC COM 524901105 8,390,056 218,990 SH SOLE 14,000 204,990
LEXMARK COM 529771107 1,669,168 20,735 SH SOLE 600 20,135
LINDBERG CORP COM 535171102 91,250 10,000 SH SOLE 10,000 0
LONG BEACH FINANCIAL COM 542446109 2,367,328 149,123 SH SOLE 149,123
LUCENT TECHN COM 549463107 3,195,094 49,250 SH SOLE 750 48,500
MARINER POST ACUTE NTWK COM 568459101 9,084 24,225 SH SOLE 24,225
MCI WORLDCOMM COM 55268B106 4,048,719 56,330 SH SOLE 575 55,755
MEDQUIST INC COM 584949101 6,740,330 201,580 SH SOLE 9,800 191,780
MEDTRONIC COM 585055106 1,938,690 54,515 SH SOLE 1,100 53,415
MERRILL LYNCH COM 590188108 2,130,734 31,625 SH SOLE 375 31,250
MICROSOFT CORP COM COM 594918104 3,261,608 36,015 SH SOLE 650 35,365
MINDSPRING ENTPR COM 602683104 2,755,043 99,505 SH SOLE 7,000 92,505
NAVIGANT CONSULTING COM 63935N107 1,843,919 39,761 SH SOLE 39,761
NCO GROUP COM 628858102 5,859,490 124,670 SH SOLE 5,000 119,670
NORTEK COM 656559101 3,911,919 114,635 SH SOLE 114,635
NOVELL COM 670006105 2,196,599 106,180 SH SOLE 2,500 103,680
OM GROUP COM 670872100 598,074 15,585 SH SOLE 15,585
PERFORMANCE FOOD GRP COM 713755106 2,088,055 81,485 SH SOLE 81,485
PHILIP MORRIS COS COM 718154107 2,130,736 62,325 SH SOLE 800 61,525
PILGRIM AMER CAP CO COM 72142R108 369,688 13,000 SH SOLE 13,000 0
PROCTER & GAMBLE COM 742718109 2,478,281 26,435 SH SOLE 525 25,910
PRSNL GRP AMER COM 715338109 350,938 56,150 SH SOLE 56,150
QUEENS CTY BANCORP COM 748242104 878,751 31,810 SH SOLE 31,810
RATIONAL SOFTWARE COM 75409P202 3,162,668 108,010 SH SOLE 108,010
RELIASTAR FINCL COM 75952U103 5,899,880 177,440 SH SOLE 177,440
REYNOLDS & REYNOLDS COM 761695105 4,508,885 221,295 SH SOLE 2,000 201,295
RICHMOND CTY FNCL COM 764556106 907,796 48,255 SH SOLE 48,255
SANMINA CORP COM 800907107 11,398,884 147,320 SH SOLE 6,000 141,320
SHIRE PHARM GRP ADR COM 82481R106 345,750 12,000 SH SOLE 12,000 0
<PAGE>
SOLECTRON COM 834182107 1,428,710 19,895 SH SOLE 700 19,195
STERLING SOFTWARE COM 859547101 931,400 46,570 SH SOLE 46,570
SUN MICROSYSTEMS COM 866810104 5,377,725 57,825 SH SOLE 950 56,875
TELESPECTRUM WORL COM 87951U109 2,967,446 499,780 SH SOLE 25,000 474,780
TSR INC COM 872885108 77,288 11,450 SH SOLE 11,450
TYCO INTL COM 902124106 4,221,376 40,885 SH SOLE 675 40,210
UNIFY COM 904743101 1,431,788 63,635 SH SOLE 19,000 44,635
UNITED PAYORS & UNITED COM 911319101 4,274,417 242,520 SH SOLE 20,000 222,520
PROVIDERS
UNITED RENTALS INC COM 911363109 217,500 10,000 SH SOLE 10,000 0
UNITED TECHNOLOGIES COM 913017109 2,281,455 38,465 SH SOLE 780 37,685
UNIVERSAL ELECTRONICS COM 913483103 393,125 17,000 SH SOLE 17,000 0
UNIVISION COMMUN COM 914906102 11,313,972 139,035 SH SOLE 8,000 131,035
VODAPHONE AIRTOUCH COM 92857T107 2,708,686 11,393 SH SOLE 11,393
WAL MART STORES COM 931142103 1,521,287 31,985 SH SOLE 800 31,185
WALGREEN CO COM 931422109 1,650,263 65,035 SH SOLE 1,400 63,635
WARNER-LAMBERT CO COM 934488107 2,631,437 39,645 SH SOLE 700 38,945
WATERS CORP COM 941848103 8,660,439 143,000 SH SOLE 8,000 135,000
WILLIAMS COS COM 969457100 2,387,382 63,452 SH SOLE 900 62,552
XEROX CORP COM 984121103 1,949,297 46,481 SH SOLE 46,481
GRAND TOTAL 341,174,471
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