UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Oak Ridge Investments, LLC
Address: 10 South LaSalle Street, Suite 1050
Chicago, Illinois 60603
Form 13F File No: 28-6668
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Samuel Wegbreit
Title: Managing Member
Phone: (312) 857-1040
Signature, Place, and Date of Signing:
/s/ Samuel Wegbreit Chicago, Illinois January 21, 2000
- ---------------------- ------------------- -------------------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[X] 13F Holdings Report (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F Notice (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F Combination Report (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 91
Form 13F Information Table Value Total: 401,941,998
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report. None
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FORM 13F INFORMATION TABLE
<TABLE>
Title Fair Shares/
of Market PRN SH/ Put/ Investmt Other Voting Authority
Name of Issuer Class CUSIP Value AMT PRN Call Dscretn Managers Sole Share None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADVANCED DIGITAL INFO COM 007525108 1,527,311 31,410 SH SOLE 31,410
AES CORP COM 00130H105 3,300,586 44,155 SH SOLE 900 43,255
ALLTEL CORP COM 020039103 3,548,534 42,915 SH SOLE 800 42,115
AMERICA ONLINE COM 02364J104 623,822 8,290 SH SOLE 8,290
AMERICAN EXPRESS COM 025816109 3,630,900 21,840 SH SOLE 350 21,490
AMERICAN GEN CORP COM 026351106 2,461,764 32,445 SH SOLE 700 31,745
AMERICAN SERVICE GROUP COM 02364L109 225,000 15,000 SH SOLE 15,000 0
AMGEN INC COM COM 031162100 3,341,877 55,640 SH SOLE 1,250 54,390
ARDENT SOFTWARE COM 039794102 5,167,305 132,495 SH SOLE 13,000 119,495
ASTORIA FINANCIAL COM 046265104 4,737,295 155,640 SH SOLE 8,000 147,640
AT&T COM 001957109 1,188,454 23,389 SH SOLE 23,389
ATMEL CORP COM 049513104 3,723,692 125,960 SH SOLE 2,150 123,810
AUDIOVOX COM 050757103 7,454,966 246,445 SH SOLE 16,000 230,445
AVT CORP COM 002420107 1,851,565 39,395 SH SOLE 39,395
BJ'S WHOLESALE CLUB COM 05548J106 8,816,036 241,535 SH SOLE 12,000 229,535
CALPINE CORP COM 131347106 9,084,800 141,950 SH SOLE 141,950
CAMBRESH CORP COM 132011107 8,293,383 240,824 SH SOLE 13,000 227,824
CAPITAL SENIOR LIVING COM 140475104 413,986 81,775 SH SOLE 81,775
CARDINAL HEALTH COM 14149Y108 2,069,876 43,235 SH SOLE 1,100 42,135
CENDANT CORP COM 151313103 2,080,295 78,317 SH SOLE 78,317
CHIRON CORP COM 170040109 11,864,706 279,993 SH SOLE 279,993
CISCO SYS INC COM COM 17275R102 6,848,501 63,930 SH SOLE 500 63,430
CITIGROUP COM 172967101 3,238,618 58,157 SH SOLE 58,157
COASTAL CORP COM 190441105 1,899,096 53,590 SH SOLE 53,590
COHERENT INC COM 192479103 7,754,426 289,885 SH SOLE 16,000 273,885
COMDISCO COM 200336105 11,985,526 321,759 SH SOLE 15,000 306,759
COMPUWARE COM 205638109 1,975,367 53,030 SH SOLE 1,500 51,530
COMVERSE TECH COM 205862402 15,004,935 103,661 SH SOLE 4,000 99,661
CONOCO INC COM 208251405 2,622,198 105,415 SH SOLE 2,400 103,015
<PAGE>
CONVERGYS COM 212485106 10,842,856 352,613 SH SOLE 20,000 332,613
DII GROUP COM 232949107 9,119,132 128,495 SH SOLE 9,800 118,695
DOLLAR GENERAL COM 256669102 232,732 10,230 SH SOLE 10,230
EARTHCARE CO COM 27031N105 2,158,144 246,645 SH SOLE 21,000 225,645
EXPRESS SCRIPTS INC COM 302182100 5,759,424 89,991 SH SOLE 89,991
FEDERAL NATL MTG COM 313586109 1,107,641 17,740 SH SOLE 17,740
FIRST SIERRA FNCL COM 335944104 256,875 15,000 SH SOLE 15,000 0
FOREST LABS COM 345838106 2,437,533 39,675 SH SOLE 775 38,900
FURNITURE BRANDS INC COM 360921100 2,694,560 122,480 SH SOLE 122,480
FYI INC COM 302712104 6,509,640 191,460 SH SOLE 12,000 179,460
GENERAL ELEC CO COM 369604103 5,512,195 35,620 SH SOLE 550 35,070
GENESYS TELCM LABS COM 371931106 12,945,420 239,730 SH SOLE 14,000 225,730
GOLD BANC CORP COM 379907108 118,800 13,200 SH SOLE 13,200
HANOVER COMPRESSOR COM 410768105 5,220,826 138,300 SH SOLE 11,500 126,800
HELLER FINANCIAL COM 423328103 3,737,951 186,315 SH SOLE 14,000 172,315
HOME DEPOT COM 437076102 1,573,791 22,891 SH SOLE 22,891
HOUSEHOLD INTL COM 441815107 1,687,052 45,290 SH SOLE 1,000 44,290
IMS HEALTH COM 449934108 1,184,287 43,560 SH SOLE 43,560
IN FOCUS SYSTEMS COM 452919103 6,736,789 290,535 SH SOLE 18,000 272,535
INSIGHT ENTERPRISES COM 45765U103 8,826,107 217,258 SH SOLE 14,250 203,008
INTEL CORP COM COM 458140100 2,929,008 35,584 SH SOLE 500 35,084
INTL BUSINESS MACHINES COM 459200101 806,220 7,465 SH SOLE 7,465
JOHNSON & JOHNSON COM 478160104 2,552,719 27,375 SH SOLE 600 26,775
JONES PHARMA COM 480236108 4,135,273 95,200 SH SOLE 13,500 81,700
KIMBERLY CLARK COM 494368103 3,039,019 46,575 SH SOLE 900 45,675
LEGG MASON INC COM 524901105 7,712,411 212,756 SH SOLE 14,000 198,756
LESHMARK COM 529771107 2,007,290 22,180 SH SOLE 600 21,580
LUCENT TECHN COM 549463107 3,721,174 49,740 SH SOLE 750 48,990
MASTEC INC COM 576323109 2,411,239 54,185 SH SOLE 1,400 52,785
MCI WORLDCOM COM 55268B106 3,701,348 69,754 SH SOLE 862 68,892
MEDQUIST INC COM 584949101 5,119,136 198,320 SH SOLE 9,800 188,520
MEDTRONIC COM 585055106 2,049,792 56,255 SH SOLE 1,100 55,155
MERRILL LYNCH COM 590188108 2,753,478 33,050 SH SOLE 375 32,675
MICROSOFT CORP COM 594918104 4,671,751 40,015 SH SOLE 650 39,365
<PAGE>
MINDSPRING ENTPR COM 602683104 2,684,859 101,675 SH SOLE 7,000 94,675
PEREGRINE SYS COM 71366Q101 769,113 9,260 SH SOLE 9,260
PERFORMANCE FOOD GRP COM 713755106 4,187,022 171,775 SH SOLE 171,775
PHILIP MORRIS COS COM 718154107 1,357,345 59,015 SH SOLE 800 58,215
PROCTER & GAMBLE COM 742718109 3,011,106 27,483 SH SOLE 525 26,958
RATIONAL SOFTWARE COM 75409P202 7,707,717 156,900 SH SOLE 156,900
RELIASTAR FINCL COM 75952U103 3,721,833 94,975 SH SOLE 94,975
REYNOLDS & REYNOLDS COM 761695105 5,150,146 228,895 SH SOLE 17,000 211,895
RICHMOND CTY FNCL COM 764556106 1,160,972 64,275 SH SOLE 64,275
SANMINA CORP COM 800907107 12,982,755 129,990 SH SOLE 4,500 125,490
SEACHANGE INTL COM 811699107 7,371,855 208,391 SH SOLE 12,750 195,641
SHIRE PHARM GRP ADR COM 82481R106 233,000 8,000 SH SOLE 8,000 0
SOLECTRON COM 834182107 2,538,886 26,690 SH SOLE 700 25,990
SUN MICROSYSTEMS COM 866810104 8,608,340 111,165 SH SOLE 1,650 109,515
TELESPECTRUM WORLDWIDE COM 87951U109 3,391,823 476,045 SH SOLE 25,000 451,045
TYCO INTL COM 902124106 3,002,805 76,995 SH SOLE 1,350 75,645
UNIFY COM 904743101 9,282,593 339,090 SH SOLE 38,000 301,090
UNITED PAYORS &
UNTIED PROVIDERS COM 911319101 3,986,811 240,713 SH SOLE 20,000 220,713
UNIVERSAL ELECTRONICS COM 913483103 460,000 10,000 SH SOLE 10,000 0
UNIVISION COMMUN COM 914906102 16,091,474 157,470 SH SOLE 8,600 148,870
VARIAN INC COM 922206107 5,217,535 231,890 SH SOLE 15,000 216,890
VODAPHONE AIRTOUCH COM 92857T107 4,037,220 81,560 SH SOLE 1,000 80,560
WAL MART STORES COM 931142103 2,302,554 33,310 SH SOLE 800 32,510
WALGREEN CO COM 931422109 2,003,771 68,505 SH SOLE 1,400 67,105
WARNER-LAMBERT CO COM 934488107 3,300,442 40,280 SH SOLE 700 39,580
WATERS CORP COM 941848103 6,546,825 123,525 SH SOLE 8,000 115,525
WILLIAMS COS COM 969457100 885,732 28,981 SH SOLE 28,981
ZEBRA TECH COM 989207105 6,941,031 118,650 SH SOLE 7,500 111,150
GRAND TOTAL 401,941,998
</TABLE>
