UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D. C. 20549
FORM 13F
November 13, 2000
Institutional Investment Manager Filing this Report:
Name: Albion Financial Group
Address: 812 East 2100 South
Salt Lake City, UT 84106
13F File Number: 28-6676
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report:
Name: John Q. Bird
Title: Executive Vice-President
Phone: 801-487-3700
Signature, Place, and Date of Signing:
John Q. Bird Salt Lake City, Utah November 13, 2000
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 417
Form 13F Information Table Value Total: $ 345,146,588
<PAGE>
<TABLE> <C> <C>
Name of Reporting Manager: Albion Financial Group
Voting Authority (shares)
(b) Shared-Manag(a)(b) S(c) None
Name of Issuer Title o CUSIP Value Shares/ (a) As Def(c) SSee Intr. V
PRN AMT in InsOther
ADC Telecom, Inc. COM 000886101 5,360,108 199,330 X X
AES Corp. COM 00130H105 5,277,925 77,050 X X
AT&T Corp. COM 001957109 117,618 4,004 X X
Abbott Laboratories COM 002824100 76,100 1,600 X X
About.com, Inc. COM 003736105 6,831 211 X X
Actuant Corporation COM 038225108 11,813 3,000 X X
Advanced Micro Devices COM 007903107 4,725 200 X X
Advanced Precision Tech. COM 00754H209 2,900 10,000 X X
Affymetrix, Inc. COM 00826T108 4,988 100 X X
Agilent Technologies COM 00846U101 151,168 3,089 X X
Albertsons, Inc. COM 013104104 5,460 260 X X
Alexander & Baldwin COM 014482103 1,430 55 X X
Allaire Corporation COM 016714107 8,500 1,000 X X
Allegheny Energy, Inc. COM 017411109 30,550 800 X X
Allergan Inc. COM 018490102 62,822 744 X X
Allos Therapeutics, Inc. COM 019777101 4,531 500 X X
America Online COM 02364J104 1,163,096 21,639 X X
American Express COM 025816109 54,675 900 X X
American Home Prods. COM 026609107 227,042 4,014 X X
American International COM 026874107 60,379 631 X X
American Italian Pasta COM 027070101 3,838 200 X X
Amerisource Health Corp. COM 03071P102 3,212,450 68,350 X X
Amgen Corp. COM 031162100 97,759 1,400 X X
Anadarko Petroleum Corp. COM 032511107 7,348 111 X X
Analog Devices, Inc. COM 032654105 16,513 200 X X
Anaren Microwave, Inc. COM 032744104 27,125 200 X X
Apache Corporation COM 037411105 23,650 400 X X
Apple Computer, Inc. COM 037833100 30,900 1,200 X X
Applied Materials Inc. COM 038222105 17,794 300 X X
Ariba, Inc. COM 04033V104 286,531 2,000 X X
Associated Estates Real COM 045604105 8,063 1,000 X X
Associates First Capital COM 046008108 44,042 1,159 X X
At Home Corporation COM 045919107 2,825 200 X X
Atmel Corporation COM 049513104 2,278 150 X X
Auto Desk, Inc. COM 052769106 2,411 95 X X
Automatic Data Process COM 053015103 256,131 3,830 X X
Aviron COM 053762100 58,313 1,000 X X
Axent Technologies Inc. COM 05459C108 1,294 60 X X
Ballard Power Systems COM 05858H104 10,927 100 X X
Bancroft Convertible FD COM 059695106 60,373 2,542 X X
Bank One Corp. COM 059438101 115,875 3,000 X X
Bank of America Corp. COM 06605F102 40,748 778 X X
Bank of Utah COM 065427106 205,800 980 X X
Barnesandnoble.com.,Inc. COM 067846105 613 125 X X
Barrick Gold Corp. COM 067901108 15,250 1,000 X X
Baxter International COM 071813109 15,963 200 X X
BellSouth Corp. COM 079860102 155,486 3,863 X X
Bestfoods COM 08658U101 62,201 855 X X
Boeing COM 097023105 131,040 2,080 X X
Bristol Myers Squibb Co. COM 110122108 157,094 2,750 X X
British Petroleum ADS COM 110889409 625,612 11,804 X X
Burlington Northern San COM 12189T104 6,469 300 X X
CEC Inds. Corp. New COM 125138206 84 2,800 X X
CNH Global N.V. COM N20935107 10,000 1,000 X X
CP & L Energy Inc. COM 144141108 8,338 200 X X
Calico Commerce, Inc. COM 129897104 2,450 400 X X
Callaway Golf COM 131193104 15,375 1,000 X X
Cardinal Health, Inc. COM 14149Y108 5,732 65 X X
Caremark Rx, Inc. COM 141705103 22,500 2,000 X X
Catapult Communication COM 149016107 9,313 500 X X
Caterpillar Inc. COM 149123101 3,389 100 X X
Chalone Wine Group Ltd COM 157639105 4,906 500 X X
Charles Schwab Corp. COM 808513105 95,850 2,700 X X
Charter Communications COM 16117M107 1,627 100 X X
Check Point Software COM M22465104 31,500 200 X X
Chevron COM 166751107 299,057 3,508 X X
Cisco Systems COM 17275R102 1,987,619 35,975 X X
Citigroup, Inc. COM 173034109 287,883 5,325 X X
Citrix Systems Inc. COM 177376100 214,669 10,700 X X
Clarus Corporation COM 182707109 12,775 560 X X
Clorox Company COM 189054109 11,869 300 X X
Coca-Cola Co. COM 191216100 143,325 2,600 X X
Colorado Casino COM 196334106 5 1,000 X X
Compaq Computer COM 204493100 73,914 2,680 X X
Comptronix Corp COM 20476C106 2 150 X X
Computer Sciences Corp. COM 205363104 1,741,163 23,450 X X
Computerized Thermal COM 20557C108 34,125 7,000 X X
Comverse Technology COM 205862402 21,600 200 X X
Costco Wholesale Corp. COM 22160K105 34,938 1,000 X X
Courier Corp COM 222660102 20,300 700 X X
Cox Communications Inc. COM 224044107 4,590 120 X X
Critical Path Inc. COM 22674V100 6,075 100 X X
Curtiss Wright COM 231561101 330 7 X X
Cytogen COM 232824102 5,681 900 X X
Del Rio Resources Inc. COM 245370101 0 22,500 X X
Dell Computer COM 247025109 89,356 2,900 X X
Delphi Automotive System COM 247126105 2,283 151 X X
Diamonds Trust Ser 1 COM 252787106 6,291 59 X X
Dominion Resources COM 257470104 128,318 2,210 X X
Doubleclick COM 258609304 12,800 400 X X
Dover COM 260003108 65,713 1,400 X X
Du Pont De Nemours COM 263534109 245,724 5,930 X X
Duke Energy Corp. COM 264399106 96,898 1,130 X X
Dun and Bradstreet COM 264830100 10,331 300 X X
E Toys COM 297862104 534 100 X X
EBay Inc. COM 278642103 13,738 200 X X
EMC Corp COM 268648102 398,978 4,025 X X
Earl Owensby Studios COM 270100100 500 5,000 X X
Echelon Corporation COM 27874N105 321,656 10,950 X X
Echostar Communications COM 278762109 52,750 1,000 X X
Edwards Lifesciences COM 28176E108 873 40 X X
El Paso Energy Partners COM 28368B102 8,025 300 X X
Elan Corp. COM 284131208 9,502,082 173,554 X X
Electronic Data Systems COM 285661104 664 16 X X
Eli Lilly & Co. COM 532457108 340,725 4,200 X X
Emerson Electric COM 291011104 46,900 700 X X
Energen Corp COM 29265N108 5,950 200 X X
Enron Corp. COM 293561106 118,294 1,350 X X
Enterprise Products Part COM 293792107 4,341 150 X X
Epimmune Inc. COM 29425Y101 536 119 X X
Evans & Sutherland COM 299096107 20,179 3,711 X X
Exabyte Corp. COM 300615101 2,813 250 X X
Exodus Communications COM 302088109 98,750 2,000 X X
Exxon Mobile Corp. COM 30231G102 2,246,039 25,201 X X
FMC Corp. COM 302491303 26,825 400 X X
Fairmile Gold Corp COM 304901101 26 200 X X
FelCor Lodging Trust Inc.COM 314305103 2,313 100 X X
Finisar Corp. COM 31787A101 9,675 200 X X
First Data COM 319963104 12,344 316 X X
First Essex Bancorp Inc. COM 320103104 7,394 350 X X
First Security Corp COM 336294103 300,707 18,434 X X
First Union Corporation COM 337358105 3,219 100 X X
FleetBoston Financial COM 339030108 17,082 438 X X
Ford Motor Co. COM 345370100 106,616 4,212 X X
Fortune Brands COM 349631101 103,350 3,900 X X
Frontier Oil Corp. COM 930676101 7,375 1,000 X X
Gallaher Group Plc ADS COM 363595109 90,675 3,900 X X
GameWeaver.com COM 36466J109 6 22 X X
Gap Inc. COM 364760108 18,314 910 X X
Gemstar TV Guide Inter COM G3788V106 34,875 400 X X
General Electric COM 369604103 226,670,282 3,929,279 X X
General Mills COM 370334104 25,986 732 X X
General Motors Corp COM 370442105 72,020 1,108 X X
General Motors Corp. CL COM 370442501 1,190 32 X X
Genetronics Biomedical COM 371916107 1,688 1,000 X X
Glaxo Wellcome Plc Adr COM 37733W105 40,251 666 X X
Gliatech, Inc. COM 37929C103 1,250 200 X X
GlobeSpan Inc. COM 379571102 12,200 100 X X
Guidant Corp. COM 401698105 7,069 100 X X
H Power Corp. COM 40427A108 3,344 100 X X
HNC Software COM 40425P107 8,181 100 X X
Hain Food Group, Inc. COM 405219106 3,513 100 X X
Harley-Davidson Inc. COM 412822108 28,725 600 X X
Headwaters Inc. COM 42210P102 431 150 X X
Healthsouth Corporation COM 421924101 4,063 500 X X
Hewlett-Packard COM 428236103 740,987 7,639 X X
Hi/fn Inc. COM 428358105 1,771 26 X X
Home Depot COM 437076102 79,063 1,490 X X
Honeywell International COM 438516106 142,500 4,000 X X
IDX Systems Corporation COM 449491109 16,125 1,000 X X
IIGroup COM 449629104 64 30 X X
Ikon Office Solutions COM 451713101 19,688 5,000 X X
ImageX.com Inc. COM 45244D102 1,023 250 X X
Imation Corp. COM 45245A107 3,725 200 X X
Inktomi Corporation COM 457277101 114,000 1,000 X X
Intel Corp. COM 458140100 4,644,028 111,736 X X
Intercapital Quality COM 45844G109 8,816 650 X X
International Business COM 459200101 49,950 444 X X
International Paper COM 460146103 31,987 1,115 X X
International Rectifier COM 460254105 5,050 100 X X
Internet Capital Group COM 46059C106 1,744 100 X X
Itron, Inc. COM 465741106 6,125 1,000 X X
J.P. Morgan COM 616880100 133,968 820 X X
JLG Industries COM 466210101 6,094 500 X X
Johnson & Johnson COM 478160104 4,835,621 51,477 X X
Johnson Controls COM 478366107 16,222 305 X X
Juniper Networks, Inc. COM 48203R104 43,788 200 X X
Kansas City So. Ind COM 485170104 1,303 150 X X
KeraVision Inc. COM 492061106 1,594 500 X X
Kerr-McGee Corp. COM 492386107 2,648,344 39,975 X X
Kimberly-Clark Corp. COM 494368103 3,070 55 X X
Labor Ready Incorporated COM 505401208 4,188 1,000 X X
Loews Corp. COM 540424108 8,338 100 X X
Loral Space & Com. COM G56462107 527,332 86,095 X X
Lucent Technologies COM 549463107 217,391 7,113 X X
MSH Entertainment:Corp. COM 553574104 36 800 X X
Macrovision Corp. COM 555904101 16,200 200 X X
Magellan Petroleum Corp. COM 559091301 950 760 X X
Maxim Integrated Product COM 57772K101 16,088 200 X X
McAfee.com Corp COM 579062100 372 25 X X
McGraw-Hill Companies COM 580645109 88,988 1,400 X X
Medtronic, Inc. COM 585055106 12,435 240 X X
Merck & Co., Inc. COM 589331107 1,078,153 14,484 X X
Meridian Gold, Inc. COM 589975101 34,063 5,000 X X
Microcell Telecomm COM 59501T304 2,906 100 X X
Micron Technology COM 595112103 2,300 50 X X
Microsoft Corp. COM 594918104 2,311,597 38,327 X X
Microwave Filter Co. COM 595176108 172 100 X X
Minimed Inc. COM 60365K108 17,875 200 X X
Minnesota Mining and Man COM 604059105 391,564 4,297 X X
Monaco Coach Corp. COM 60886R103 4,950 300 X X
Motorola, Inc. COM 620076109 74,072 2,622 X X
NVIDIA Corporation COM 67066G104 32,750 400 X X
Nasdaq 100 Index COM 631100104 11,086 125 X X
Network Appliance, Inc. COM 64120L104 254,750 2,000 X X
Newell Rubbermaid Inc. COM 651229106 4,563 200 X X
Newfield Exploration Co. COM 651290108 4,669 100 X X
Newport Corporation COM 651824104 15,927 100 X X
Nextel Communications COM 65332V103 1,403 30 X X
Niku Corporation COM 654113109 6,094 250 X X
Nokia Corp. COM 654902204 3,022,764 75,925 X X
Norfolk Southern COM 655844108 8,775 600 X X
Nortel Networks Corp. COM 656569100 3,674,411 61,690 X X
Novell COM 670006105 9,938 1,000 X X
OGE Energy Corp. COM 670837103 1,407 66 X X
Oracle Systems COM 68389X105 6,752,419 85,745 X X
PMC-Sierra Inc. COM 69344F106 21,525 100 X X
Paychex Inc. COM 704326107 53,130 1,012 X X
Pennaco Energy Inc. COM 708046107 3,128 180 X X
PepsiCo, Inc. COM 713448108 50,600 1,100 X X
Petroleum Geo-Services COM 716597109 17,250 1,000 X X
Pfizer, Inc. COM 717081103 1,187,653 26,429 X X
Philip Morris COM 718154107 5,299 180 X X
PictureTel Corporation COM 720035302 28,125 4,000 X X
Pinnacle West COM 723484101 5,088 100 X X
Planetrx.Com, Inc. COM 727049108 219 500 X X
Plug Power Inc. COM 72919P103 3,725 100 X X
Power-One, Inc. COM 739308104 12,103 200 X X
Previo Inc. COM 74138B105 750 125 X X
Procter & Gamble Co. COM 742718109 67,000 1,000 X X
Procyte Corp. COM 742807100 7,500 8,000 X X
Providian Financial Corp COM 74406A102 12,700 100 X X
Proxicom, Inc. COM 744282104 19,500 1,000 X X
Proxim, Inc. COM 744284100 8,900 200 X X
Puget Sound Energy Inc. COM 745332106 45,421 1,790 X X
Qiagen N.V COM N72482107 32,988 700 X X
Qualcomm Inc. COM 747525103 9,154,485 128,484 X X
Questar Corp. COM 748356102 11,681 420 X X
Quiksilver, Inc. COM 74838C106 10,395 540 X X
Qwest Communications COM 749121109 59,934 1,247 X X
R.H. Donnelley Corp. COM 74955W307 1,268 60 X X
Raytheon Co. Class A COM 755111309 250 9 X X
Red Hat, Inc. COM 756577102 17,063 1,000 X X
Renaissance GLF New COM 75966T308 71 300 X X
Royal Dutch Petroleum Co COM 780257804 191,800 3,200 X X
SBC Communications Inc. COM 78387G103 253,100 5,062 X X
SDL, Inc. COM 784076101 30,931 100 X X
Sapient Corporation COM 803062108 16,275 400 X X
Schering Plough Corp COM 806605101 227,850 4,900 X X
Schlumberger Ltd. COM 806857108 496,509 6,032 X X
ScottishPower COM 81013T705 21,377 711 X X
Seitel Corp. COM 816074306 1,438 100 X X
Siebel Systems COM 826170102 44,525 400 X X
Silicon Storage Tech COM 827057100 4,027,277 148,127 X X
SmarTire Systems, Inc. COM 831913108 4,500 1,000 X X
Smithkline Beecham PLC COM 832378301 160,583 2,340 X X
Softech, Inc. COM 834021107 438 500 X X
Solectron Corp. COM 834182107 3,858,818 83,660 X X
Sonera Group COM 835433202 4,419 175 X X
Sony Corporation COM 835699307 15,141 150 X X
Sprint PCS Series 1 COM 852061506 35,063 1,000 X X
Standard & Poors Deposit COM 78462F103 53,859 375 X X
Starbucks Corp. COM 855244109 8,013 200 X X
State Street Boston Corp.COM 857477103 39,000 300 X X
Stilwell Financial COM 860831106 26,100 600 X X
Sun Microsystems COM 866810104 565,304 4,842 X X
Sycamore Networks, Inc. COM 871206108 10,800 100 X X
Symantec Corp. COM 871503108 4,400 100 X X
Symbol Technologies, Inc.COM 871508107 2,386,214 66,399 X X
TD Waterhouse Group Inc. COM 872362108 1,863 100 X X
Target Corporation COM 87612E106 10,250 400 X X
Tellabs, Inc. COM 879664100 11,460 240 X X
Teva Pharmaceutical Ind COM 881624209 4,237,556 57,900 X X
Texaco, Inc. COM 881694103 249,060 4,744 X X
Texas Instruments COM 882508104 1,205,641 25,550 X X
Thermo Fibertek COM 88355W105 184 44 X X
TiVo Inc. COM 888706108 9,688 500 X X
Time Warner Inc. COM 887315109 3,913 50 X X
Transocean Sedco Forex, COM 893817106 20,988 358 X X
TriQuint Semiconductor COM 89674K103 7,288 200 X X
Triton Energy Limited COM G90751101 7,800 200 X X
Tularik Inc. COM 899165104 13,200 400 X X
Tyco International COM 902124106 453,751 8,747 X X
Tyler Technologies, Inc. COM 902184100 1,380 690 X X
US Bancorp COM 902973106 22,750 1,000 X X
US Worldlink, Inc. COM 91274A105 31 500 X X
USA Networks, Inc. COM 902984103 3,949 180 X X
Union Pacific Corp. COM 907818108 50,071 1,288 X X
United Parcel Service COM 911312106 22,550 400 X X
United Stationers COM 913004107 753 28 X X
Unocal Corporation COM 915289102 10,631 300 X X
Usana Inc. COM 90328M107 2,922 1,000 X X
Valspar Corp. COM 920355104 4,618,231 200,880 X X
Varian Inc. COM 922206107 14,211 330 X X
Varian Medical Systems COM 92220P105 14,912 330 X X
Varian Semiconductor Eq COM 922207105 12,354 330 X X
Veritas Software Corp COM 923436109 42,600 300 X X
Verizon Communications COM 92343V104 507,485 10,477 X X
Viewcast.com Inc. COM 926713108 2,313 1,000 X X
Vignette Corporation COM 926734104 179,250 6,000 X X
Visteon Corp. COM 92839U107 8,319 550 X X
Vodafone COM 92857T107 3,996 108 X X
Wal-Mart Stores COM 931142103 107,319 2,230 X X
Walt Disney Company COM 254687106 889,848 23,264 X X
Waste Management Inc COM 94106L109 3,488 200 X X
Webb Interactive Serv COM 94748P104 863 100 X X
Webmethods. Inc. COM 94768C108 5,987 52 X X
Weingarten Realty Invest COM 948741103 81,500 2,000 X X
Wellpoint Health Network COM 94973H108 9,600 100 X X
Wells Fargo & Co. COM 949746101 71,203 1,550 X X
Western Health Plans Inc COM 958305104 0 600 X X
Westwood Corporation COM 961748209 465 541 X X
Williams Companies, Inc. COM 969457100 30,843 730 X X
Wm. Wrigley Jr. Co. COM 982526105 77,121 1,030 X X
WorldCom, Inc. COM 55268B106 41,310 1,360 X X
Worldgate Communications COM 98156L307 2,100 100 X X
Wyndham International COM 983101106 25 14 X X
Yahoo, Inc. COM 984332106 36,400 400 X X
ZDNet Group COM 989511209 16,875 1,200 X X
inSilicon Corporation COM 45769H108 1,450 100 X X
Health Care Property COM 421915109 5,925 200 X X
Iomed, Inc. 10/24/98 COM 462028101 24,004 5,190 X X
Belco Oil & Gas Corp. COM 077410108 7,657 500 X X
Ford Motor Co. Dep SH COM 345370407 52,375 2,000 X X
ML Capital Trust COM 59021g204 21,750 1,000 X X
Merrill Lynch & Co. Inc COM 590188819 42,375 1,500 X X
Alabama Power TOP 7.375% COM 010383206 22,875 1,000 X X
Allstate Corp Quibs 7.12 COM 020002200 22,688 1,000 X X
Appalachian Power 8.000 COM 037735818 23,875 1,000 X X
BNKAM Cap IV 7.00 COM 066044207 22,000 1,000 X X
Citigroup Cap I 8 COM 17305F201 111,475 4,550 X X
Columbus S Pwr 7.92% DEF COM 199575796 23,157 1,000 X X
Farmers Group 8.450 COM 309593200 24,438 1,000 X X
HL&P Capital Trust 8.125 COM 404202202 23,813 1,000 X X
Sears ACC Ser Quib 7.000 COM 812404200 21,570 1,000 X X
Tennessee Valley Auth. 6 COM 880591300 22,250 1,000 X X
Transamerica Quibs 7.100 COM 893950204 22,063 1,000 X X
Gemstar TV Guide Intern COM G3788V106 -43,594 -500 X X
Silicon Valley Bancshar COM 827064106 -29,117 -500 X X
Teva Pharmaceutical Ind COM 881624209 -402,531 -5,500 X X
Elan 1996 Warrant WT 284131703 6,714,056 90,425 X X
FocusWireless.com Wts WT 45815F114 1,641 1,750 X X
Delaware Group Div and COM 245915103 22,388 1,800 X X
Dreyfus Strategic Govern COM 261938104 1,805 190 X X
Putnam Master Intern'l COM 746909100 18,669 2,900 X X
AIM Weingarten Fund COM 001413301 18,164 586.491 X X
American Century Ultra COM 025083882 5,936 134.535 X X
Artisan Intl. FD COM 04314H204 3,024 112.777 X X
Baron Asset Fund COM 068278100 32,178 507.936 X X
Cohen & Steers Realty COM 192476109 58,344 1,346.816 X X
Deutsche International COM 055922868 83,457 3,070.544 X X
Dreyfus Appreciation Fun COM 261970107 163,062 3,544.054 X X
Dreyfus Premier Techn COM 26200C882 10,831 179.506 X X
Eaton Vance Balanced Fun COM 277905865 6,133 750.613 X X
Evergreen Growth & Inc. COM 30023W307 13,623 432.333 X X
Fasciano Fund COM 311842108 15,724 500.750 X X
Federated US Govt Securi COM 31428M100 80,261 7,762.191 X X
Fidelity - Equity Income COM 316145101 20,713 736.846 X X
Fidelity Advisor Equity COM 315805101 48,444 658.117 X X
Fidelity Asset Manager COM 316069103 50,731 2,654.674 X X
Fidelity Contrafund COM 316071109 178,271 3,053.108 X X
Fidelity Dividend Growth COM 316389402 91,778 3,000.254 X X
Fidelity Growth & Income COM 316389204 67,115 1,497.777 X X
Fidelity Low Price Stock COM 316345305 34,451 1,523.013 X X
Fidelity Magellan Fund COM 316184100 7,193 53.745 X X
Fidelity New Millennium COM 316200302 32,781 636.403 X X
Fidelity Real Estate Inv COM 316138205 25,567 1,429.137 X X
Fidelity Retirement Grow COM 316145309 110,416 3,729.007 X X
Franklin Dynatech Fund C COM 353496201 25,386 887.629 X X
Gabelli Global Telecommu COM 36239X104 74,580 3,128.347 X X
Guiness Flight Wired Ind COM 402032700 8,409 365.446 X X
Guinness Flight Wireless COM 402032882 4,878 434.028 X X
H&Q IPO Emerging Company COM 406547307 15,000 1,200.020 X X
Invesco Dynamics Fund COM 46127G204 3,488 109.349 X X
Invesco Endeavor Fund COM 46127G402 18,368 666.475 X X
Invesco INT European Fun COM 46127X108 5,685 241.412 X X
Invesco INT Pacific Basi COM 46127X207 1,376 169.413 X X
Invesco ISP Financial Se COM 46127P600 19,625 599.429 X X
Invesco Technology FD COM 46127P501 4,880 49.809 X X
Invesco Telecommunicatio COM 46127T206 20,473 368.676 X X
Ivy International Fund - COM 465903102 52,626 1,444.588 X X
Janus Fund Inc COM 471023101 404,219 8,841.193 X X
Janus Growth and Income COM 471023200 506,534 12,077.596 X X
Janus High Yield Fund COM 471023762 7,879 777.816 X X
Janus Strategic Value Fu COM 471023655 297,470 26,993.689 X X
Janus Worldwide Fund COM 471023309 33,908 459.705 X X
MFS High Income Class A COM 552984106 33,856 7,343.967 X X
MSDW American Opportuni COM 616933206 46,060 1,066.696 X X
MSDW Health Sciences COM 241923101 22,750 1,000 X X
MSDW U.S. Government Sec COM 241906106 151,710 17,358.069 X X
Montgomery Global Commun COM 613828508 20,902 714.340 X X
Municipal Income Opportu COM 61745P452 8,250 1,000 X X
Municipal Income Opportu COM 61745P445 9,290 1,228.452 X X
Neuberger & Berman Genes COM 641224100 66,446 3,699.689 X X
New Perspective Fund Inc COM 648018109 89,278 3,114.000 X X
Northern Technology COM 665162798 8,806 155.343 X X
Oakmark Fund COM 413838103 13,461 499.464 X X
Oppenheimer CA Tax Exemp COM 683912109 93,716 9,205.909 X X
Oppenheimer Strategic In COM 68380K102 17,892 4,280.427 X X
PaineWebber High Income COM 695900308 5,261 1,148.780 X X
PaineWebber Low Duration COM 69563D303 7,949 3,456.019 X X
Papp America-Abroad COM 698875101 57,518 1,801.927 X X
Pin Oak Aggressive Stock COM 671081206 9,212 116.706 X X
Putman US Govt. Trust Cl COM 746885201 9 0.687 X X
Putnam Health Sciences T COM 746778109 240,039 2,775.337 X X
Schwab 1000 Fund COM 808517106 205,100 5,090.581 X X
Scudder Growth & Income COM 460965882 18,790 695.917 X X
Spartan 500 Index COM 315912204 28,193 284.402 X X
Strong Opportunity Fund COM 86335K100 2,904 60.911 X X
T. Rowe Price Blue Chip COM 77954Q106 9,867 251.521 X X
T. Rowe Price Equity Inc COM 779547108 26,463 1,075.306 X X
T. Rowe Price High Yield COM 741481105 7,754 1,043.620 X X
T. Rowe Price Science & COM 77957M102 43,767 706.825 X X
USAA Tax Exempt Int-term COM 903289205 39,752 3,135.048 X X
Van Wagoner Post Venture COM 921280608 22,716 471.585 X X
Vanguard Bond Index Fund COM 921937108 10,301 1,057.591 X X
Vanguard High Yield Corp COM 922031208 7,781 1,105.242 X X
Vanguard Index Trust 500 COM 922908108 653,885 4,931.628 X X
Vanguard Morgan Growth F COM 921928107 39,211 1,738.854 X X
Vanguard Muni Bond Ltd T COM 922907704 16,617 1,564.714 X X
Vanguard Sp Health Care COM 921908307 41,659 318.254 X X
Wasatch Micro Cap Fund COM 936772508 9,243 1,415.510 X X
Washington Mutual Invest COM 939330106 74,175 2,488.262 X X
Worldcom Inc. Oct. 2000 PUT 98157D9VF 1,438 PUT X X
Oracle Call January 2001 COM 6839649AL 13,400 CALL X X
Worldcom Inc. Oct. 2000 COM 98157D9JZ 938 CALL X X
Waste Management COM 92929QAF4 3,481 5000 X X
345,146,588
</TABLE>
