UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 13F
February 9, 2000
Institutional Investment Manager Filing this Report:
Name: Albion Management Group
Address: 2010 South 1000 East
Salt Lake City, UT 84105
13F File Number: 28-6676
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report:
Name: John Q. Bird
Title: Executive Vice-President
Phone: 801-487-3700
Signature, Place, and Date of Signing:
John Q. Bird Salt Lake City, Utah February 9, 2000
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 401
Form 13F Information Table Value Total: $ 322,770,139
<PAGE>
<TABLE> <C> <C>
Name of Reporting Manager: Albion Management Group
Voting Authority (sha
(b) Shared- Manage(a) (b) S(c) None
Name of Issuer Title o CUSIP Value Shares/ (a) As Defi(c) ShSee Intr. V
PRN AMT in InstOther
ADC Telecom, Inc. COM 0008861 3,544,678 48850 X X
AES Corp. COM 00130H1 22,425 300 X X
AT&T Corp. COM 0019571 385,972 7596 X X
Abbott Laboratories COM 0028241 58,100 1600 X X
Active Software, Inc. COM 00504E1 73,600 800 X X
Advanced Digital InformatCOM 0075251 9,725 200 X X
Advanced Precision Tech. COM 00754H2 2,300 10000 X X
Advanced Radio Telecom CoCOM 00754U1 48,000 2000 X X
Aegis Realty, Inc. COM 00760P1 1,533 174 X X
Air Products and ChemicalCOM 0091581 23,494 700 X X
Akamai Technologies, Inc.COM 00971T1 16,381 50 X X
Albertsons, Inc. COM 0131041 262,870 8151 X X
Alexander & Baldwin COM 0144821 1,255 55 X X
Allegheny Energy, Inc. COM 0174111 21,550 800 X X
Allergan Inc. COM 0184901 37,014 744 X X
Amazon Com, Inc. COM 0231351 190,313 2500 X X
America Online COM 02364J1 1,839,817 24248 X X
American Express COM 0258161 33,250 200 X X
American Home Prods. CorpCOM 0266091 150,485 3834 X X
American Italian Pasta CoCOM 0270701 6,150 200 X X
Amgen Corp. COM 0311621 108,113 1800 X X
Analog Devices, Inc. COM 0326541 18,600 200 X X
Anesta Corp COM 0346031 3,438 200 X X
Apple Computer, Inc. COM 0378331 61,688 600 X X
Applied Materials Inc. DeCOM 0382221 12,669 100 X X
Ariba, Inc. COM 04033V1 2,384,807 13445 X X
Art Technology Group, IncCOM 04289L1 25,625 200 X X
Associated Estates RealtyCOM 0456041 7,813 1000 X X
Associates First Capital COM 0460081 28,755 1048 X X
At Home Corporation COM 0459191 8,575 200 X X
Audiovox Corporation COM 0507571 2,317,150 76600 X X
Auto Desk, Inc. COM 0527691 3,206 95 X X
Automatic Data ProcessingCOM 0530151 86,200 1600 X X
Aviron COM 0537621 7,906 500 X X
Axent Technologies Inc. COM 05459C1 1,260 60 X X
BF Goodrich Company COM 3823881 38,500 1400 X X
BP Amoco p.l.c. COM 0556221 706,056 11904 X X
Bank of America Corp. COM 06605F1 64,400 1283 X X
Barrick Gold Corp. COM 0679011 17,688 1000 X X
Baxter International COM 0718131 12,563 200 X X
Bell Atlantic Corp. COM 0778531 302,149 4908 X X
BellSouth Corp. COM 0798601 330,637 7063 X X
Bestfoods COM 08658U1 42,050 800 X X
Biosys Inc New COM 09066N2 11 573 X X
Boeing COM 0970231 24,324 587 X X
Bristol Myers Squibb Co. COM 1101221 915,244 14259 X X
Burlington Northern SantaCOM 12189T1 152,775 6300 X X
Business Objects ADR COM 12328X1 13,363 100 X X
CEC Inds. Corp. New COM 1251382 14 2800 X X
CFI International Co. COM 1252521 0 500 X X
CMGI, Inc. COM 1257501 138,438 500 X X
CNH Global N.V. COM N209351 13,313 1000 X X
Calico Commerce, Inc. COM 1298971 74,200 1400 X X
Callaway Golf COM 1311931 7,075 400 X X
Cardinal Health, Inc. COM 14149Y1 3,112 65 X X
Caremark Rx, Inc. COM 1417051 10,125 2000 X X
Caterpillar Inc. COM 1491231 28,257 600 X X
Celgene Corporation COM 1510201 7,000 100 X X
Charles Schwab CorporatioCOM 8085131 45,900 1200 X X
Chase Manhattan Corp. NewCOM 16161A1 220,011 2832 X X
Chevron COM 1667511 460,845 5320 X X
Chris-Craft Industries COM 1705201 2,149,325 29800 X X
Cisco Systems COM 17275R1 685,600 6400 X X
Citigroup, Inc. COM 1730341 229,433 4120 X X
Citrix Systems Inc. COM 1773761 3,536,250 28750 X X
Coca-Cola Co. COM 1912161 1,114,439 19132 X X
Colorado Casino COM 1963341 4 1000 X X
Compaq Computer COM 2044931 65,491 2420 X X
Computer Sciences CorporaCOM 2053631 3,983,713 42100 X X
Computerized Thermal ImagCOM 20557C1 19,375 5000 X X
Compuware Corporation COM 2056381 3,725 100 X X
Comverse Technology COM 2058624 14,475 100 X X
Concord Communications COM 2061861 8,875 200 X X
Consolidated Graphics COM 2093411 2,988 200 X X
Consolidated Natural Gas COM 2096151 125,589 1934 X X
Consolidated Stores CorpoCOM 2101491 6,500 400 X X
Cordant Technologies Inc.COM 2184121 660 20 X X
Covol Technologies Inc. COM 2235751 108 150 X X
Cox Communications Inc. CCOM 2240441 6,180 120 X X
CuraGen Corp. COM 23126R1 12,555 180 X X
Curtiss Wright COM 2315611 516 14 X X
Cytogen COM 2328241 2,334 900 X X
DaimlerChrysler AG COM D1668R1 4,836 62 X X
Data Broadcasting Corp. COM 2375961 8,250 1000 X X
Dayton Hudson COM 2397531 14,688 200 X X
Del Rio Resources Inc. COM 2453701 0 22500 X X
Dell Computer COM 2470251 137,700 2700 X X
Delphi Automotive SystemsCOM 2471261 22,443 1425 X X
Delta Air Lines COM 2473611 49,813 1000 X X
Dial Corp COM 25247D1 6,662 274 X X
Diamond Offshore DrillingCOM 25271C1 15,281 500 X X
Diversinet Corp New COM 25536K2 11,000 500 X X
Dominion Resources COM 2574701 39,211 999 X X
Dover COM 2600031 63,525 1400 X X
Du Pont De Nemours COM 2635341 390,639 5930 X X
Dun and Bradstreet COM 2648301 8,850 300 X X
E Toys COM 2978621 2,625 100 X X
E-Trade Group, Inc. COM 2692461 26,125 1000 X X
EBay Inc. COM 2786421 37,556 300 X X
EMC Corp COM 2686481 360,525 3300 X X
Earl Owensby Studios COM 2701001 50 5000 X X
Echostar Communications COM 2787621 48,750 500 X X
Edison International COM 2810201 146,650 5600 X X
El Paso Energy Partners, COM 28368B1 5,700 300 X X
Elan Corp. COM 2841312 3,719,773 126094 X X
Electronic Data Systems COM 2856611 2,142 32 X X
Electronics For Imaging, COM 2860821 11,625 200 X X
Eli Lilly & Co. COM 5324571 266,000 4000 X X
Emerson Electric COM 2910111 20,081 350 X X
Emulex Corporation COM 2924752 22,500 200 X X
Energen Corp COM 29265N1 3,613 200 X X
Enron Corp. COM 2935611 72,864 1642 X X
Epimmune Inc. COM 29425Y1 309 119 X X
Eventures Inc COM 29975R1 28,125 1000 X X
Exodus Communications, InCOM 3020881 88,813 1000 X X
Exxon Mobile Corp. COM 30231G1 2,277,502 28270 X X
FDX Corp. COM 31304N1 5,731 140 X X
FMC Corp. COM 3024913 22,925 400 X X
Fairmile Gold Corp COM 3049011 20 2000 X X
Fannie Mae COM 3135861 62,438 1000 X X
FelCor Lodging Trust Inc.COM 3143051 1,750 100 X X
Finova Group COM 3179281 1,278 36 X X
First Data COM 3199631 15,583 316 X X
First Security Corp COM 3362941 545,121 21351 X X
First Union Corporation COM 3373581 19,571 594 X X
FirstEnergy Corp COM 3379321 11,344 500 X X
Firstar Corp. COM 33761C1 3,169 150 X X
Ford Motor Co. COM 3453701 106,625 2000 X X
Fortune Brands COM 3496311 132,250 4000 X X
Friedman Billings Ramsey COM 3584331 2,363 300 X X
Frontier Oil Corp. COM 9306761 6,750 1000 X X
GTE Corp. COM 3623201 529,219 7500 X X
Gallaher Group Plc ADS COM 3635951 59,963 3900 X X
GameWeaver.com COM 36466J1 33 22 X X
General Electric COM 3696041 178,780,973 1155289X X
General Mills COM 3703341 26,169 732 X X
General Motors Corp COM 3704421 124,732 1716 X X
General Motors Corp. CL HCOM 3704425 10,368 108 X X
General Public Utilities COM 36225X1 89,250 3000 X X
Genetronics Biomedical LtCOM 3719161 3,250 1000 X X
Gillette Co. COM 3757661 67,465 1638 X X
Glaxo Wellcome Plc Adr COM 37733W1 48,388 866 X X
Gliatech, Inc. COM 37929C1 3,325 200 X X
Global Crossing COM G3921A1 100,000 2000 X X
Globalstar TelecommunicatCOM G3930H1 1,144,000 26000 X X
Guidant Corp. COM 4016981 4,700 100 X X
Harley-Davidson Inc. COM 4128221 12,813 200 X X
Healthsouth Corporation COM 4219241 2,688 500 X X
Hewlett-Packard COM 4282361 198,953 1749 X X
Hilton Hotels COM 4328481 9,563 1000 X X
Hispanic Broadcasting CorCOM 4227991 23,055 250 X X
Home Depot COM 4370761 91,231 1327 X X
Honeywell International ICOM 4385061 346,125 6000 X X
IDX Systems Corporation COM 4494911 31,250 1000 X X
IIGroup COM 4496291 45 30 X X
ITI Tech. Inc. COM 4505641 3,000 100 X X
Ikon Office Solutions COM 4517131 34,063 5000 X X
Imation Corp. COM 45245A1 20,138 600 X X
Imatron, Inc. COM 4529061 500 200 X X
Inktomi Corporation COM 4572771 106,500 1200 X X
Intel Corp. COM 4581401 5,064,717 61530 X X
Intercapital Quality MuniCOM 45844G1 8,084 650 X X
International Business MaCOM 4592001 2,428,926 22516 X X
International Paper COM 4601461 56,438 1000 X X
International Rectifier CCOM 4602541 2,600 100 X X
Itron, Inc. COM 4657411 6,125 1000 X X
J.P. Morgan COM 6168801 75,975 600 X X
JDS Uniphase Corp. COM 46612J1 32,263 200 X X
Johnson & Johnson COM 4781601 2,917,047 31282 X X
Johnson Controls COM 4783661 126,263 2220 X X
Juniper Networks, Inc. COM 48203R1 34,000 100 X X
Juno Online Services, IncCOM 4820481 3,550 100 X X
Kansas City So. Ind COM 4851701 22,388 300 X X
Kimberly-Clark Corp. COM 4943681 52,350 800 X X
Knight/Trimark Group Inc.COM 4990671 11,040 240 X X
Labor Ready Incorporated COM 5054012 12,125 1000 X X
Liberty Media Group, ClasCOM 0019572 39,769 700 X X
Loews Corp. COM 5404241 6,069 100 X X
Loral Space & CommunicatiCOM G564621 2,183,141 89795 X X
Lucent Technologies COM 5494631 5,051,284 67350 X X
MCI WorldCom, Inc. COM 55268B1 48,181 908 X X
MSH Entertainment:CorporaCOM 5535741 200 800 X X
Maxicare Health Plans COM 5779042 6 2 X X
McAfee.com Corp COM 5790621 9,000 200 X X
McDonalds Corp. COM 5801351 24,188 600 X X
McGraw-Hill Companies, InCOM 5806451 86,275 1400 X X
McWhorter COM 5828031 673,520 42095 X X
MediaOne Group Inc. COM 9128892 34,028 443 X X
Medtronic, Inc. COM 5850551 8,745 240 X X
Merck & Co., Inc. COM 5893311 1,034,956 15404 X X
Meridian Gold, Inc. COM 5899751 34,063 5000 X X
Microsoft Corp. COM 5949181 4,412,216 37792 X X
Minnesota Mining and ManuCOM 6040591 420,569 4297 X X
Mirage Resorts, Inc. COM 60462E1 2,269 150 X X
Monaco Coach Corp. COM 60886R1 7,669 300 X X
Morgan Stanley Dean WitteCOM 6174464 84,223 590 X X
Motorola, Inc. COM 6200761 113,972 774 X X
Muniinsured FD Inc. COM 6262451 59,500 8000 X X
Nasdaq 100 Index COM 6311001 7,310 40 X X
Network Appliance, Inc. COM 64120L1 166,125 2000 X X
Nike Inc. COM 6541061 4,956 100 X X
Noble Drilling Corp. COM 6550421 13,100 400 X X
Nokia Corp. COM 6549022 4,518,628 23650 X X
Norfolk Southern COM 6558441 24,600 1200 X X
Norsk Hydro ASA COM 6565316 25,650 600 X X
Nortel Networks Corp. COM 6565691 10,100 100 X X
Novell COM 6700061 39,938 1000 X X
Nucor Corp. COM 6703461 67,864 1238 X X
Ogden Corp. COM 6763461 1,791 150 X X
Oracle Systems COM 68389X1 7,795,852 69567 X X
PG&E Corp. COM 69331C1 92,414 4508 X X
PP&L Resources, Inc. COM 6934991 5,490 240 X X
Peoples Energy COM 7110301 10,050 300 X X
PepsiCo, Inc. COM 7134481 28,200 800 X X
Pfizer, Inc. COM 7170811 82,716 2550 X X
Philip Morris COM 7181541 4,140 180 X X
Pinnacle West COM 7234841 3,056 100 X X
Pitney Bowes COM 7244791 19,325 400 X X
Planet Hollywood InternatCOM 7270251 8 100 X X
Planetrx.Com, Inc. COM 7270491 7,250 500 X X
Powertel COM 73936C1 10,038 100 X X
Procter & Gamble Co. COM 7427181 248,707 2270 X X
Proxicom, Inc. COM 7442821 62,156 500 X X
Puget Sound Energy Inc. COM 7453321 34,681 1790 X X
QLogic Corporation COM 7472771 15,988 100 X X
Qiagen N.V COM N724821 15,100 200 X X
Qualcomm Inc. COM 7475251 35,004,492 198748 X X
Questar Corp. COM 7483561 41,130 2742 X X
Quintus Corporation COM 7487981 45,875 1000 X X
Qwest Communications COM 7491211 2,580 60 X X
Qwest Communications IntlCOM 7491211 95,976 2232 X X
R.H. Donnelley CorporatioCOM 74955W3 1,133 60 X X
Raytheon Co. Class A COM 7551113 227 9 X X
Red Hat, Inc. COM 7565771 126,750 1200 X X
Royal Dutch Petroleum Co.COM 7802578 193,800 3200 X X
SBC Communications Inc. COM 78387G1 605,036 12411 X X
Safeguard Scientifics, InCOM 7864491 16,300 100 X X
SalesLogix Corp. COM 79466P1 891,878 21720 X X
Sanguine Corp. COM 8010061 700 3500 X X
Schering Plough Corp COM 8066051 211,875 5000 X X
Schlumberger Ltd. COM 8068571 359,200 6400 X X
Scient Corp. COM 80864H1 86,438 1000 X X
ScottishPower COM 81013T7 28,310 1011 X X
Sempra Energy COM 8168511 80,498 4633 X X
Silicon Storage TechnologCOM 8270571 2,035,894 49355 X X
SmarTire Systems, Inc. COM 8319131 1,375 1000 X X
Smithkline Beecham PLC COM 8323783 205,200 3200 X X
Softech, Inc. COM 8340211 688 500 X X
Software.Com, Inc. COM 83402P1 9,600 100 X X
Sonera Group plc COM 8354332 2,289,405 33060 X X
Sony Corporation COM 8356993 21,356 75 X X
Southwest Airlines Co. COM 8447411 3,628 225 X X
Sprint PCS Series 1 COM 8520615 51,250 500 X X
Standard & Poors DepositoCOM 78462F1 67,416 459 X X
Starbucks Corp. COM 8552441 4,850 200 X X
Summit Bancorp COM 8660051 8,111 265 X X
Sun Microsystems COM 8668101 340,725 4400 X X
Sunoco Inc. COM 86764P1 23,477 999 X X
Symbol Technologies, Inc.COM 8715081 11,886 187 X X
Teco Energy, Inc. COM 8723751 9,281 500 X X
Tellabs, Inc. COM 8796641 15,405 240 X X
Texaco, Inc. COM 8816941 309,364 5696 X X
Thermo Electron COM 8835561 286,500 19100 X X
Thermo Fibertek COM 88355W1 314 44 X X
TiVo Inc. COM 8887061 16,875 500 X X
Time Warner Inc. COM 8873151 3,616 50 X X
Trans World Airlines, IncCOM 8933498 3 1 X X
Transocean Sedco Forex, ICOM 8938171 92,271 2739 X X
TriQuint Semiconductor InCOM 89674K1 11,125 100 X X
Tyco International COM 9021241 280,878 7202 X X
Tyler Technologies, Inc. COM 9021841 3,795 690 X X
US West, Inc. COM 91273H1 47,448 659 X X
US Worldlink, Inc. COM 91274A1 32 500 X X
USA Networks, Inc. COM 9029841 4,973 90 X X
USX-Marathon Group Inc. COM 9029058 1,136 46 X X
USX-United States Steel COM 90337T1 297 9 X X
Union Pacific Corp. COM 9078181 107,297 2456 X X
Union Pacific Resources GCOM 9078341 8,747 686 X X
United Parcel Service COM 9113121 20,700 300 X X
United States Cellular CoCOM 9116841 10,094 100 X X
United Stationers COM 9130041 800 28 X X
United Technologies Corp.COM 9130171 81,640 1256 X X
Usana Inc. COM 90328M1 5,000 1000 X X
Valspar Corp. COM 9203551 8,411,850 200880 X X
VeriSign, Inc. COM 92343E1 38,188 200 X X
Veritas Software CorporatCOM 9234361 42,938 300 X X
Verity, Inc. COM 92343C1 42,563 1000 X X
Viatel, Inc. COM 9255292 26,813 500 X X
Viewcast.com Inc. COM 9267131 4,484 1000 X X
Vignette Corporation COM 9267341 326,000 2000 X X
Vodafone COM 92857T1 44,055 890 X X
Wal-Mart Stores COM 9311421 50,601 732 X X
Wall Street Deli Inc COM 9319041 113 100 X X
Walt Disney Company COM 2546871 720,954 24648 X X
Warner Lambert COM 9344881 688,275 8400 X X
Waste Management Inc COM 94106L1 1,719 100 X X
Watson Pharmaceuticals, ICOM 9426831 28,578 798 X X
Weingarten Realty InvestoCOM 9487411 105,131 2700 X X
Wells Fargo & Co. COM 9497461 56,613 1400 X X
Williams Companies, Inc. COM 9694571 18,338 600 X X
Winstar Communications COM 9755151 1,839,863 24450 X X
Wm. Wrigley Jr. Co. COM 9825261 116,113 1400 X X
Workflow Management Inc. COM 98137N1 2,863 100 X X
World Wireless CommunicatCOM 98155B1 7,875 2000 X X
Wyndham International IncCOM 9831011 41 14 X X
XXSYS Technologies COM 9838581 60 1000 X X
Xerox COM 9841211 25,461 1122 X X
Yahoo, Inc. COM 9843321 249,661 577 X X
Health Care Property INVSCOM 4219151 4,775 200 X X
Iomed, Inc. 10/24/98 COM 4620281 109,820 31377 X X
Central Hudson Gas & ElecCOM 1536092 729 10 X X
Central Hudson Gas & ElecCOM 1536093 77 1 X X
Ford Motor Co. Dep SH COM 3453704 53,000 2000 X X
Merrill Lynch & Co. Inc DCOM 5901888 44,250 1500 X X
Alabama Power TOP 7.375% COM 0103832 20,500 1000 X X
Allstate Corp Quibs 7.COM 0200022 20,438 1000 X X
Appalachian Power 8.000COM 0377358 21,250 1000 X X
BNKAM Cap IV 7.00COM 0660442 19,813 1000 X X
Citigroup Cap I 8COM 17305F2 106,356 4550 X X
Colum So PW 7.92% DEF SerCOM 1995757 21,000 1000 X X
Farmers Group 8.450COM 3095932 22,500 1000 X X
HL&P Capital Trust 8.125COM 4042022 21,688 1000 X X
Sears ACC Ser Quib 7.000%COM 8124042 19,875 1000 X X
Tennessee Valley Auth. 6.COM 8805913 21,625 1000 X X
Transamerica Quibs 7.100%COM 8939502 20,000 1000 X X
Elan 1996 Warrant WT 2841317 2,732,525 94225 X X
FocusWireless.com Wts WT 45815F1 0 1750 X X
Dreyfus Strategic GovernmCOM 2619381 2,969 380 X X
AIM Equity FDS Capital DeCOM 0014138 18,327 978.474 X X
AIM Value Fund Class B COM 0088797 27,472 582.036 X X
AIM Weingarten Fund COM 0014133 17,659 586.491 X X
Achievement Funds-Equity COM 0044692 46,380 2384.57 X X
Achievement Funds-Muni BoCOM 0044694 38,493 4121.34 X X
American Century Growth FCOM 0250831 12,108 375.1 X X
American Century Ultra FuCOM 0250838 12,366 270.117 X X
CGM Realty COM 1253254 14,223 1283.652 X X
Dreyfus Appreciation FundCOM 2619701 205,865 4501.749 X X
Federated US Govt SecuritCOM 31428M1 132,304 12820.112 X X
Fidelity - Equity Income COM 3161451 5,677 207.411 X X
Fidelity Advisor Equity GCOM 3158051 47,758 654.034 X X
Fidelity Contrafund COM 3160711 94,204 1569.543 X X
Fidelity Dividend Growth COM 3163894 82,317 2839.493 X X
Fidelity Growth & Income COM 3163892 4,462 94.618 X X
Fidelity Low Price Stock COM 3163453 30,654 1353.989 X X
Fidelity Magellan Fund COM 3161841 4,717 34.522 X X
Fidelity New Millennium FCOM 3162003 27,086 570.719 X X
Franklin Dynatech Fund ClCOM 3534962 24,649 887.629 X X
Franklin Templeton GlobalCOM 3547281 41,475 3597.122 X X
Gabelli Global TelecommunCOM 36239X1 24,017 891.159 X X
H&Q IPO Emerging Company COM 4065473 17,016 1200.02 X X
Invesco Endeavor Fund COM 46127G4 15,975 666.475 X X
Invesco INT European FundCOM 46127X1 5,804 241.412 X X
Invesco INT Pacific BasinCOM 46127X2 2,140 169.413 X X
Invesco ISP Financial SerCOM 46127P6 15,940 598.811 X X
Invesco TelecommunicationCOM 46127T2 19,035 368.676 X X
Janus Fund Inc COM 4710231 263,416 5979.932 X X
Janus Growth and Income FCOM 4710232 395,419 9428.214 X X
Janus High Yield Fund COM 4710237 7,512 730.72 X X
Janus Mercury Fund COM 4710238 437,809 9993.361 X X
Lord Abbett Affiliated FuCOM 5440011 114,245 7516.101 X X
MFS High Income Class A COM 5529841 36,646 7343.967 X X
MFS Total Return Class A COM 5529813 79,661 5739.259 X X
MSDW American OpportunitiCOM 6169332 45,473 1066.696 X X
MSDW Global Dividend Gr SCOM 6169412 2,321 175.808 X X
MSDW Health Sciences COM 2419231 14,410 1000 X X
MSDW U.S. Government SecuCOM 2419061 141,917 16521.168 X X
Montgomery Global CommuniCOM 6138285 20,657 560.568 X X
Municipal Income OpportunCOM 61745P4 15,500 2000 X X
Municipal Income OpportunCOM 61745P4 8,753 1228.452 X X
Oakmark Fund COM 4138381 61,689 2267.967 X X
Oppenheimer CA Tax ExemptCOM 6839121 87,400 8891.176 X X
Oppenheimer Main St GrowtCOM 68380D8 14,505 350.608 X X
Oppenheimer Strategic IncCOM 68380K1 17,374 3984.913 X X
PX Pioneer II CL A COM 7240101 33,159 1616.714 X X
Papp America-Abroad COM 6988751 62,536 1774.067 X X
Prudential Jennison GrowtCOM 74435j1 17,182 702.752 X X
Prudential Small CompanieCOM 7439681 26,880 2138.413 X X
Putnam Health Sciences TRCOM 7467781 169,851 2775.337 X X
Schwab 1000 Fund COM 8085171 205,049 5090.581 X X
Schwab S&P 500 Inv Shrs COM 8085096 64,572 2855.906 X X
Scudder Growth & Income FCOM 4609658 31,729 1188.806 X X
Spartan Market Index COM 3159122 28,609 283.565 X X
T Rowe Price Growth StockCOM 7414791 160,540 4825.361 X X
T. Rowe Price Dividend GrCOM 7795461 50,365 2492.104 X X
T. Rowe Price Equity IncoCOM 7795471 25,465 1026.405 X X
T. Rowe Price High Yield COM 7414811 7,690 968.504 X X
T. Rowe Price Science & TCOM 77957M1 15,051 236.237 X X
T. Rowe Price Value Fund COM 7795781 88,693 5068.169 X X
Templeton Foreign FD ClasCOM 8801962 288 25.657 X X
USAA Tax Exempt Int-term COM 9032892 37,519 3008.727 X X
Vanguard Bond Index Fund COM 9219371 9,615 1005.747 X X
Vanguard Fixed Income SecCOM 9220312 7,644 1034.309 X X
Vanguard Index Trust 500 COM 9229081 673,688 4978.112 X X
Vanguard Morgan Growth FuCOM 9219281 38,670 1687.165 X X
Vanguard Muni Bond Ltd TrCOM 9229077 15,964 1513.211 X X
Vanguard Sp Health Care PCOM 9219083 28,527 299.621 X X
Vanguard Windsor II Fund COM 9220181 10,357 414.784 X X
Oracle LEAP Jan. 2001 @25COM 6839649 266,625 CALL X X
Oracle LEAP Jan. 2001 @45COM 6839649 214,125 CALL X X
Qualcom Call January 2000COM 7479499 797,400 CALL X X
Waste Management COM 92929QA 5,793 7000 X X
322,770,139
</TABLE>
