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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nomura Asset Management U.S.A. Inc.
Address: 180 Maiden Lane
New York
New York 10038
13F File Number: 28-6692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John J. Boretti
Title: Senior Vice President
Phone: (212) 509-1538
Signature, Place, and Date of Signing:
/s/ John J. Boretti, New York, New York, August 11, 1999
- --------------------------------------------------------------------------------
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 188
Form 13F Information Table Value Total: $564,231
List of Other Included Managers:
No. 13F File Number Name
28-6746 Nomura Asset Management Co., Ltd.
<PAGE>
Page 1 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs com 002824100 $6,162 135,800 X
Air Products &
Chemicals, Inc. com 009158106 616 15,300 X 1
Alcan Aluminum Ltd. com 013716105 454 14,200 X 1
Allied Waste Inds Inc. com 019589308 282 14,300 X 1
Allied Signal Inc. com 019512102 548 8,700 X 1
Aluminum Co. of America com 022249106 3,026 48,900 X 1
Amazon.com, Inc com 023135106 188 1,500 X 1
America Online, Inc. com 02364J104 5,767 52,430 X
America Online, Inc. com 02364J104 8,756 79,600 X 1
American Int'l. Group com 026874107 7,341 62,614 X 1
Ameritech Corporation com 030954101 9,842 133,900 X
Amgen Inc. com 031162100 6,240 102,500 X 1
Anadarko Petroleum Corp. com 032511107 180 4,900 X 1
Anheuser-Busch Cos. com 035229103 5,604 79,000 X
Applied Materials, Inc. com 038222105 7,949 107,600 X
Applied Materials, Inc. com 038222105 7,720 104,500 X 1
Ariba, Inc. com 04033V104 49 500 X 1
Ashland Inc. com 044204105 144 3,600 X 1
Ask Jeeves, Inc. com 045174109 6 100 X 1
At Home Corporation com 045919107 189 3,500 X 1
AT&T Corp. com 001957109 9,195 164,750 X
Atlantic Richfield Co. com 048825103 209 2,500 X 1
Baker Hughes Inc. com 057224107 188 5,600 X 1
Banc One Corp. com 059438101 5,858 98,350 X 1
Banc One Corp. com 059438101 5,784 97,100 X
Page Total $92,297
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Abbott Labs 135,800
Air Products &
Chemicals, Inc. 15,300
Alcan Aluminum Ltd. 14,200
Allied Waste Inds Inc. 14,300
Allied Signal Inc. 8,700
Aluminum Co. of America 48,900
Amazon.com, Inc 1,500
America Online, Inc. 52,430
America Online, Inc. 79,600
American Int'l. Group 62,614
Ameritech Corporation 133,900
Amgen Inc. 102,500
Anadarko Petroleum Corp. 4,900
Anheuser-Busch Cos. 79,000
Applied Materials, Inc. 107,600
Applied Materials, Inc. 104,500
Ariba, Inc. 500
Ashland Inc. 3,600
Ask Jeeves, Inc. 100
At Home Corporation 3,500
AT&T Corp. 164,750
Atlantic Richfield Co. 2,500
Baker Hughes Inc. 5,600
Banc One Corp. 98,350
Banc One Corp. 97,100
Page Total
</TABLE>
<PAGE>
Page 2 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Barnes & Noble, Inc. com 067774109 $4,626 169,000 X 1
Bed Bath, & Beyond Inc. com 075896100 537 13,950 X 1
Bethlehem Steel Corp. com 087509105 105 13,600 X 1
Biogen Inc. com 090597105 328 5,100 X 1
Boise Cascade Corp. com 097383103 193 4,500 X 1
Bristol-Myers Squibb Co. com 110122108 3,494 49,600 X 1
Bristol-Myers Squibb Co. com 110122108 9,086 129,000 X
Broadcast.com Inc. com 111310108 134 1,000 X 1
Broadvision, Inc. com 111412102 243 3,300 X 1
Brooks Automation, Inc. com 11434A100 352 13,000 X 1
Browning Ferris Inds com 115885105 632 14,700 X 1
Burlington Resources Inc. com 122014103 281 6,500 X 1
Cablevision Systems Corp. com 12686C109 4,480 64,000 X
Chase Manhattan Corp. com 16161A108 3,806 44,000 X 1
Chase Manhattan Corp. com 16161A108 10,960 126,700 X
Chevron Corp. com 166751107 3,783 39,800 X 1
Cisco Systems Inc. com 17275R102 12,520 194,300 X 1
Cisco Systems Inc. com 17275R102 12,945 200,900 X
Citigroup, Inc. com 172967101 9,994 210,400 X
Clorox Co. DEL com 189054109 5,244 49,100 X 1
Coastal Corp. com 190441105 2,399 59,600 X 1
Coca Cola Co. com 191216100 8,816 142,200 X
Coca Cola Co. com 191216100 5,363 86,500 X 1
Comcast Corp. - Class A com 200300101 5,727 149,000 X 1
Conoco Inc.- Class A com 208251306 3,136 112,500 X 1
Copper Mountain Networks, Inc. com 217510106 39 500 X 1
Page Total $109,223
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Barnes & Noble, Inc. 169,000
Bed Bath, & Beyond Inc. 13,950
Bethlehem Steel Corp. 13,600
Biogen Inc. 5,100
Boise Cascade Corp. 4,500
Bristol-Myers Squibb Co. 49,600
Bristol-Myers Squibb Co. 129,000
Broadcast.com Inc. 1,000
Broadvision, Inc. 3,300
Brooks Automation, Inc. 13,000
Browning Ferris Inds 14,700
Burlington Resources Inc. 6,500
Cablevision Systems Corp. 64,000
Chase Manhattan Corp. 44,000
Chase Manhattan Corp. 126,700
Chevron Corp. 39,800
Cisco Systems Inc. 194,300
Cisco Systems Inc. 200,900
Citigroup, Inc. 210,400
Clorox Co. DEL 49,100
Coastal Corp. 59,600
Coca Cola Co. 142,200
Coca Cola Co. 86,500
Comcast Corp. - Class A 149,000
Conoco Inc.- Class A 112,500
Copper Mountain Networks, Inc. 500
Page Total
</TABLE>
<PAGE>
Page 3 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Corning Inc. com 219350105 $8,366 119,300 X
Costco Companies Inc. com 22160Q102 504 6,300 X 1
Covad Communications Group com 222814204 160 3,000 X 1
Cyprus Amax Minerals Co. com 232809103 183 12,000 X 1
Cytec Inds. Inc. com 232820100 378 12,000 X 1
Delphi Automotive Systems Corp. com 247126105 32 1,747 X
Dow Chemical Co. com 260543103 6,750 53,200 X
Dow Chemical Co. com 260543103 305 2,400 X 1
Du Pont(E.I.) De Nemours & Co. com 263534109 383 5,600 X 1
Eastman Chemical Co. com 277432100 191 3,700 X 1
eBay Inc. com 278642103 223 1,470 X 1
Enron Corp. com 293561106 924 11,300 X 1
Fannie Mae com 313586109 6,426 94,150 X 1
Fifth Third Bancorp com 316773100 466 7,000 X 1
First Union Corp. com 337358105 207 4,400 X
First Union Corp. com 337358105 3,633 77,100 X 1
Fox Entertainment Group, Inc. com 35138T107 1,360 50,500 X 1
Freeport-McMoran Copper - B com 35671D857 197 11,000 X 1
Gap Inc. com 364760108 4,715 93,600 X 1
General Electric Co. com 369604103 7,226 63,950 X 1
General Electric Co. com 369604103 11,198 99,100 X
General Motors Corp. com 370442105 6,072 92,000 X
Georgia Pacific Corp. com 373298108 199 4,200 X 1
Gillette Company com 375766102 4,112 100,300 X
Goldman Sachs Group, Inc. com 38141G104 4,407 61,000 X 1
GTE Corp. com 362320103 6,229 82,500 X
Page Total $74,846
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Corning Inc. 119,300
Costco Companies Inc. 6,300
Covad Communications Group 3,000
Cyprus Amax Minerals Co. 12,000
Cytec Inds. Inc. 12,000
Delphi Automotive Systems Corp. 1,747
Dow Chemical Co. 53,200
Dow Chemical Co. 2,400
Du Pont(E.I.) De Nemours & Co. 5,600
Eastman Chemical Co. 3,700
eBay Inc. 1,470
Enron Corp. 11,300
Fannie Mae 94,150
Fifth Third Bancorp 7,000
First Union Corp. 4,400
First Union Corp. 77,100
Fox Entertainment Group, Inc. 50,500
Freeport-McMoran Copper - B 11,000
Gap Inc. 93,600
General Electric Co. 63,950
General Electric Co. 99,100
General Motors Corp. 92,000
Georgia Pacific Corp. 4,200
Gillette Company 100,300
Goldman Sachs Group, Inc. 61,000
GTE Corp. 82,500
Page Total
</TABLE>
<PAGE>
Page 4 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
GTS Duratek, Inc. com 36237J107 $208 36,500 X 1
Halliburton Co. com 406216101 181 4,000 X 1
Halliburton Co. com 406216101 3,647 80,600 X
Healtheon Corporation com 422209106 154 2,000 X 1
Hershey Foods Corp. com 427866108 641 10,800 X
Home Depot com 437076102 4,894 75,950 X 1
Honeywell Inc. com 438506107 811 7,000 X 1
i2 Technologies, Inc. com 465754109 237 5,500 X 1
IMC Global Inc. com 449669100 90 5,200 X 1
Inktomi Corp. com 457277101 132 1,000 X 1
Intel Corp. com 458140100 161 2,700 X 1
Intel Corp. com 458140100 4,843 81,400 X
Int'l Business Machines com 459200101 7,587 58,700 X
Int'l Flavors & Fragrances, Inc. com 459506101 233 5,300 X 1
Int'l Paper Co. com 460146103 3,254 64,750 X 1
Ionics Inc. com 462218108 329 9,000 X 1
Juniper Networks, Inc. com 48203R104 15 100 X 1
Kerr-McGee Corp. com 492386107 143 2,855 X 1
Louisiana-Pacific Corp. com 546347105 158 6,600 X 1
Lucent Technologies Inc. com 549463107 7,546 111,900 X 1
Manpower Inc. com 56418H100 6,197 273,900 X
McDonalds Corp. com 580135101 5,443 132,350 X 1
MCI Worldcom, Inc. com 55268B106 12,495 145,190 X
MCI Worldcom, Inc. com 55268B106 5,301 61,600 X 1
Mead Corp. com 582834107 351 8,400 X 1
Merck & Co. Inc. com 589331107 6,214 84,400 X
Page Total $71,265
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
GTS Duratek, Inc. 36,500
Halliburton Co. 4,000
Halliburton Co. 80,600
Healtheon Corporation 2,000
Hershey Foods Corp. 10,800
Home Depot 75,950
Honeywell Inc. 7,000
i2 Technologies, Inc. 5,500
IMC Global Inc. 5,200
Inktomi Corp. 1,000
Intel Corp. 2,700
Intel Corp. 81,400
Int'l Business Machines 58,700
Int'l Flavors & Fragrances, Inc. 5,300
Int'l Paper Co. 64,750
Ionics Inc. 9,000
Juniper Networks, Inc. 100
Kerr-McGee Corp. 2,855
Louisiana-Pacific Corp. 6,600
Lucent Technologies Inc. 111,900
Manpower Inc. 273,900
McDonalds Corp. 132,350
MCI Worldcom, Inc. 145,190
MCI Worldcom, Inc. 61,600
Mead Corp. 8,400
Merck & Co. Inc. 84,400
Page Total
</TABLE>
<PAGE>
Page 5 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Microsoft Corp. com 594918104 $12,649 140,250 X 1
Microsoft Corp. com 594918104 13,645 151,300 X
MidAmerican Energy Hldgs. Co.. com 59562V107 606 17,500 X 1
Millipore Corp. com 601073109 466 11,500 X 1
Mobil Corp. com 607059102 7,821 79,200 X
Mobil Corp. com 607059102 306 3,100 X 1
Monsanto Co. com 611662107 574 14,500 X 1
Motorola, Inc. com 620076109 2,748 29,000 X 1
Murphy Oil Corp. com 626717102 151 3,100 X 1
Nabisco Group Holdings Corp. com 62952P102 833 42,600 X
Network Plus Corp. com 64122D506 2 100 X 1
Newmont Mining Corp. com 651639106 229 11,500 X 1
Newpark Res. Inc. com 651718504 209 23,500 X 1
Northern Trust Corp. com 665859104 485 5,000 X 1
Northpoint Comm. Group, Inc. com 666610100 18 500 X 1
Owens-Illinois, Inc. com 690768403 255 7,800 X 1
Pall Corp. com 696429307 333 15,000 X 1
Pfizer Inc. com 717081103 5,052 46,350 X 1
Pfizer Inc. com 717081103 5,385 49,400 X
Phelps Dodge Corp. com 717265102 186 3,000 X 1
Philip Morris Cos. Inc. com 718154107 5,066 126,050 X 1
Philip Morris Cos. Inc. com 718154107 5,522 137,400 X
Potash Corp. Sask. Inc. com 73755L107 264 5,100 X 1
PPG Industries, Inc. com 693506107 484 8,200 X 1
Procter & Gamble Co. com 742718109 6,676 74,800 X
Page Total $69,965
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Microsoft Corp. 140,250
Microsoft Corp. 151,300
MidAmerican Energy Hldgs. Co.. 17,500
Millipore Corp. 11,500
Mobil Corp. 79,200
Mobil Corp. 3,100
Monsanto Co. 14,500
Motorola, Inc. 29,000
Murphy Oil Corp. 3,100
Nabisco Group Holdings Corp. 42,600
Network Plus Corp. 100
Newmont Mining Corp. 11,500
Newpark Res. Inc. 23,500
Northern Trust Corp. 5,000
Northpoint Comm. Group, Inc. 500
Owens-Illinois, Inc. 7,800
Pall Corp. 15,000
Pfizer Inc. 46,350
Pfizer Inc. 49,400
Phelps Dodge Corp. 3,000
Philip Morris Cos. Inc. 126,050
Philip Morris Cos. Inc. 137,400
Potash Corp. Sask. Inc. 5,100
PPG Industries, Inc. 8,200
Procter & Gamble Co. 74,800
Page Total
</TABLE>
<PAGE>
Page 6 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Qwest Communications
International Inc. com 749121109 $4,172 126,200 X 1
R.J. Reynolds Tobacco Hldgs, Inc. com 76182K105 572 18,000 X
Radian Group Inc. com 750236101 1,479 30,300 X 1
Ralston Purina Co. com 751277302 344 11,300 X
Redback Networks Inc. com 757209101 126 1,000 X 1
Republic Services Inc.- Cl A com 760759100 596 24,100 X 1
Reynolds Metals Co. com 761763101 502 8,500 X 1
Rhythms NetConnections Inc. com 762430205 204 3,500 X 1
Schering-Plough Corp. com 806605101 1,754 33,400 X 1
Schering-Plough Corp. com 806605101 6,400 121,900 X
Schlumberger Ltd. com 806857108 178 2,800 X 1
Schlumberger Ltd. com 806857108 3,694 58,000 X
Sepracor Inc. com 817315104 325 4,000 X 1
Siebel Systems Inc. com 826170102 265 4,000 X 1
SLM Holding Corp. com 78442A109 3,780 82,500 X
Smurfit-Stone Container Corp. com 832727101 219 10,670 X 1
Software.com Inc. com 83402P104 58 2,500 X 1
Solutia Inc. com 834376105 102 4,800 X 1
Sonat, Inc. com 835415100 364 11,000 X 1
Staples com 855030102 449 14,500 X 1
Starbucks Corporation com 855244109 293 7,800 X 1
Steel Dynamics Inc. com 858119100 511 33,000 X 1
Superior Svcs. Inc. com 868316100 430 16,100 X 1
Tellabs Inc. com 879664100 622 9,200 X 1
Tellabs Inc. com 879664100 11,114 164,500 X
Page Total $38,553
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Qwest Communications
International Inc. 126,200
R.J. Reynolds Tobacco Hldgs, Inc. 18,000
Radian Group Inc. 30,300
Ralston Purina Co. 11,300
Redback Networks Inc. 1,000
Republic Services Inc.- Cl A 24,100
Reynolds Metals Co. 8,500
Rhythms NetConnections Inc. 3,500
Schering-Plough Corp. 33,400
Schering-Plough Corp. 121,900
Schlumberger Ltd. 2,800
Schlumberger Ltd. 58,000
Sepracor Inc. 4,000
Siebel Systems Inc. 4,000
SLM Holding Corp. 82,500
Smurfit-Stone Container Corp. 10,670
Software.com Inc. 2,500
Solutia Inc. 4,800
Sonat, Inc. 11,000
Staples 14,500
Starbucks Corporation 7,800
Steel Dynamics Inc. 33,000
Superior Svcs. Inc. 16,100
Tellabs Inc. 9,200
Tellabs Inc. 164,500
Page Total
</TABLE>
<PAGE>
Page 7 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Texaco Inc. com 881694103 $243 3,900 X 1
Texaco Inc. com 881694103 3,306 53,000 X
Texas Utilities Co. com 882848104 3,042 73,400 X
The Williams Companies, Inc. com 969457100 387 9,100 X 1
Thermo Electron Corp. com 883556102 391 19,500 X 1
TJX Companies, Inc. com 872540109 6,692 200,900 X
Transcanada Pipelines Ltd. com 893526103 364 26,000 X 1
Tyco International Ltd. com 902124106 5,045 53,250 X 1
Tyco International Ltd. com 902124106 12,318 130,000 X
U.S. Bancorp com 902973106 4,215 126,300 X
Union Carbide Corp. com 905581104 210 4,300 X 1
Union Pacific Corp. com 907818108 5,423 93,000 X
Unocal Corp. com 915289102 305 7,700 X 1
UNUM Corp. com 903192102 3,189 58,250 X 1
USX- U.S. Steel Group com 90337T101 270 10,000 X 1
USX-Marathon Group com 902905827 3,510 107,800 X
VerticalNet, Inc. com 92532L107 210 2,000 X 1
Wal-Mart Stores Inc. com 931142103 6,335 131,300 X 1
Wal-Mart Stores Inc. com 931142103 12,892 267,200 X
Waste Industries Inc. com 941058109 429 24,000 X 1
Waste Mgmt. Inc. com 94106K101 5,086 94,615 X 1
Waste Mgmt. Inc. com 94106K101 7,702 143,300 X
Worthington Inds. Inc. com 981811102 393 23,900 X 1
Yahoo! Inc. com 984332106 3,755 21,800 X 1
China Steel spons. adr 169417102 3,651 241,000 X
Hellenic Telecom. Org. spons. adr 423325307 2,766 250,000 X
Page Total $92,129
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Texaco Inc. 3,900
Texaco Inc. 5,300
Texas Utilities Co. 73,400
The Williams Companies, Inc. 9,100
Thermo Electron Corp. 19,500
TJX Companies, Inc. 200,900
Transcanada Pipelines Ltd. 26,000
Tyco International Ltd. 53,250
Tyco International Ltd. 130,000
U.S. Bancorp 126,300
Union Carbide Corp. 4,300
Union Pacific Corp. 93,000
Unocal Corp. 7,700
UNUM Corp. 58,250
USX- U.S. Steel Group 10,000
USX-Marathon Group 107,800
VerticalNet, Inc. 2,000
Wal-Mart Stores Inc. 131,300
Wal-Mart Stores Inc. 267,200
Waste Industries Inc. 24,000
Waste Mgmt. Inc. 94,615
Waste Mgmt. Inc. 143,300
Worthington Inds. Inc. 23,900
Yahoo! Inc. 21,800
China Steel 10,000 231,000
Hellenic Telecom. Org. 250,000
Page Total
</TABLE>
<PAGE>
Page 8 of 8
FORM 13F
Name of Reporting Manager: Nomura Asset Management U.S.A. Inc.
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7:
Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers
Number Value Principal (a)sole (b)shared- (c)Shared- See Instr. V
(in thousands) Amount As Defined Other
in Instr. V
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Infosys Technologies Ltd. spons. adr 456788108 $191 3,300 X
Korea Elect. Power Corp. spons. adr 500631106 1,743 85,000 X
Korea Telecom Corp. spons. adr 50063P103 1,600 40,000 X
Phillipine L/D Tel. spons. adr 718252109 1,958 65,000 X
Pohang Iron and Steel spons. adr 730450103 3,026 90,000 X
Portugal Telecom S. A. spons. adr 737273102 3,089 75,000 X
SK Telecom Co., Ltd. spons. adr 78440P108 203 11,970 X
Taiwan Semiconductor Mfg. Ltd spons. adr 874039100 2,931 86,203 X
Telefonos De Mexico spons. adr 879403780 1,212 15,000 X
Page Total $15,953
Grand Total $564,231
<CAPTION>
(SEC USE ONLY)
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a)Sole (b)Shared (c)None
<S> <C> <C> <C>
Infosys Technologies Ltd. 3,300
Korea Elect. Power Corp. 85,000
Korea Telecom Corp. 40,000
Phillipine L/D Tel. 65,000
Pohang Iron and Steel 90,000
Portugal Telecom S. A. 75,000
SK Telecom Co., Ltd. 11,970
Taiwan Semiconductor Mfg. Ltd 6,888 79,315
Telefonos De Mexico 15,000
Page Total
Grand Total
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