UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nomura Asset Management U.S.A. Inc.
Address: 180 Maiden Lane
New York
New York 10038
13F File Number: 28-6692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John J. Boretti
Title: Senior Vice President
Phone: (212) 509-1538
Signature, Place, and Date of Signing:
/s/ John J. Boretti, New York, New York, October 31, 2000
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Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 71
Form 13F Information Table Value Total: 485,593
List of Other Included Managers:
No. 13F File Number Name
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<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC COM 02364J104 12,900 240,000 X 240,000
AMERICAN HOME PRODS COM 026609107 11,194 197,900 X 197,900
ANHEUSER BUSCH COS I COM 035229103 6,338 149,800 X 149,800
APPLIED MATERIALS IN COM 038222105 4,775 80,500 X 80,500
AT&T CORP COM 001957109 2,841 96,700 X 96,700
AXA FINANCIAL INC COM 002451102 2,700 53,000 X 53,000
BCE INC COM 05534B109 736 31,500 X 31,500
BRISTOL MYERS SQUIBB COM 110122108 7,860 137,600 X 137,600
CABLEVISION SYSTEMS COM 12686C109 7,460 112,500 X 112,500
CANADIAN NAT RAILWAY COM 136375102 1,794 61,200 X 61,200
CANADIAN PACIFIC LTD COM 135923100 1,063 40,900 X 40,900
CELESTICA INC COM 15101Q108 1,544 22,300 X 22,300
CHASE MANHATTAN CORP COM 16161A108 14,230 308,100 X 308,100
CHINA STL CORP SPONS. ADR 169417102 3,213 256,020 X 256,020
CIENA CORP COM 171779101 18,717 152,400 X 152,400
CISCO SYS INC COM 17275R102 18,321 331,600 X 331,600
CITIGROUP INC COM 172967101 19,354 358,000 X 358,000
COASTAL CORP COM 190441105 2,565 34,600 X 34,600
COCA COLA CO COM 191216100 7,988 144,900 X 144,900
COGNOS INC COM 19244C109 1,650 40,500 X 40,500
CORNING INC COM 219350105 18,637 62,750 X 62,750
DYNEGY INC CL A COM 26816Q101 3,004 52,700 X 52,700
ENRON CORP COM 293561106 2,751 31,400 X 31,400
ESTEE LAUDER COMPANY COM 518439104 4,714 128,700 X 128,700
EXXON MOBIL CORP COM 30231G102 11,525 129,311 X 129,311
GENERAL ELEC CO COM 369604103 23,710 411,000 X 411,000
GILLETTE COMPANY COM 375766102 3,582 116,000 X 116,000
SUBTOTAL 215,165
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<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HALLIBURTON CO COM 406216101 8,515 174,000 X 174,000
HOME DEPOT INC COM 437076102 4,378 82,500 X 82,500
ICICI LTD - ADR ADR 44926P202 158 14,350 X 14,350
INCO LTD COM 453258402 824 51,100 X 51,100
INFOSYS TECHNLGY ADR ADR 456788108 445 3,310 X 3,310
INRANGE TECH CORP COM 45769V206 451 8,500 X 8,500
INTERNATIONAL BUSINE COM 459200101 11,183 99,400 X 99,400
KOREA TELECOM CORP SPONS. ADR 50063P103 1,500 44,600 X 44,600
MANPOWER INC WIS COM 56418H100 2,287 71,600 X 71,600
MELLON FINANCIAL COM 58551A108 14,840 320,000 X 320,000
MERCK CO INC COM 589331107 10,741 144,300 X 144,300
MICROSOFT CORP COM 594918104 13,034 216,100 X 216,100
MORGAN STAN DEAN WIT COM 617446448 9,125 99,800 X 99,800
NORTEL NETWORKS CORP COM 656568102 8,689 145,878 X 145,878
PFIZER INC COM 717081103 10,434 232,200 X 232,200
PPL CORPORATION COM 69351T106 3,732 89,400 X 89,400
PROCTER & GAMBLE CO COM 742718109 6,332 94,500 X 94,500
ROC TAIWAN FD COM 749651105 1,430 220,000 X 220,000
ROYAL BANK OF CANADA COM 780087102 1,446 24,300 X 24,300
SARA LEE CORP COM 803111103 4,063 200,000 X 200,000
SBC COMMUNICATIONS I COM 78387G103 11,465 229,306 X 229,306
SCHERING PLOUGH CORP COM 806605101 7,817 168,100 X 168,100
SCHLUMBERGER LTD COM 806857108 3,194 38,800 X 38,800
SILICONWARE PRECISION SPONS. ADR 827084864 524 104,787 X 104,787
SK TELECOM LTD SPONS. ADR 78440P108 381 14,670 X 14,670
SOUTHERN CO COM 842587107 2,819 86,900 X 86,900
SPX CORP COM 784635104 13,896 97,900 X 97,900
SUBTOTAL 153,701
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<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COM 866810104 14,559 124,700 X 124,700
SUNCOR ENERGY COM 867229106 1,126 50,900 X 50,900
TAIWAN FD INC COM 874036106 2,346 162,500 X 162,500
TAIWAN SEMICNDCTR CO SPONS. ADR 874039100 8,055 395,354 X 17,137 378,217
TARGET CORP COM 87612E106 3,998 156,000 X 156,000
TECHNITROL INC. COM 878555101 12,342 122,200 X 122,200
TELLABS INC COM 879664100 7,502 157,100 X 157,100
TEXAS INSTRUMENTS IN COM 882508104 4,025 85,300 X 85,300
TRANSOCEAN SEDCO FX COM G90078109 10,910 186,100 X 186,100
TXU CORPORATION COM 873168108 2,393 60,400 X 60,400
TYCO INTL LTD NEW COM 902124106 14,904 287,300 X 287,300
UNION PAC CORP COM 907818108 2,340 60,200 X 60,200
UT STARCOM INC COM 918076100 105 5,000 X 5,000
VERIZON COMMUNICAT. COM 92343V104 5,047 104,188 X 104,188
WAL MART STORES INC COM 931142103 13,451 279,500 X 279,500
WALGREEN CO COM 931422109 3,035 80,000 X 80,000
WORLDCOM INC COM 98157D106 10,590 348,650 X 348,650
SUBTOTAL 116,728
GRAND TOTAL 485,593
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