UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nomura Asset Management U.S.A. Inc.
Address: 180 Maiden Lane
New York
New York 10038
13F File Number: 28-6692
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John J. Boretti
Title: Senior Vice President
Phone: (212) 509-1538
Signature, Place, and Date of Signing:
/s/ John J. Boretti, New York, New York, May 1, 2000
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Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 58
Form 13F Information Table Value Total: 453,355
List of Other Included Managers:
No. 13F File Number Name
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FORM 13F
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(SEC USE ONLY)
Page 1 of 3 Name of Manager Nomura Asset Management U.S.A., Inc.
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Item 6: Item 8
Investment Voting Authority
Item 1: Item 2: Item 3: Item 4: Item 5: Discretion Item 7: (Shares)
Name of Issuer Title of CUSIP Fair Shares of ------------------------ Managers -----------------------
Class Number Market Principal (a) (b) (c) See (a) (b) (c)
Value Amount Sole Shared- Shared- Instr. V Sole Shared None
(In thousands) as De- Other
fined in
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC COM 02364J104 10,266 152,660 X 152,660
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AMERICAN HOME PRODS COM 26609107 6,097 113,700 X 113,700
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ANHEUSER BUSCH COS I COM 35229103 5,092 81,800 X 81,800
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APPLIED MATERIALS IN COM 38222105 12,516 132,800 X 132,800
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AT T CORP COM 1957109 10,088 179,350 X 179,350
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BCE INC Spons. ADR 05534B109 2,634 21,000 X 21,000
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BRISTOL MYERS SQUIBB COM 110122108 8,784 152,100 X 152,100
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CABLEVISION SYSTEMS COM 12686C109 4,398 72,400 X 72,400
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CANADIAN NAT RAILWAY Spons. ADR 136375102 1,601 60,000 X 60,000
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CANADIAN PACIFIC LTD Spons. ADR 135923100 895 40,000 X 40,000
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CHASE MANHATTAN CORP COM 16161A108 13,876 159,150 X 159,150
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CHINA STL CORP Spons. ADR 169417102 3,514 251,000 X 251,000
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CIENA CORP COM 171779101 10,910 86,500 X 86,500
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CISCO SYS INC COM 17275R102 26,603 344,100 X 344,100
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CITIGROUP INC COM 172967101 13,986 235,800 X 235,800
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COCA COLA CO COM 191216100 6,468 137,800 X 137,800
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CORNING INC COM 219350105 16,936 87,300 X 87,300
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DOW CHEM CO COM 260543103 5,632 49,400 X 49,400
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ESTEE LAUDER COMPANY COM 518439104 6,038 120,600 X 120,600
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EXXON MOBIL CORP COM 30231G102 9,545 122,668 X 122,668
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GENERAL ELEC CO COM 369604103 20,702 133,400 X 133,400
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GENERAL MTRS CORP COM 370442105 9,333 112,700 X 112,700
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GILLETTE COMPANY COM 375766102 4,523 120,000 X 120,000
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PAGE TOTAL 210,438
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FORM 13F
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(SEC USE ONLY)
Page 2 of 3 Name of Manager Nomura Asset Management U.S.A., Inc.
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Item 6: Item 8
Investment Voting Authority
Item 1: Item 2: Item 3: Item 4: Item 5: Discretion Item 7: (Shares)
Name of Issuer Title of CUSIP Fair Shares of ------------------------ Managers -----------------------
Class Number Market Principal (a) (b) (c) See (a) (b) (c)
Value Amount Sole Shared- Shared- Instr. V Sole Shared None
(In thousands) as De- Other
fined in
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GTE CORP COM 362320103 6,205 87,400 X 87,400
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HALLIBURTON CO COM 406216101 6,359 155,100 X 155,100
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INCO LTD Spons. ADR 453258402 1,831 100,000 X 100,000
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INTERNATIONAL BUSINE COM 459200101 8,236 69,800 X 69,800
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KOREA TELECOM CORP Spons. ADR 50063P103 1,776 40,600 X 40,600
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MANPOWER INC WIS COM 56418H100 6,979 196,600 X 196,600
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MCI WORLDCOM INC COM 55268B106 13,330 294,185 X 294,185
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MELLON FINANCIAL COM 58551A108 7,835 265,600 X 265,600
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MERCK CO INC COM 589331107 5,535 89,100 X 89,100
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MICROSOFT CORP COM 594918104 20,018 188,400 X 188,400
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MORGAN STAN DEAN WIT COM 617446448 8,050 98,700 X 98,700
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NORTEL NETWORKS CORP Spons. ADR 656569100 3,402 27,000 X 27,000
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PFIZER INC COM 717081103 5,876 160,700 X 160,700
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PHILLIPINE LONG DIST Spons. ADR 718252604 614 28,000 X 28,000
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PROCTER & GAMBLE CO COM 742718109 5,355 95,200 X 95,200
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ROC TAIWAN FUND COM 749651105 2,172 220,000 X 220,000
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TAIWAN FUND COM 874036106 3,950 162,500 X 162,500
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SBC COMMUNICATIONS I COM 78387G103 9,534 227,006 X 227,006
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SCHERING PLOUGH CORP COM 806605101 4,880 132,800 X 132,800
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SCHLUMBERGER LTD COM 806857108 5,118 66,900 X 66,900
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SK TELECOM CORP SPON ADR 2495648 572 14,670 X 14,670
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SPX CORP COM 784635104 11,496 100,900 X 100,900
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SUN MICROSYSTEMS INC COM 866810104 6,175 65,900 X 65,900
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SUNCOR ENERGY Spons. ADR 867229106 829 19,500 X 19,500
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PAGE TOTAL 146,130
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FORM 13F
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(SEC USE ONLY)
Page 3 of 3 Name of Manager Nomura Asset Management U.S.A., Inc.
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Item 6: Item 8
Investment Voting Authority
Item 1: Item 2: Item 3: Item 4: Item 5: Discretion Item 7: (Shares)
Name of Issuer Title of CUSIP Fair Shares of ------------------------ Managers -----------------------
Class Number Market Principal (a) (b) (c) See (a) (b) (c)
Value Amount Sole Shared- Shared- Instr. V Sole Shared None
(In thousands) as De- Other
fined in
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TAIWAN SEMICNDCTR CO Spons. ADR 874039100 16,294 285,857 X 6,000 279,857
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TARGET CORP COM 87612E106 3,827 51,200 X 51,200
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TELLABS INC COM 879664100 10,921 173,400 X 173,400
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TEXAS INSTRUMENTS IN COM 882508104 10,256 64,100 X 64,100
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TRANSOCEAN SEDCO FX COM G90078109 9,796 190,905 X 190,905
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TYCO INTL LTD NEW COM 902124106 12,165 243,900 X 243,900
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UNION PAC CORP COM 907818108 7,074 180,800 X 180,800
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UNISYS CORP COM 909214108 7,477 293,200 X 293,200
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USX MARATHON GROUP COM 902905827 3,044 116,800 X 116,800
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UTSTARCOM INC COM 918076100 172 2,200 X 2,200
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WAL MART STORES INC COM 931142103 15,762 284,000 X 284,000
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PAGE TOTAL 96,787
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Grand total 453,355
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