SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No._______)*
WatchGuard Technologies, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
941105 10 8
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 13 Pages
Exhibit Index Contained on Page 12
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 2 of 13 Pages
- -------------------------------------- ---------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Olympic Venture Partners IV, L.P. ("OVP IV")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,539,242 shares, except that OVMC IV, the general partner of OVP
SHARES IV may be deemed to have sole power to vote these shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,539,242 shares, except that OVMC IV, the general partner of OVP
IV may be deemed to have sole power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,539,242
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.93%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 3 of 13 Pages
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<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Olympic Venture Partners IV Entrepreneurs Fund, L.P. ("OVP IV EF")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 81,258 shares, except that OVMC IV, the general partner of OVP IV
SHARES EF, may be deemed to have sole power to vote these shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
81,258 shares, except that OVMC IV, the general partner of OVP IV
EF may be deemed to have sole power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 81,258
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.42%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 4 of 13 Pages
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<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
OVMC IV, L.L.C. ("OVMC IV")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,620,500 shares, of which, 1,539,242 are directly owned by OVP IV
SHARES and 81,258 shares are directly owned by OVP IV EF. OVMC IV, the
BENEFICIALLY general partner of OVP IV and OVP IV EF may be deemed to have sole
OWNED BY EACH power to vote these shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,620,500 shares, of which, 1,539,242 are directly owned by OVP IV
and 81,258 shares are directly owned by OVP IV EF. OVMC IV, the
general partner of OVP IV and OVP IV EF may be deemed to have sole
power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,620,500
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.35%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
OO
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 5 of 13 Pages
- -------------------------------------- ---------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Olympic Venture Partners III, L.P. ("OVP III")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,234,542 shares, except that OVMC III, the general partner of OVP
SHARES III, may be deemed to have sole power to vote these shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,234,542 shares, except that OVMC III, the general partner of OVP
III, may be deemed to have sole power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,234,542
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.36%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 6 of 13 Pages
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<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Olympic Venture Partners III Entrepreneurs Fund, L.P. ("OVP III EF")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 64,786 shares, except that OVMC III, the general partner of OVP III
SHARES EF, may be deemed to have sole power to vote these shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
64,786 shares, except that OVMC III, the general partner of OVP III
EF, may be deemed to have sole power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 64,786
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.33%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 941105 10 8 13 G Page 7 of 13 Pages
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<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
OVMV III, L.P. ("OVMC III")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,299,328 shares, of which 1,234,542 are directly owned by OVP III
SHARES and 64,786 shares are directly owned by OVP III EF. OVMC III, the
BENEFICIALLY general partner of OVP III and OVP III EF, may be deemed to have
OWNED BY EACH sole power to vote these shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
0 shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,299,328 shares, of which 1,234,542 are directly owned by OVP III
and 64,786 shares are directly owned by OVP III EF. OVMC III, the
general partner of OVP III and OVP III EF, may be deemed to have
sole power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,299,328
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.70%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 8 of 13 Pages
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ITEM 1(A). NAME OF ISSUER
WatchGuard Technologies, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
316 Occidental Ave. S., Suite 300
Seattle, WA 98104
ITEM 2(A). NAME OF PERSONS FILING
This Statement is filed by Olympic Venture Partners IV, L.P.,
a Delaware limited partnership ("OVP IV"), Olympic Venture
Partners IV Entrepreneurs Fund, L.P., a Delaware limited
partnership ("OVP IV EF"), OVMC IV, L.L.C., a Delaware limited
liability company ("OVMC IV"), Olympic Venture Partners III,
L.P., a Delaware limited partnership ("OVP III"), Olympic
Venture Partners III Entrepreneurs Fund, L.P., a Delaware
limited partnership ("OVP III EF"), OVMC III, L.P., a Delaware
limited partnership ("OVMC III"). The foregoing entities are
collectively referred to as the "Reporting Persons."
OVMC IV is the general partner of OVP IV and OVP IV EF, and
may be deemed to have indirect beneficial ownership of shares
of the issuer directly owned by OVP IV and OVP IV EF.
OVMC III is the general partner of OVP III and OVP III EF, and
may be deemed to have indirect beneficial ownership of shares
of the issuer directly owned by OVP III and OVP III EF.
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
The address for each of the Reporting Persons is:
Olympic Venture Partners
2420 Carillon Point
Kirkland, WA 98033
ITEM 2(C) CITIZENSHIP
OVP IV, OVP IV EF, OVP III, OVP III EF and OVMC III are
Delaware limited partnerships. OVMC IV is a Delaware limited liability company.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 941105 10 8
ITEM 3. Not Applicable
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 9 of 13 Pages
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ITEM 4. OWNERSHIP
The following information with respect to the ownership of the Common
Stock of the issuer by the persons filing this Statement is provided as
of December 31, 1999:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 10 of 13 Pages
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Under certain circumstances set forth in the
limited partnership agreements of OVP IV, OVP IV EF, OVP III,
OVP III EF and OVMC III, and the limited liability company
agreement of OVMC IV, the general and limited partners or
members, as the case may be, of each of such entities may be
deemed to have the right to receive dividends from, or the
proceeds from, the sale of shares of the issuer owned by each
such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATION.
Not applicable
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 11 of 13 Pages
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 9, 2000
/s/ George Clute
----------------------------------
George Clute, on behalf of OVP IV, in his capacity
as a managing member of OVMC IV, the general partner
of OVP IV, on behalf of OVP IV EF, in his capacity
as a managing member of OVMC IV, the general partner
of OVP IV EF, on behalf of OVMC IV in his capacity
as a managing member thereof, on behalf of OVP III,
in his capacity as a general partner of OVMC III,
the general partner of OVP III, on behalf of OVP III
EF, in his capacity as a general partner of OVMC
III, the general partner of OVP III EF, and on
behalf of OVMC III in his capacity as a general
partner thereof.
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 12 of 13 Pages
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EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 12
<PAGE>
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CUSIP NO. 941105 10 8 13 G Page 13 of 13 Pages
- ------------------------------- ----------------------------
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of WatchGuard Technologies,
Inc. shall be filed on behalf of each of the undersigned and that this Agreement
shall be filed as an exhibit to such Schedule 13G.
Date: February 9, 2000
/s/ George Clute
-----------------------------------
George Clute, on behalf of OVP IV, in his capacity
as a managing member of OVMC IV, the general partner
of OVP IV, on behalf of OVP IV EF, in his capacity
as a managing member of OVMC IV, the general partner
of OVP IV EF, on behalf of OVMC IV in his capacity
as a managing member thereof, on behalf of OVP III,
in his capacity as a general partner of OVMC III,
the general partner of OVP III, on behalf of OVP III
EF, in his capacity as a general partner of OVMC
III, the general partner of OVP III EF, and on
behalf of OVMC III in his capacity as a general
partner thereof.
