UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HANAWALT ASSOCIATES, LLC
Address: 153 E. 53rd ST., 43rd FL
NEW YORK, NY 10022
Form 13F File Number: 28- 6706 ----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: MARIETTA GOLDMAN
Title: MANAGING DIRECTOR
Phone: 212-292-6598
Signature, Place, and Date of Signing:
/s/ Marietta Goldman New York, New York 10/21/99
- --------------------- ------------------ -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _______________ ________________________________________
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------
Form 13F Information Table Entry Total: 7
---------
Form 13F Information Table Value Total: $ 24,534
---------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
____________ 28-_________________ _______________________
[Repeat as necessary.]
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<PAGE>
Form 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ---------------------------- ----------- ------------ ----------- ------------------- ------------- --------- ------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ---------------------------- ----------- ------------ ----------- ------------------- ------------- --------- ------------------
<S> <C> <C> <C> <C> <C> <C>
AUTOZONE INC. COM 053332102 2,806 100,000 X X
MERCURY GENL CORP NEW COM 589400100 1,103 40,000 X X
MIDAS GROUP COM 595626102 311 15,100 X X
SCOTTS CO. CLA 810186106 1,039 30,000 X X
CLA 1,419 67,400 X X
CLB 5,186 242,600 X X
COM 12,594 500,000 X X
</TABLE>
[Repeat as necessary]
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