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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SEC USE ONLY
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
(Please read instructions before preparing form.)
If amended report check here: [ ]
HANAWALT ASSOCIATES LLC
Name of Institutional Investment Manager
153 E. 53rd St. 43rd Floor New York NY 10022
- ---------------------------------------------------------------------------
Business Address (Sreet) (City) (State) (Zip)
Marietta Goldman (212) 292-6598 Office Manager
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is
understood that all required items, statements and schedules are considered
integral parts of this Form and that the submission of any amendment
represents that all unamended items, statements and schedules remain true,
correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934,
the undersigned institutional investment manager has caused this report to
be signed on its behalf in the City of New York and State of New York on
the 13th day of April, 1999.
Hanawalt Associates LLC
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Marietta Goldman
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with
respect to which this schedule is filled (other than the one filing this
report): (List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after they file their first report.
Name: 13F File No.: Name: 13F File No.:
1. Hanawalt Associates LLC 6.
2. 7.
3. 8.
4. 9.
5. 10.
SEC 1685 (5/91)
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FORM 13F (SEC USE ONLY)
Page_____ of _____ Name of Reporting Manager: HANAWALT ASSOCIATES LLC
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of CUSIP Fair Market Shares of
Class Number Value Principal
Amount
<S> <C> <C> <C> <C>
Berkshire CL A 084670108 7,497,000 105 X
Hathaway Inc
DEL
Cort Business COM 220493100 3,642,188 157,500 X
Svcs Corp
Ethan Allen COM 297602104 3,117,188 75,000
Interiors Inc
Heartland COM 422347104 1,518,750 100,000
Express Inc
HON INDS COM 438092108 4,387,500 200,000
INC
Miller Herman COM 600544100 17,793,750 975,000
Inc
Nabisco Hldgs CLA 629526104 6,234,375 150,000
Corp
COM 79,488,750 3,102,000
COLUMN TOTALS 123,674,500
Item 6: Item 7: Item 8
Investment Discretion Managers Voting Authority
See Instr. V See Instr. V (Shares)
(a) Sole (b) Shared- (c) Shared- (a) Sole (b) Shared (c) None
As Defined Other
in Instr. V
<C> <C> <C> <C> <C> <C> <C>
X X
X X
X X
X X
X X
X X
X X
X X
</TABLE>
SEC 1685 (5/91)