UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
--------------------
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HANAWALT ASSOCIATES, LLC
-----------------------------
Address: 650 Madison Avenue, 25th FL
-----------------------------
NEW YORK, NY 10022
-----------------------------
Form 13F File Number: 28- 6706
------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: MARIETTA GOLDMAN
--------------------
Title: MANAGING DIRECTOR
--------------------
Phone: 212-404-4651
--------------------
Signature, Place, and Date of Signing:
/s/ Marietta Goldman New York, New York 10/23/00
-------------------------- ----------------------- ---------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28- [Repeat as necessary.]
-------------------------------------
<PAGE>
2
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 34
-----------
Form 13F Information Table Value Total: $59,054
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28-
--------- ---------------- ------------------------------
[Repeat as necessary.]
<PAGE>
3
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- ----------- ---------- -------- ---------------- ----------- --------- -------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AUTONATION INC COM 05329W102 450 75,000 x x
AUTOZONE INC COM 053332102 1,202 53,000 x x
BROOKSTONE INC COM 114537103 350 25,000 x x
DEPOSITRY
CEDAR FAIR LP UNIT 150185106 406 22,000 x x
CHOICE HOTELS INTL INC COM 169905106 440 40,000 x x
CLAYTON HOMES INC COM 184190106 700 70,000 x x
ETHAN ALLEN INTERIORS COM 297602104 595 21,000 x x
FINISH LINE INC CLA 317923100 95 13,000 x x
FORTUNE BRANDS INC COM 349631101 345 13,000 x x
FOOTSTAR INC COM 344912100 368 11,400 x x
GENERAL CABLE CORP DEL NEW COM 369300108 212 28,000 x x
COM PAR
GEORGIA GULF CORP $0.01 373200203 515 45,000 x x
HEARTLAND EXPRESS INC COM 422347104 469 27,000 x x
IHOP CORP COM 449623107 325 17,000 x x
INDUSTRIE NATUZZI SPA ADR 456478106 708 59,000 x x
JONES APPAREL GROUP INC COM 480074103 133 5,000 x x
K-SWISS INC CLA 482686102 1,091 48,500 x x
LINCARE HLDGS INC COM 532791100 143 5,000 x x
MBIA INC COM 55262C100 569 8,000 x x
MCGRATH COM 580589109 285 15,000 x x
MERCURY GENL CORP NEW COM 589400100 1,048 37,000 x x
MIDAS GROUP INC COM 595626102 861 61,500 x x
MORTONS RESTAURANT GROUP INC COM 619429103 4,038 199,400 x x
NEWHALL LAND & FARMING CO DEPOSITRY
CAL REC 651426108 350 14,900 x x
PACCAR INC COM 693718108 259 7,000 x x
PAYLESS SHOESOURCE INC COM 704379106 1,929 34,440 x x
PRIME HOSPITALITY CORP COM 741917108 203 20,000 x x
ROSS STORES INC COM 778296103 288 20,000 x x
RPM INC OHIO COM 749685103 544 60,000 x x
TJX COS INC NEW COM 872540109 180 8,000 x x
TRICON GLOBAL RESTAURANTS COM 895953107 153 5,000 x x
WADDELL & REED FINL INC CLB 930059209 16,426 566,400 x x
</TABLE>
<PAGE>
4
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
<S> <C> <C> <C> <C> <C> <C> <C>
XTRA CORP COM 984138107 311 7,000 x x
COM 23,063 1,000,000 x x
-----------------------
59,054 2,641,540
</TABLE>
