UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HANAWALT ASSOCIATES, LLC
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Address: 153 E. 53rd ST., 43rd FL
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NEW YORK, NY 10022
Form 13F File Number: 28- 6706
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: MARIETTA GOLDMAN
Title: MANAGING DIRECTOR
Phone: 212-292-6598
Signature, Place, and Date of Signing:
/s/ Marietta Goldman New York, New York 2/7/00
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 28
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Form 13F Information Table Value Total: $ 48,546
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN
COLUMN 1 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ---------------------------------- ----------- ------------ ----------- ---------------- ----------- ----------- -----------------
TITLE
OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ---------------------------------- ----------- ------------ ----------- ----------------- ----------- ---------- -----------------
<S> <C> <C> <C> <C> <C> <C>
ASSOCIATES FIRST CAP CORP CLA 046008108 110 4,000 X X
AUTOZONE INC. COM 053332102 1,939 60,000 X X
BUCKLE INC COM 118440106 148 10,000 X X
CLAYTON HOMES INC COM 184190106 505 55,000 X X
CORT BUSINESS SVCS CORP COM 220493100 663 38,000 X X
DONNELLEY R R & SONS CO COM 257867101 248 10,000 X X
FEDERAL HOME LN MTG CORP COM 313400301 377 8,000 X X
FINISH LINE INC CLA 317923100 186 34,200 X X
GENERAL CABLE CORP DEL NEW COM 369300108 76 10,000 X X
GOLDEN WEST FINL CORP DEL COM 381317106 402 12,000 X X
HEARTLAND EXPRESS INC COM 422347104 236 15,000 X X
INDUSTRIE NATUZZI SPA ADR 456478106 265 20,000 X X
K-SWISS INC CLA 482686102 3,065 165,000 X X
LANDSTAR SYS INC COM 515098101 557 13,000 X X
LOEWS CORP COM 540424108 121 2,000 X X
MBIA INC COM 55262C100 581 11,000 X X
MCKESSON HBOC INC COM 58155Q103 113 5,000 X X
MERCURY GENL CORP NEW COM 589400100 745 33,500 X X
MIDAS GROUP COM 595626102 330 15,100 X X
MORTONS RESTAURANT GROUP INC COM 619429103 715 46,100 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C>
NEUBERGER BERMAN INC COM 641234109 249 10,000 X X
PAYLESS SHOESOURCE INC COM 704379106 3,767 80,150 X X
RPM INC OHIO COM 749685103 102 10,000 X X
SCOTTS CO. CLA 810186106 1,409 35,000 X X
WADDELL & REED FINL INC CLA 930059100 1,937 71,400 X X
WADDELL & REED FINL INC CLB 930059209 9,211 366,600 X X
WESTINGHOUSE AIR BRAKE CO NEW COM 960386100 266 15,000 X X
COM 20,223 671,300 X X
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48,546
</TABLE>
