<PAGE> 1
As filed with the Securities and Exchange Commission on January 12, 2000
Registration No. 333-53923
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-------------------------
POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
-----------------------
ROCK FINANCIAL CORPORATION
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(Exact name of registrant as specified in its charter)
Michigan 38-2603955
- ------------------------------------- ----------------------
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
30600 Telegraph Road, Fourth Floor
Bingham Farms, Michigan 48025
------------------------ ----------------------
(Address of Principal Executive Offices) (Zip Code)
AMENDED AND RESTATED ROCK FINANCIAL CORPORATION
1996 STOCK OPTION PLAN
----------------------
(Full title of the plan)
Daniel Gilbert
Chairman of the Board and Chief Executive Officer
Rock Financial Corporation
30600 Telegraph Road, Fourth Floor
Bingham Farms, Michigan 48025
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(Name and address of agent for service)
(248) 540-8000
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(Telephone number, including area code, of agent for service)
<TABLE>
<CAPTION>
CALCULATION OF REGISTRATION FEE
====================================================================================================================
Proposed
Proposed maximum
Title of securities Amount to be maximum offering aggregate offering Amount of
to be registered Registered(4) price per share price registration fee
<S> <C> <C> <C> <C>
- --------------------------------------------------------------------------------------------------------------------
Common Shares (1) 978,654 shares $ 4.68 (2) $ 8,930,301.12
- --------------------------------------------------------------------------------------------------------------------
Common Shares 10,600 shares $ 7.00 (2) $ 1,288,000.00
- --------------------------------------------------------------------------------------------------------------------
Common Shares 322,500 shares $10.00 (2) $ 8,885,000.00
- --------------------------------------------------------------------------------------------------------------------
Common Shares 400 shares $11.21875(3) $13,342,638.88
- --------------------------------------------------------------------------------------------------------------------
Total 1,312,154 shares $32,445,940.00 $9,571.55(5)
====================================================================================================================
</TABLE>
(1) $0.01 par value per share (the "Common Shares").
(2) Calculated pursuant to Rule 457(h) solely for the purpose of computing the
registration fee and based on the exercise price of the options.
(3) Calculated pursuant to Rule 457(h) solely for the purpose of computing the
registration fee and based on the average of the high and low prices of the
Common Shares, as quoted on The Nasdaq National Market, on May 26, 1998.
(4) Reflects the deregistration of 2,857,846 Common Shares no longer issuable
under the 1996 Stock Option Plan as a result of the acquisition of Rock
Financial Corporation by Intuit Inc.
(5) Paid with the original filing of this registration statement.
Page 1 of 2 Pages
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Post
Effective Amendment No. 1 to Registration Statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of Bingham Farms,
State of Michigan, on January 10, 2000.
ROCK FINANCIAL CORPORATION
By: /s/ DANIEL GILBERT
--------------------------------------
Daniel Gilbert
Chairman of the Board and Chief
Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Post
Effective Amendment No. 1 to Registration Statement has been signed by the
following persons in the capacities and on the date indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C>
/s/ DANIEL GILBERT Chairman of the Board, January 10, 2000
- ------------------------------------ Chief Executive Officer and Director
Daniel Gilbert (Principal Executive Officer)
/s/ FRANK PLENSKOFSKI Chief Financial Officer January 10, 2000
- ------------------------------------ (Principal Financial Officer and
Frank E. Plenskofski Principal Accounting Officer)
/s/ GARY L. GILBERT Director January 10, 2000
- ------------------------------------
Gary L. Gilbert
/s/ DAVID A. BRANDON Director January 10, 2000
- ------------------------------------
David A. Brandon
/s/ DAVID KATZMAN Director January 10, 2000
- ------------------------------------
David Katzman
/s/ ROBERT V. SCHECHTER Director January 10, 2000
- ------------------------------------
Robert V. Schechter
/s/ MICHAEL D. HOLLERBACH Director January 10, 2000
- ------------------------------------
Michael D. Hollerbach
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