UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: September 30, 1999
Check here if Amendment [ ] Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Oscar Capital Management, LLC
Address: 900 Third Avenue, 2nd floor
New York, NY 10022
Form 13F File Number 28-6730
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anthony Scaramucci
Title: President
Phone: 212-610-2700
Signature, Place, and Date of Signing:
/s/ Anthony Scaramucci New York, New York 11/11/99
- ------------------------- ------------------------ ------------
[Signature] [City, State] [Date]
Report Type:
[X] 13F HOLDING REPORT. (Check here if all holdings of this report manager are
reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 145
Form 13F Information Table Value Total: 451138
------------
(thousands)
List of Other Included Managers: None
<PAGE>
FORM 13-F Quarter Ending September 30, 1999
Name of Reporting Manager: OSCAR CAPITAL MANAGEMENT, LLC
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Shares or SH/PRN Investment Voting
Principal Discretion Authority
Amount (Shares)
Name of Issuer Title of Cusip Fair Market a)sole b)shared c)none
Class Number Value
(x$1000)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP. COM 885535104 1,397 48,595 SH SOLE 48,595
ACKERLEY GROUP INC COM COM 004527107 2,887 234,500 SH SOLE 234,500
ALLIED WASTE INDUSTRIES
INC. COM 019589308 396 33,906 SH SOLE 33,906
ALLSTATE CORP COM 020002101 11,448 459,027 SH SOLE 459,027
AMAZON.COM COM 023135106 344 4,300 SH SOLE 4,300
AMERICA ONLINE INC. COM 023645104 5,438 52,258 SH SOLE 52,258
AMERICAN ESHPRESS CO COM 025816109 15,330 113,552 SH SOLE 113,552
AMERICAN HOME PRODS
CP COM COM 026609107 1,052 25,350 SH SOLE 25,350
AMR CORP. COM 001765106 5,904 108,323 SH SOLE 108,323
ASSOCIATES FIRST
CAPITAL CORP COM 046008108 3,182 88,389 SH SOLE 88,389
AT HOME CORPORATION COM 045919107 3,196 77,126 SH SOLE 77,126
AT&T CORP COM 001957109 6,481 148,980 SH SOLE 148,980
AT&T CORP LIBERTY
MEDIA GROUP COM 001957208 20,853 558,908 SH SOLE 558,908
BANC ONE CORP COM 06423A103 4,070 116,914 SH SOLE 116,914
BANK OF AMERICA COM 06605F102 11,118 199,639 SH SOLE 199,639
BANK OF NEW YORK COM 064057102 1,225 36,640 SH SOLE 36,640
BANKBOSTON COM 06605R106 3,723 85,833 SH SOLE 85,833
BEAR STEARNS COS. INC. COM 073902108 358 9,317 SH SOLE 9,317
BELL ATLANTIC CORP. COM 077853109 740 11,000 SH SOLE 11,000
BERKSHIRE HATHAWAY COM 84670108 275 5 SH SOLE 5
BERKSHIRE HATHAWAY INC
CL B COM 084670207 3,788 2,041 SH SOLE 2,041
BRISTOL MYERS SQUIBB COM 110122108 1,316 19,499 SH SOLE 19,499
CAPITAL ONE FINL CORP COM 14040H105 410 10,525 SH SOLE 10,525
CD NOW/ N2K INC. COM 125086108 7,711 619,840 SH SOLE 619,840
CHASE MANHATTAN BANK COM 16161A108 7,440 98,707 SH SOLE 98,707
CHEVRON COM 166751107 413 4,655 SH SOLE 4,655
CISCO SYSTEMS COM 17275R102 4,584 66,866 SH SOLE 66,866
CITIGROUP COM 172967101 17,857 405,830 SH SOLE 405,830
COCA COLA COM 191216100 4,763 98,715 SH SOLE 98,715
COLUMBIA/HCA HEALTHCARE COM 197677107 1,717 81,018 SH SOLE 81,018
COMCAST CORP. COM 200300200 4,485 112,481 SH SOLE 112,481
COMPAQ COMPUTER CORP. COM 204493100 2,969 129,814 SH SOLE 129,814
CONOCO INC. COM 208251405 232 8,470 SH SOLE 8,470
CONTINENTAL AIRLINES
CL B COM 210795308 7,930 242,151 SH SOLE 242,151
CRITICAL PATH INC. COM 22674V100 2,624 65,040 SH SOLE 65,040
DAIMLER-CHRYSLER COM D1668R123 2,058 29,643 SH SOLE 29,643
DELL COMPUTER COM 247025109 327 7,830 SH SOLE 7,830
DELPHI AUTOMOTIVE
SYSTEMS COM 247126105 8,046 500,977 SH SOLE 500,977
DELTA AIRLINES COM 247361108 5,615 115,780 SH SOLE 115,780
DEPARTMENT 56 COM 249509100 257 10,750 SH SOLE 10,750
DUPONT COM 263534109 453 7,486 SH SOLE 7,486
EASTMAN KODAK COM 277461109 596 7,886 SH SOLE 7,886
EBAY INC. COM 278642103 2,681 19,005 SH SOLE 19,005
ELI LILLY & CO COM 532457108 365 5,685 SH SOLE 5,685
ESHODUS COMMUNICATION COM 302088109 291 4,040 SH SOLE 4,040
FANNIE MAE COM 313586109 2,239 35,721 SH SOLE 35,721
FDSH CORP COM 31304N107 2,932 75,440 SH SOLE 75,440
FIRST UNION CORP. COM 337358105 242 6,796 SH SOLE 6,796
FORD MOTOR COMPANY COM 345370100 23,201 461,714 SH SOLE 461,714
FOURTH SHIFT
CORPORATION COM 351128103 2,123 722,260 SH SOLE 722,260
FREDDIE MAC COM 35025W106 1,460 28,085 SH SOLE 28,085
GAP INC. COM 364760108 666 20,818 SH SOLE 20,818
GENERAL MOTORS COM 370442105 24,576 390,468 SH SOLE 390,468
GILLETTE CO. COM 375766102 1,477 43,525 SH SOLE 43,525
GOLDMAN SACHS GROUP INC COM 38141G104 5,254 86,130 SH SOLE 86,130
H & R BLOCK COM 093671105 705 16,220 SH SOLE 16,220
HOME DEPOT INC. COM 437076102 232 3,375 SH SOLE 3,375
IBM COM 459200101 28,237 233,367 SH SOLE 233,367
INKTOMI CORPORATION COM 457277101 652 5,430 SH SOLE 5,430
INTEL CORP COM COM 458140100 12,485 168,013 SH SOLE 168,013
LEHMAN BROS HLDGS
INC COM COM 524908100 961 16,458 SH SOLE 16,458
LUCENT TECHNOLOGIES COM 549463107 1,136 17,505 SH SOLE 17,505
MAI SYSTEMS CORP COM COM 552620205 162 145,000 SH SOLE 145,000
MATTEL INC. COM 577081102 487 25,612 SH SOLE 25,612
MCDONALDS CORP COM COM 580135101 1,102 25,477 SH SOLE 25,477
MCI WORLDCOM INC. COM 55268B106 697 9,695 SH SOLE 9,695
MEDIAONE GROUP INC. COM 58440J104 5,342 78,205 SH SOLE 78,205
MELLON BK CORP COM COM 585509102 1,501 44,630 SH SOLE 44,630
MERCK & CO., INC COM 589331107 2,153 33,220 SH SOLE 33,220
MERRILL LYNCH & CO
INC COM COM 590188108 14,569 216,255 SH SOLE 216,255
MICROSOFT CORP. COM 594918104 7,499 82,806 SH SOLE 82,806
MORGAN JP & CO, INC. COM 616880100 312 2,730 SH SOLE 2,730
MORGAN STANLEY DEAN
WITTER COM 617446448 6,553 73,469 SH SOLE 73,469
NABISCO GROUP HOLDINGS COM 62952P102 318 21,180 SH SOLE 21,180
NEWS CORP LTD COM 652487703 3,206 112,740 SH SOLE 112,740
NICOLLET PROCESS
ENGINEERING COM 654085109 102 252,433 SH SOLE 252,433
NIKE CORP. COM 654106103 417 7,338 SH SOLE 7,338
NORTHWEST AIRLINES CORP COM 667280101 1,148 45,035 SH SOLE 45,035
ORACLE CORPORATION COM 683898SH105 1,397 30,700 SH SOLE 30,700
PAINEWEBBER GRP. INC. COM 695629105 466 12,858 SH SOLE 12,858
PEPSI INC COM 713448108 486 15,950 SH SOLE 15,950
PFIZER INC. COM 717081103 1,808 50,409 SH SOLE 50,409
PHILIP MORRIS COS
INC COM COM 718154107 3,734 109,222 SH SOLE 109,222
PRIME MARKETING INC. COM 74156F103 3 10,000 SH SOLE 10,000
REALNETWORKS INC. COM 75605L104 1,315 12,580 SH SOLE 12,580
RECKSON SERVICES
INDUSTRIES INC. COM 75621J109 712 45,000 SH SOLE 45,000
RJ REYNOLDS TOBACCO
HOLDING INC COM 76182K105 240 8,893 SH SOLE 8,893
ROSLYN BANCORP INC COM 778162107 1,187 66,400 SH SOLE 66,400
SCHERING PLOUGH CORP. COM 806605101 547 12,530 SH SOLE 12,530
SLM HOLDING CORP COM 78442A109 2,569 59,739 SH SOLE 59,739
SONY COM 835699307 16,222 108,103 SH SOLE 108,103
STARBUCKS COM 855244109 610 24,620 SH SOLE 24,620
SUN MICROSYSTEMS COM 866810104 570 6,129 SH SOLE 6,129
TIME WARNER INC. HOLDING COM 887315109 2,407 39,614 SH SOLE 39,614
TOYS R US COM 892335100 279 18,630 SH SOLE 18,630
TRICON GLOBAL
RESTAURANTS COM 89593107 3,949 96,465 SH SOLE 96,465
UAL CORP. COM 902549500 5,269 80,683 SH SOLE 80,683
UNILEVER COM 904784709 450 6,607 SH SOLE 6,607
US AIRWAYS COM 911905107 3,817 145,404 SH SOLE 145,404
US BANCORP INC. COM 902973106 711 23,545 SH SOLE 23,545
UST INC. COM 902911106 1,050 34,780 SH SOLE 34,780
VIACOM INC. COM 925524308 2,500 59,164 SH SOLE 59,164
VODAFONE AIRTOUCH COM 92857T107 3,130 13,164 SH SOLE 13,164
VORNADO REALTY TRUST COM 929042109 1,148 35,332 SH SOLE 35,332
WAL-MART STORES, INC. COM 931142103 358 7,535 SH SOLE 7,535
WALT DISNEY HOLDING CO COM 254687106 9,120 350,774 SH SOLE 350,774
WARNER LAMBERT CO COM 934488107 405 6,100 SH SOLE 6,100
WASTE MANAGEMENT INC. COM 94106L109 237 12,310 SH SOLE 12,310
WELLS FARGO & CO COM 949746101 20,353 513,689 SH SOLE 513,689
SHEROSH CORP COM 984121103 317 7,560 SH SOLE 7,560
YAHOO! CORP COM 984332100 2,561 14,266 SH SOLE 14,266
ACE LTD COM G0070K103 254 15,000 SH SOLE 15,000
ADELPHIA COMMUNICATIONS COM 03232Q106 1,221 20,760 SH SOLE 20,760
AMTECH CORP COM 126650100 127 156,500 SH SOLE 156,500
CVS CORP COM 235811106 408 10,000 SH SOLE 10,000
DANA CORP COM 235811106 293 7,900 SH SOLE 7,900
DELIA'S INC COM 246885107 251 40,000 SH SOLE 40,000
ESHTENDED STAY AMERICA COM 30224P101 225 25,000 SH SOLE 25,000
FIRST COMMONWEALTH COM 31983F102 101 10,000 SH SOLE 10,000
FIRST SECURITY COM 336294103 713 30,000 SH SOLE 30,000
GLOBESPAN INC COM 379571102 726 11,500 SH SOLE 11,500
HERTZ INC COM 428040104 220 5,000 SH SOLE 5,000
HERSHEY FOOD CORP COM 427860108 487 10,000 SH SOLE 10,000
IMPERIAL OIL LTD COM 453038408 1,041 50,000 SH SOLE 50,000
KIMBALL INTERNATIONAL COM 494274103 241 12,500 SH SOLE 12,500
MARSH MCLENNAN COM 571748102 343 5,000 SH SOLE 5,000
MONSANTO COM 611662107 357 10,000 SH SOLE 10,000
METRO ONE TELE-
COMMUNICATIONS COM 59163F105 192 10,000 SH SOLE 10,000
OCEAN ENERGY INC COM 67481E106 141 13,800 SH SOLE 13,800
OCCIDENTAL PETROLEUM COM 674599105 2,544 110,000 SH SOLE 110,000
CCA COMPANIES COM 124863101 7 13,158 SH SOLE 13,158
CHARLES SCHWAB COM 808513105 776 23,200 SH SOLE 23,200
STEELCASE INC COM 858155203 209 15,000 SH SOLE 15,000
SMITH-GARDNER &
ASSOCIATES COM 832059109 195 25,000 SH SOLE 25,000
SPLITROCK SERVICES INC COM 848636304 347 23,100 SH SOLE 23,100
TELLABS INC COM 879664100 569 10,000 SH SOLE 10,000
TELESPECTRUM WORLDWIDE COM 87951U109 119 20,100 SH SOLE 20,100
U-SHIP INC COM 911498103 1,850 321,666 SH SOLE 321,666
PROVIDIAN FINANCIAL CORP COM 74406A102 792 10,000 SH SOLE 10,000
AMERICAN INTERNATIONAL
GROUP COM 026874107 1,223 14,062 SH SOLE 14,062
CORNING INC COM 219350105 1,138 16,600 SH SOLE 16,600
GANNET INC COM 364730101 484 7,000 SH SOLE 7,000
GLASHO COM 37733W105 416 8,000 SH SOLE 8,000
HEWLETT PACKARD COM 411902109 417 4,600 SH SOLE 4,600
KONINKLIJKE PHILIPS
ELECTRONICS COM 500472204 291 2,880 SH SOLE 2,880
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$451,138
</TABLE>
