UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: December 31, 1999
Check here if Amendment [ ] Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Oscar Capital Management, LLC
Address: 900 Third Avenue, 2nd floor
New York, NY 10022
Form 13F File Number 28-6730
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anthony Scaramucci
Title: President
Phone: 212-610-2700
Signature, Place, and Date of Signing:
/s/ Anthony Scaramucci New York, New York 2/14/2000
- ------------------------- ------------------------ ------------
[Signature] [City, State] [Date]
Report Type:
[X] 13F HOLDING REPORT. (Check here if all holdings of this report manager are
reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 161
Form 13F Information Table Value Total: 645185
------------
(thousands)
List of Other Included Managers: None
<PAGE>
FORM 13-F Quarter Ending December 31, 1999
Name of Reporting Manager: OSCAR CAPITAL MANAGEMENT, LLC
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of Cusip Fair Market Shares or SH/PRN Investment Voting
Class Number Value Principal Discretion Authority
(x$1000) Amount (Shares)
a)sole b)shared c)none
<S> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP. COM 885535104 233 4,950 SH SOLE 4,950
ACKERLEY GROUP INC COM 004527107 5,343 294,874 SH SOLE 294,874
ACTV INC. COM 00088E104 19,628 429,586 SH SOLE 429,586
ADELPHIA COMMUNICATIONS
CORP. COM 006848105 1,923 29,304 29,304
ALLIED WASTE INDUSTRIES
INC. COM 019589308 361 41,000 SH SOLE 41,000
ALLSTATE CORP COM 020002101 18,735 778,671 SH SOLE 778,671
AMAZON.COM COM 023135106 269 3,535 SH SOLE 3,535
AMERICA ONLINE INC. COM 023645104 2,681 35,330 SH SOLE 35,330
AMERICAN EXPRESS COM 025816109 25,084 150,880 SH SOLE 150,880
AMR CORP. COM 001765106 8,727 130,247 130,247
ASSOCIATES FIRST
CAPITAL CORP. COM 046008108 2,274 82,863 SH SOLE 82,863
AT HOME CORPORATION COM 045919107 14,198 331,194 SH SOLE 331,194
AT&T CORP. COM 001957109 7,641 150,381 SH SOLE 150,381
AT&T CORP LIBERTY
MEDIA GROUP COM 001957208 29,682 522,473 SH SOLE 522,473
BANC ONE CORP. COM 06423A103 8,579 268,096 SH SOLE 268,096
BANK OF AMERICA COM 06605F102 13,716 273,279 SH SOLE 273,279
BANK OF NEW YORK COM 064057102 1,138 28,440 SH SOLE 28,440
BEAR STEARNS INC. COM 073902108 838 19,596 SH SOLE 19,596
BELL ATLANTIC CORP. COM 077853109 677 11,000 SH SOLE 11,000
BERKSHIRE HATHAWAY COM 84670108 14,306 255 SH SOLE 255
BERKSHIRE HATHAWAY INC
CLASS B COM 084670207 3,457 1,889 SH SOLE 1,889
BRISTOL MYERS SQUIBB COM 110122108 1,222 19,033 SH SOLE 19,033
CD NOW/ N2K INC. COM 125086108 1,619 164,080 SH SOLE 164,080
CENDANT COM 151313103 10,412 392,000 SH SOLE 392,000
CHASE MANHATTAN BANK COM 16161A108 13,626 175,387 SH SOLE 175,387
CHEVRON COM 166751107 403 4,655 SH SOLE 4,655
CISCO SYSTEMS COM 17275R102 5,425 50,646 SH SOLE 50,646
CITIGROUP COM 172967101 19,611 352,151 SH SOLE 352,151
COCA COLA COM 191216100 1,833 31,465 SH SOLE 31,465
COLUMBIA/HCA HEALTHCARE COM 197677107 906 30,923 SH SOLE 30,923
COMCAST CORP. COM 200300200 7,048 139,394 SH SOLE 139,394
COMPAQ COMPUTER CORP. COM 204493100 4,748 175,454 SH SOLE 175,454
CONOCO INC. COM 208251405 202 8,112 SH SOLE 8,112
CONTINENTAL AIRLINES
CLASS B COM 210795308 6,002 135,271 SH SOLE 135,271
CRITICAL PATH INC. COM 22674V100 639 6,770 SH SOLE 6,770
DAIMLER-CHRYSLER COM D1668R123 797 10,214 SH SOLE 10,214
DELL COMPUTER COM 247025109 692 13,574 SH SOLE 13,574
DELPHI AUTOMOTIVE
SYSTEMS COM 247126105 22,653 1,438,284 SH SOLE 1,438,284
DELTA AIRLINES COM 247361108 6,646 133,416 SH SOLE 133,416
DUPONT COM 263534109 485 7,369 SH SOLE 7,369
EASTMAN KODAK COM 277461109 249 3,756 SH SOLE 3,756
EBAY INC. COM 278642103 3,115 24,885 SH SOLE 24,885
ELI LILLY & CO. COM 532457108 348 5,230 SH SOLE 5,230
EXODUS COMMUNICATION COM 302088109 595 6,695 SH SOLE 6,695
FANNIE MAE COM 313586109 2,039 32,656 SH SOLE 32,656
FDX CORP. COM 31428X106 329 8,030 SH SOLE 8,030
FLEET BOSTON FINANCIAL
GROUP COM 339030108 2,852 81,941 SH SOLE 81,941
FORD MOTOR COMPANY COM 345370100 17,991 337,484 SH SOLE 337,484
FOURTH SHIFT
CORPORATION COM 351128103 5,356 771,690 SH SOLE 771,690
FREDDIE MAC COM 35025W106 991 21,060 SH SOLE 21,060
FRONTIER INSURANCE GROUP COM 359081106 103 30,000 SH SOLE 30,000
GAP INC. COM 364760108 1,680 36,527 SH SOLE 36,527
GENERAL ELECTRIC CORP. COM 369604103 964 6,228 SH SOLE 6,228
GENERAL MOTORS COM 370442105 55,413 762,323 SH SOLE 762,323
GILLETTE CO. COM 375766102 1,108 26,899 SH SOLE 26,899
GOLDMAN SACHS GROUP INC. COM 38141G104 3,272 34,740 SH SOLE 34,740
H & R BLOCK COM 093671105 622 14,220 SH SOLE 14,220
HOME DEPOT INC. COM 437076102 1,091 15,862 SH SOLE 15,862
HOUSEHOLD INTERNATIONAL
INC. COM 441815107 283 7,610 SH SOLE 7,610
IBM COM 459200101 20,800 192,822 SH SOLE 192,822
INKTOMI CORPORATION COM 457277101 446 5,020 SH SOLE 5,020
INTEL CORP COM 458140100 10,356 125,812 SH SOLE 125,812
JOHNSON & JOHNSON COM 478160104 570 6,110 SH SOLE 6,110
LEHMAN BROS HLDGS
INC COM 524908100 1,752 20,693 SH SOLE 20,693
LIBERTY DIGITAL INC.
CLASS A COM 530436104 24,379 328,335 SH SOLE 328,335
LUCENT TECHNOLOGIES COM 549463107 2,071 27,612 SH SOLE 27,612
MCDONALDS CORP. COM 580135101 971 24,075 SH SOLE 24,075
MCI WORLDCOM INC. COM 55268B106 762 14,355 SH SOLE 14,355
MEDIAONE GROUP INC. COM 58440J104 7,489 97,501 SH SOLE 97,501
MELLON BK CORP COM COM 585509102 1,809 53,110 SH SOLE 53,110
MERCK & CO., INC COM 589331107 2,630 39,137 SH SOLE 39,137
MERRILL LYNCH & CO
INC COM 590188108 16,170 194,098 SH SOLE 194,098
MICROSOFT CORP. COM 594918104 6,314 54,080 SH SOLE 54,080
MORGAN JP & CO, INC. COM 616880100 324 2,560 SH SOLE 2,560
MORGAN STANLEY DEAN
WITTER COM 617446448 9,666 67,714 SH SOLE 67,714
NABISCO GROUP HOLDINGS COM 62952P102 142 13,390 SH SOLE 13,390
NEWS CORP LTD COM 652487703 4,405 115,167 SH SOLE 115,167
NICOLLET PROCESS
ENGINEERING COM 654085109 79 252,433 SH SOLE 252,433
NIKE CORP. COM 654106103 343 6,917 SH SOLE 6,917
NORTHWEST AIRLINES CORP COM 667280101 1,453 65,293 SH SOLE 65,293
ORACLE CORPORATION COM 683898X105 2,577 22,995 SH SOLE 22,995
PACIFIC CENTURY
CYBERWORKS COM Y6801N100 37 16,000 SH SOLE 16,000
PAINEWEBBER GRP. INC. COM 695629105 448 11,540 SH SOLE 11,540
PEPSI INC COM 713448108 567 16,075 SH SOLE 16,075
PFIZER INC. COM 717081103 2,394 73,796 SH SOLE 73,796
PHILIP MORRIS COS
INC COM 718154107 783 34,027 SH SOLE 34,027
PROCTOR & GAMBLE COM 742718109 622 5,675 SH SOLE 5,675
REALNETWORKS INC. COM 75605L104 1,430 11,885 SH SOLE 11,885
RECKSON SERVICES
INDUSTRIES INC. COM 75621J109 2,807 45,000 SH SOLE 45,000
SCHERING PLOUGH CORP. COM 806605101 766 18,085 SH SOLE 18,085
SEAGATE TECHNOLOGY COM 811804103 5,662 121,600 SH SOLE 121,600
SLM HOLDING CORP COM 78442A109 2,223 52,625 SH SOLE 52,625
SONY COM 835699307 11,000 38,630 SH SOLE 38,630
STARBUCKS COM 855244109 2,029 83,680 SH SOLE 83,680
SUN MICROSYSTEMS COM 866810104 1,631 21,060 SH SOLE 21,060
TIME WARNER INC. HOLDING COM 887315109 3,875 53,582 SH SOLE 53,582
TOYS R US COM 892335100 267 18,630 SH SOLE 18,630
TRICON GLOBAL
RESTAURANTS COM 89593107 4,991 129,244 SH SOLE 129,244
TV GUIDE INC. COM 87307Q109 5,504 128,000 SH SOLE 128,000
UAL CORP. COM 902549500 6,082 78,419 SH SOLE 78,419
UNILEVER COM 904784709 360 6,608 SH SOLE 6,608
UNITED HEALTHCARE COM 910581107 372 7,000 SH SOLE 7,000
UNITED PARCEL SERVICE COM 911312106 1,394 20,197 SH SOLE 20,197
US AIRWAYS COM 911905107 4,298 134,046 SH SOLE 134,046
US BANCORP INC. COM 902973106 989 41,529 SH SOLE 41,529
UST INC. COM 902911106 219 8,690 SH SOLE 8,690
VIACOM INC. COM 925524308 2,065 34,164 SH SOLE 34,164
VODAFONE AIRTOUCH COM 92857T107 3,238 65,410 SH SOLE 65,410
VORNADO OPERATING CO. COM 92904N103 99 16,516 SH SOLE 16,516
WAL-MART STORES, INC. COM 931142103 852 12,325 SH SOLE 12,325
WALT DISNEY HOLDING CO. COM 254687106 3,040 103,946 SH SOLE 103,946
WARNER LAMBERT CO. COM 934488107 731 8,920 SH SOLE 8,920
WELLS FARGO & CO. COM 949746101 19,030 470,577 SH SOLE 470,577
YAHOO! CORP COM 984332100 2,990 6,911 SH SOLE 6,911
ABBOTT LABORATORIES COM 002824100 265 7,295 SH SOLE 7,295
ADELPHIA COMMUNICATIONS COM 03232Q106 602 9,126 SH SOLE 9,126
AMERICAN GREETINGS CORP. COM 026375105 3,793 160,500 SH SOLE 160,500
AMERICAN INTERNATIONAL
GROUP COM 026874107 2,040 18,867 SH SOLE 18,867
AMGEN COM 031162100 216 3,600 SH SOLE 3,600
AUTOMATIC DATA
PROCESSING COM 053015103 241 4,475 SH SOLE 4,475
COLGATE PALMOLIVE COM 194162103 651 10,010 SH SOLE 10,010
CORNING INC. COM 219350105 2,140 16,600 SH SOLE 16,600
DELIA'S INC COM 246885107 153 21,100 SH SOLE 21,100
DOW JONES COM 260561105 873 12,845 SH SOLE 12,845
GANNET INC. COM 364730101 427 5,240 SH SOLE 5,240
GLAXO COM 37733W105 447 8,000 SH SOLE 8,000
HEWLETT PACKARD COM 428236103 850 7,470 SH SOLE 7,470
KONINKLIJKE PHILIPS
ELECTRONICS COM 500472204 389 2,880 SH SOLE 2,880
PARAMETRIC TECHNOLOGY
GROUP COM 699173100 4,162 153,800 SH SOLE 153,800
MIH LTD COM G6116R101 885 15,000 SH SOLE 15,000
EXTENDED STAY AMERICA COM 30224P101 857 113,300 SH SOLE 113,300
HARVEY ELECTRONICS COM 417660107 27 17,000 SH SOLE 17,000
HUTCHISON WHAMPOA COM 448415208 8,359 115,000 SH SOLE 115,000
NETSILICON INC. COM 64115X105 401 20,000 SH SOLE 20,000
STERLING COMMERCE INC. COM 859205106 5,399 158,800 SH SOLE 158,800
TRAVELERS PROPERTY
CASUALTY CO COM 893939108 240 7,000 SH SOLE 7,000
WASHINGTON MUTUAL INC. COM 939322103 518 20,000 SH SOLE 20,000
MARCONI PLC COM 566306106 6,025 550,000 SH SOLE 550,000
ACE LTD COM G0070K103 250 15,000 SH SOLE 15,000
AMTEC CORP. COM 03232Q106 91 50,000 SH SOLE 50,000
CONCUR TECHNOLOGIES COM 200708109 2,816 97,100 SH SOLE 97,100
CVS CORP. COM 126650100 598 15,000 SH SOLE 15,000
IMPERIAL OIL COM 453038408 865 40,000 SH SOLE 40,000
HERTZ INC. COM 428040109 251 5,000 SH SOLE 5,000
KEY CORP. COM 493267108 664 30,000 SH SOLE 30,000
METRO ONE TELE-
COMMUNICATIONS COM 59163F105 130 10,000 SH SOLE 10,000
NAVISTAR INTERNATIONAL COM 63934E108 700 7,000 SH SOLE 7,000
NEWS EDGE COM 65249Q106 468 40,000 SH SOLE 40,000
MAI SYSTEMS COM 552620205 83 102,300 SH SOLE 102,300
N2H2 COM 67019F104 353 15,000 SH SOLE 15,000
OCEAN ENERGY COM 67481E106 959 123,800 SH SOLE 123,800
OXFORD HEALTH PLANS COM 691471106 127 10,000 SH SOLE 10,000
PACIFIC CENTURY
CYBERWORKS COM Y6801N100 459 180,000 SH SOLE 180,000
CHILDREN'S PLACE
RETAIL STORES COM 168905107 493 30,000 SH SOLE 30,000
ROSLYN BANCORP COM 778162103 759 41,000 SH SOLE 41,000
STEELCASE COM 858155203 120 10,000 SH SOLE 10,000
SMITH-GARDNER &
ASSOCIATES COM 832059109 836 49,000 SH SOLE 49,000
TELESPECTRUM WORLDWIDE COM 87951U109 72 10,100 SH SOLE 10,100
USG CORP. COM 903293405 283 6,000 SH SOLE 6,000
VISX COM 92844S105 311 6,000 SH SOLE 6,000
WILLIAMS COMPANIES COM 969457100 2,384 78,000 SH SOLE 78,000
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