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Previous: BVF PARTNERS L P/IL, 13F-NT, 1999-11-15 |
Next: AMERITAS INVESTMENT ADVISORS INC, 13F-NT, 1999-11-15 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/99
If amended report check here: [_]
Name of Institutional Manager:
Edward J. Joyce
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Edward J. Joyce (617) 951-7214
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 3 day of
November , 1999
Edward J. Joyce
-----------------------------------
___________________________________
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report):
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Robert N. Shapiro 28-5288
4. Susan R. Shapiro 28-5292
5. Edward P. Lawrence 28-4738
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 212,714.14 5798 X 5798 0 0
2,343,083.91 63866 X 0 63866 0
11,006.25 300 X 4 0 300 0
36,687.50 1000 X 5 0 1000 0
----------------- -------------- ------------- ---------- ---------
2,603,491.80 70964 5798 65166 0
AIR PRODS & CHEMS INC 009158106 14,625.00 500 X 500 0 0
310,722.75 10623 X 0 10623 0
----------------- -------------- ------------- ---------- ---------
325,347.75 11123 500 10623 0
AMERICAN EXPRESS CO 025816109 91,125.00 675 X 675 0 0
293,625.00 2175 X 0 2175 0
----------------- -------------- ------------- ---------- ---------
384,750.00 2850 675 2175 0
AMERICAN HOME PRODS CORP 026609107 458,575.00 11050 X 11050 0 0
1,623,023.50 39109 X 0 39109 0
112,050.00 2700 X 1 0 2700 0
136,950.00 3300 X 2 0 3300 0
66,400.00 1600 X 3 0 1600 0
198,162.50 4775 X 5 0 4775 0
----------------- -------------- ------------- ---------- ---------
2,595,161.00 62534 11050 51484 0
AMERICAN INTL GROUP INC 026874107 731,231.34 8411 X 8411 0 0
3,393,344.59 39032 X 0 39032 0
48,858.88 562 X 1 0 562 0
37,991.69 437 X 4 0 437 0
331,405.75 3812 X 5 0 3812 0
----------------- -------------- ------------- ---------- ---------
4,542,832.25 52254 8411 43843 0
ARCHSTONE CMNTYS TR 039581103 329,291.75 16673 X 16673 0 0
1,266,942.75 64149 X 0 64149 0
46,412.50 2350 X 1 0 2350 0
43,450.00 2200 X 2 0 2200 0
49,868.75 2525 X 3 0 2525 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 12,187,548.55 287622 43107 244515 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
28,637.50 1450 X 4 0 1450 0
23,700.00 1200 X 5 0 1200 0
----------------- -------------- ------------- ---------- ---------
1,788,303.25 90547 16673 73874 0
ATLANTIC RICHFIELD CO 048825103 106,350.00 1200 X 1200 0 0
766,783.50 8652 X 0 8652 0
17,725.00 200 X 1 0 200 0
8,862.50 100 X 2 0 100 0
141,800.00 1600 X 5 0 1600 0
----------------- -------------- ------------- ---------- ---------
1,041,521.00 11752 1200 10552 0
AUTOMATIC DATA PROCESSING 053015103 44,625.00 1000 X 1000 0 0
444,018.75 9950 X 0 9950 0
----------------- -------------- ------------- ---------- ---------
488,643.75 10950 1000 9950 0
BANK NEW YORK INC 064057102 231,922.50 6936 X 0 6936 0
BELL ATLANTIC CORP 077853109 220,785.01 3280 X 3280 0 0
1,046,036.28 15540 X 0 15540 0
106,353.76 1580 X 1 0 1580 0
132,336.38 1966 X 2 0 1966 0
51,696.00 768 X 3 0 768 0
----------------- -------------- ------------- ---------- ---------
1,557,207.43 23134 3280 19854 0
BELLSOUTH CORP 079860102 236,205.00 5249 X 0 5249 0
BERKSHIRE HATHAWAY INC CL B 084670207 87,232.00 47 X 47 0 0
434,304.00 234 X 0 234 0
40,832.00 22 X 1 0 22 0
----------------- -------------- ------------- ---------- ---------
562,368.00 303 47 256 0
BOSTON SCIENTIFIC CORP 101137107 77,962.50 3150 X 3150 0 0
709,706.25 28675 X 0 28675 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 4,957,873.93 92799 8677 84122 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
787,668.75 31825 3150 28675 0
BRISTOL MYERS SQUIBB CO 110122108 357,480.00 5296 X 5296 0 0
2,632,365.00 38998 X 0 38998 0
135,000.00 2000 X 2 0 2000 0
91,125.00 1350 X 3 0 1350 0
60,750.00 900 X 4 0 900 0
----------------- -------------- ------------- ---------- ----------
3,276,720.00 48544 5296 43248 0
BROWN SHOE COMPANY INC 115736100 1,262,646.88 68950 X 0 68950 0
CHEVRON CORP 166751107 84,312.50 950 X 950 0 0
634,917.50 7154 X 0 7154 0
51,475.00 580 X 3 0 580 0
----------------- -------------- ------------- ---------- ----------
770,705.00 8684 950 7734 0
CISCO SYS INC 17275R102 688,910.98 10048 X 10048 0 0
4,047,077.77 59028 X 0 59028 0
126,839.70 1850 X 1 0 1850 0
82,274.40 1200 X 2 0 1200 0
75,418.20 1100 X 3 0 1100 0
27,424.80 400 X 4 0 400 0
315,385.20 4600 X 5 0 4600 0
----------------- -------------- ------------- ---------- ---------
5,363,331.05 78226 10048 68178 0
CITIGROUP INC 172967101 402,336.00 9144 X 9144 0 0
1,843,732.00 41903 X 0 41903 0
59,356.00 1349 X 1 0 1349 0
41,756.00 949 X 2 0 949 0
41,228.00 937 X 3 0 937 0
23,100.00 525 X 4 0 525 0
123,728.00 2812 X 5 0 2812 0
----------------- -------------- ------------- ---------- ---------
2,535,236.00 57619 9144 48475 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 13,208,638.93 262023 25438 236585 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
COCA COLA CO 191216100 324,240.00 6720 X 0 6720 0
14,475.00 300 X 1 0 300 0
----------------- -------------- ------------- ---------- ---------
338,715.00 7020 0 7020 0
CVS CORP 126650100 57,137.50 1400 X 1400 0 0
233,651.56 5725 X 0 5725 0
----------------- -------------- ------------- ---------- ---------
290,789.06 7125 1400 5725 0
DISNEY WALT CO 254687106 272,324.00 10474 X 10474 0 0
1,577,368.00 60668 X 0 60668 0
41,600.00 1600 X 1 0 1600 0
40,300.00 1550 X 2 0 1550 0
14,300.00 550 X 3 0 550 0
84,500.00 3250 X 5 0 3250 0
----------------- -------------- ------------- ---------- ---------
2,030,392.00 78092 10474 67618 0
DU PONT E I DE NEMOURS 263534109 170,912.50 2825 X 2825 0 0
1,762,062.50 29125 X 0 29125 0
66,550.00 1100 X 1 0 1100 0
36,300.00 600 X 2 0 600 0
13,612.50 225 X 3 0 225 0
130,075.00 2150 X 5 0 2150 0
----------------- -------------- ------------- ---------- ---------
2,179,512.50 36025 2825 33200 0
EXXON CORP 302290101 668,648.00 8798 X 8798 0 0
4,506,496.00 59296 X 0 59296 0
114,000.00 1500 X 1 0 1500 0
144,400.00 1900 X 2 0 1900 0
53,200.00 700 X 3 0 700 0
60,800.00 800 X 4 0 800 0
296,400.00 3900 X 5 0 3900 0
----------------- -------------- ------------- ---------- ---------
5,843,944.00 76894 8798 68096 0
FEDERAL NATL MTG ASSN 313586109 145,748.45 2325 X 2325 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,829,101.01 207481 25822 181659 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ------------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,148,748.48 18325 X 0 18325 0
94,031.25 1500 X 1 0 1500 0
45,448.44 725 X 2 0 725 0
50,150.00 800 X 3 0 800 0
62,687.50 1000 X 5 0 1000 0
----------------- ------------- ------------ --------- ---------
1,546,814.12 24675 2325 22350 0
GENERAL ELEC CO 369604103 1,277,273.83 10773 X 10773 0 0
8,971,624.43 75670 X 0 75670 0
374,657.50 3160 X 1 0 3160 0
302,334.38 2550 X 2 0 2550 0
157,095.31 1325 X 3 0 1325 0
82,993.75 700 X 4 0 700 0
355,687.50 3000 X 5 0 3000 0
----------------- ------------- ------------- ---------- ------------- ---------
11,521,666.70 97178 10773 86405 0
GENERAL MTRS CORP 370442105 76,154.38 1210 X 1210 0 0
185,791.50 2952 X 0 2952 0
----------------- ------------- ------------- --------- ----------
261,945.88 4162 1210 2952 0
HEWLETT PACKARD CO 428236103 180,229.50 1986 X 1986 0 0
976,742.25 10763 X 0 10763 0
54,450.00 600 X 1 0 600 0
36,300.00 400 X 4 0 400 0
----------------- -------------- ------------- --------- ----------
1,247,721.75 13749 1986 11763 0
HOME DEPOT INC 437076102 747,943.89 10899 X 10899 0 0
2,288,643.75 33350 X 0 33350 0
39,459.38 575 X 2 0 575 0
174,993.75 2550 X 5 0 2550 0
----------------- ------------- ------------- --------- ----------
3,251,040.77 47374 10899 36475 0
IBM CORP 459200101 351,868.00 2908 X 0 2908 0
----------------- ------------- ------------- --------- ----------
SUBTOTALS FOR THIS PAGE 18,035,308.77 187721 24868 162853 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
ILLINOIS TOOL WKS INC 452308109 186,406.25 2500 X 2500 0 0
436,190.63 5850 X 0 5850 0
----------------- ------------- ------------ --------- ---------
622,596.88 8350 2500 5850 0
INTEL CORP 458140100 312,110.40 4200 X 4200 0 0
2,536,268.56 34130 X 0 34130 0
68,738.60 925 X 1 0 925 0
63,165.20 850 X 2 0 850 0
14,862.40 200 X 3 0 200 0
215,504.80 2900 X 5 0 2900 0
----------------- ------------- ------------ --------- ---------
3,210,649.96 43205 4200 39005 0
JOHNSON & JOHNSON 478160104 441,000.00 4800 X 0 4800 0
KIMBERLY CLARK CORP 494368103 373,206.25 7075 X 7075 0 0
1,258,773.25 23863 X 0 23863 0
61,981.25 1175 X 1 0 1175 0
21,100.00 400 X 3 0 400 0
26,3755.00 500 X 4 0 500 0
52,750.00 1000 X 5 0 1000 0
----------------- ------------- ------------ --------- ---------
1,794,185.75 34013 7075 26938 0
LILLY ELI & CO 532457108 421,070.00 6560 X 0 6560 0
LUCENT TECHNOLOGIES INC 549463107 181,650.00 2800 X 2800 0 0
639,148.50 9852 X 0 9852 0
----------------- ------------- ------------ --------- ---------
820,798.50 12652 2800 9852 0
MAY DEPT STORES CO 577778103 32,793.75 900 X 900 0 0
257,795.32 7075 X 0 7075 0
43,725.00 1200 X 3 0 1200 0
----------------- ------------- ------------ --------- ---------
334,314.07 9175 900 8275 0
MCDONALDS CORP 580135101 315,725.00 7300 X 7300 0 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 7,960,340.16 126055 24775 101280 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,856,463.00 42924 X 0 42924 0
----------------- ------------- ------------ --------- ---------
2,172,188.00 50224 7300 42924 0
MCI WORLDCOM INC. 55268B106 123,984.38 1725 X 1725 0 0
898,437.56 12500 X 0 12500 0
10,781.25 150 X 1 0 150 0
32,343.75 450 X 5 0 450 0
----------------- ------------- ------------ --------- ---------
1,065,546.94 14825 1725 13100 0
MERCK & CO INC 589331107 311,100.00 4800 X 4800 0 0
1,847,156.25 28500 X 0 28500 0
81,015.63 1250 X 1 0 1250 0
194,437.50 3000 X 5 0 3000 0
----------------- ------------- ------------ --------- ---------
2,433,709.38 37550 4800 32750 0
MICROSOFT CORP 594918104 550,164.15 6075 X 6075 0 0
3,382,943.51 37355 X 0 37355 0
49,809.10 550 X 5 0 550 0
----------------- ------------- ------------ --------- ---------
3,982,916.76 43980 6075 37905 0
MINNESOTA MNG & MFG CO 604059105 143,133.13 1490 X 0 1490 0
38,425.00 400 X 1 0 400 0
49,952.50 520 X 3 0 520 0
----------------- ------------- ------------ --------- ---------
231,510.63 2410 0 2410 0
MOBIL CORP 607059102 89,063.00 884 X 884 0 0
663,942.50 6590 X 0 6590 0
66,495.00 660 X 1 0 660 0
50,375.00 500 X 2 0 500 0
20,150.00 200 X 3 0 200 0
40,300.00 400 X 4 0 400 0
----------------- ------------- ------------ --------- ---------
930,325.50 9234 884 8350 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 10,500,472.21 150923 13484 137439 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
MORGAN J P & CO INC 616880100 347,662.75 3043 X 0 3043 0
34,275.00 300 X 1 0 300 0
----------------- ------------- ------------ --------- ---------
381,937.75 3343 0 3343 0
PFIZER INC 717081103 568,475.25 15846 X 15846 0 0
2,598,103.38 72421 X 0 72421 0
107,625.00 3000 X 1 0 3000 0
----------------- ------------- ------------ --------- ---------
3,274,203.63 91267 15846 75421 0
PHILIP MORRIS COS INC 718154107 259,825.00 7600 X 0 7600 0
PROCTER & GAMBLE CO 742718109 112,312.50 1198 X 1198 0 0
1,080,750.00 11528 X 0 11528 0
46,875.00 500 X 5 0 500 0
----------------- ------------- ------------ --------- ---------
1,239,937.50 13226 1198 12028 0
SARA LEE CORP 803111103 151,937.50 6500 X 6500 0 0
819,293.75 35050 X 0 35050 0
13,440.63 575 X 1 0 575 0
74,800.00 3200 X 2 0 3200 0
11,687.50 500 X 3 0 500 0
----------------- ------------- ------------ --------- ---------
1,071,159.38 45825 6500 39325 0
SBC COMMUNICATIONS INC 78387G103 433,929.16 8498 X 8498 0 0
2,646,773.65 51834 X 0 51834 0
45,956.25 900 X 1 0 900 0
5,106.25 100 X 4 0 100 0
155,740.63 3050 X 5 0 3050 0
----------------- ------------- ------------ --------- ---------
3,287,505.94 64382 8498 55884 0
SIGHT RESOURCE CORP 82655N105 89,070.00 30000 X 0 30000 0
SYSCO CORP 871829107 259,462.50 7400 X 0 7400 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 9,863,101.70 263043 32042 231001 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
WACHOVIA CORP NEW 929771103 73,593.00 936 X 936 0 0
608,557.50 7740 X 0 7740 0
----------------- ------------- ------------ --------- --------
682,150.50 8676 936 7740 0
WAL MART STORES INC 931142103 732,462.50 15400 X 0 15400 0
42,806.25 900 X 4 0 900 0
----------------- ------------- ------------ --------- --------
775,268.75 16300 0 16300 0
================= ============= ============ ========= ========
TOTALS FOR COMMON 88,999,804.51 1602643 199149 1403494 0
================= ============= ============ ========= ========
GRAND TOTALS 88,999,804.51 1602643 199149 1403494 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 01:47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
MGR Client Name
------ -------------------------
<S> <C>
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
5 ROBERT SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 AT 01.47 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C> <C>
ASOF## = 09/30/1999
BK_ LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 31105/1/1
================================================ End of Report ======================================
</TABLE>
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