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Previous: NAVIGANT INTERNATIONAL INC, 10-Q, EX-27.1, 2000-11-07 |
Next: U S REALTEL INC, DEF 14C, 2000-11-07 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/2000
---------
If amended report check here: [_]
Name of Institutional Manager:
Edward J. Joyce
--------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
--------------------------------------------------------------------------------
Edward J. Joyce (617) 951-7214
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 2/nd/ day
of November, 2000
Edward J. Joyce
-----------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Nicholas A. Grace 28-3488
2. Robert N. Shapiro 28-5288
3. Edward P. Lawrence 28-4738
4. Francis L. Coolidge 28-3602
5. Susan R. Shapiro 28-5292
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
-------------------------- --------- ---------------- ----------- ---- --- --- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 774,412.64 16282 X 4882 11400 0
2,345,592.27 49316 X 0 49316 0
47,562.50 1000 X 5 0 1000 0
---------------- ----------- ---------- ---------- ----------
3,167,567.41 66598 4882 61716 0
AIR PRODS & CHEMS INC 009158106 14,400.00 400 X 0 400 0
314,352.00 8732 X 0 8732 0
---------------- ----------- ---------- ---------- ----------
328,752.00 9132 0 9132 0
AMERICAN EXPRESS CO 025816109 123,018.75 2025 X 2025 0 0
86,568.75 1425 X 0 1425 0
---------------- ----------- ---------- ---------- ----------
209,587.50 3450 2025 1425 0
AMERICAN HOME PRODS CORP 026609107 602,390.63 10650 X 9650 1000 0
2,504,587.56 44280 X 400 43880 0
152,718.75 2700 X 1 0 2700 0
185,242.19 3275 X 2 0 3275 0
90,500.00 1600 X 3 0 1600 0
291,296.88 5150 X 5 0 5150 0
---------------- ----------- ---------- ---------- ----------
3,826,736.01 67655 10050 57605 0
AMERICAN INTL GROUP INC 026874107 1,745,340.01 18240 X 7579 10661 0
4,030,357.57 42120 X 0 42120 0
80,664.56 843 X 1 0 843 0
11,960.94 125 X 2 0 125 0
57,412.50 600 X 4 0 600 0
547,045.44 5717 X 5 0 5717 0
---------------- ----------- ---------- ---------- ----------
6,472,781.02 67645 7579 60066 0
ARCHSTONE CMNTYS TR 039581103 518,833.73 21123 X 17123 4000 0
1,555,788.81 63340 X 0 63340 0
57,721.88 2350 X 1 0 2350 0
56,493.76 2300 X 2 0 2300 0
80,442.19 3275 X 3 0 3275 0
50,967.19 2075 X 4 0 2075 0
29,475.00 1200 X 5 0 1200 0
---------------- ----------- ---------- ---------- ----------
SUBTOTALS FOR THIS PAGE 16,355,146.50 310143 41659 268484 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
----------------------------- -------- ---------------- ----------- ---- --- --- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
---------------- ----------- ---------- ---------- ----------
2,349,722.56 95663 17123 78540 0
AUTOMATIC DATA PROCESSING 053015103 29,224.38 437 X 437 0 0
232,056.26 3470 X 437 3033 0
---------------- ----------- ---------- ---------- ----------
261,280.64 3907 874 3033 0
BANK NEW YORK INC 064057102 355,212.00 6336 X 0 6336 0
BRISTOL MYERS SQUIBB CO 110122108 868,014.39 15195 X 5595 9600 0
1,475,767.27 25834 X 0 25834 0
97,112.50 1700 X 2 0 1700 0
77,118.75 1350 X 3 0 1350 0
51,412.50 900 X 4 0 900 0
---------------- ----------- ---------- ---------- ----------
2,569,425.41 44979 5595 39384 0
BROWN SHOE COMPANY INC 115736100 578,812.50 63000 X 0 63000 0
CHEVRON CORP 166751107 68,200.00 800 X 800 0 0
375,441.00 4404 X 0 4404 0
49,445.00 580 X 3 0 580 0
---------------- ----------- ---------- ---------- ----------
493,086.00 5784 800 4984 0
CISCO SYS INC 17275R102 2,080,162.50 37650 X 16650 21000 0
3,842,416.50 69546 X 0 69546 0
204,425.00 3700 X 1 0 3700 0
132,600.00 2400 X 2 0 2400 0
82,875.00 1500 X 3 0 1500 0
44,200.00 800 X 4 0 800 0
375,700.00 6800 X 5 0 6800 0
---------------- ----------- ---------- ---------- ----------
6,762,379.00 122396 16650 105746 0
CITIGROUP INC 172967101 1,056,219.03 19537 X 10939 8598 0
3,304,191.86 61118 X 500 60618 0
97,204.37 1798 X 1 0 1798 0
82,769.69 1531 X 2 0 1531 0
67,524.06 1249 X 3 0 1249 0
---------------- ----------- ---------- ---------- ----------
SUBTOTALS FOR THIS PAGE 15,628,104.56 331635 35358 296277 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
37,843.75 700 X 4 0 700 0
202,680.31 3749 X 5 0 3749 0
------------- ------- ------- ------- --
4,848,433.07 89682 11439 78243 0
COCA COLA CO 191216100 169,344.00 3072 X 3072 0 0
326,340.00 5920 X 0 5920 0
16,537.50 300 X 1 0 300 0
------------- ------- -------- -------- --
512,221.50 9292 3072 6220 0
DISNEY WALT CO 254687106 1,040,285.25 27197 X 13247 13950 0
2,104,706.25 55025 X 550 54475 0
73,631.25 1925 X 1 0 1925 0
73,631.25 1925 X 2 0 1925 0
21,037.50 550 X 3 0 550 0
143,437.50 3750 X 5 0 3750 0
------------- ------- -------- -------- --
3,456,729.00 90372 13797 76575 0
DU PONT E I DE NEMOURS 263534109 3,107.81 75 X 0 75 0
578,384.64 13958 X 0 13958 0
18,646.88 450 X 1 0 450 0
41,437.50 1000 X 5 0 1000 0
------------- ------- --------- ---
641,576.83 15483 0 15483 0
DUKE ENERGY CORP 264399106 25,725.00 300 X 300 0 0
248,589.25 2899 X 0 2899 0
15,006.25 175 X 1 0 175 0
------------- ------- -------- -------- ---
289,320.50 3374 300 3074 0
EXXON MOBIL CORP 30231G102 1,748,276.01 19616 X 13556 6060 0
5,036,275.54 56508 X 0 56508 0
162,920.50 1828 X 1 0 1828 0
245,985.00 2760 X 2 0 2760 0
85,916.50 964 X 3 0 964 0
89,125.00 1000 X 4 0 1000 0
347,587.50 3900 X 5 0 3900 0
------------- ------- -------- -------- --
SUBTOTALS FOR THIS PAGE 12,856,457.94 209546 30725 178821 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- ------ ------ ------- --
7,716,086.05 86576 13556 73020 0
FEDERAL NATL MTG ASSN 313586109 555,912.50 7775 X 3000 4775 0
1,059,987.50 14825 X 0 14825 0
130,487.50 1825 X 1 0 1825 0
51,837.50 725 X 2 0 725 0
57,200.00 800 X 3 0 800 0
71,500.00 1000 X 5 0 1000 0
-------------- ------ ------ ------ --
1,926,925.00 26950 3000 23950 0
GENERAL ELEC CO 369604103 2,665,739.41 46210 X 22550 23660 0
9,014,191.15 156259 X 400 155859 0
421,118.75 7300 X 1 0 7300 0
333,145.33 5775 X 2 0 5775 0
181,715.63 3150 X 3 0 3150 0
69,225.00 1200 X 4 0 1200 0
432,656.25 7500 X 5 0 7500 0
-------------- -------- ------ ------- --
13,117,791.52 227394 22950 204444 0
HEWLETT PACKARD CO 428236103 541,842.00 5586 X 1286 4300 0
630,791.00 6503 X 0 6503 0
38,800.00 400 X 1 0 400 0
38,800.00 400 X 4 0 400 0
-------------- -------- ------ ------- --
1,250,233.00 12889 1286 11603 0
HOME DEPOT INC 437076102 1,240,866.57 23385 X 13085 10300 0
1,436,030.46 27063 X 0 27063 0
45,739.88 862 X 2 0 862 0
202,964.06 3825 X 5 0 3825 0
-------------- -------- -------- ------- --
2,925,600.97 55135 13085 42050 0
IBM CORP 459200101 225,000.00 2000 X 0 2000 0
ILLINOIS TOOL WKS INC 452308109 139,687.50 2500 X 2500 0 0
226,293.75 4050 X 0 4050 0
-------------- --------- -------- ------- --
SUBTOTALS FOR THIS PAGE 19,811,531.74 330918 42821 288097 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
365,981.25 6550 2500 4050 0
INTEL CORP 458140100 976,707.00 23500 X 8300 15200 0
2,514,833.50 60508 X 0 60508 0
74,811.60 1800 X 1 0 1800 0
70,655.40 1700 X 2 0 1700 0
12,468.60 300 X 3 0 300 0
253,528.20 6100 X 5 0 6100 0
----------------- -------------- ------------- ---------- ---------
3,903,004.30 93908 8300 85608 0
JOHNSON & JOHNSON 478160104 450,900.00 4800 X 0 4800 0
KIMBERLY CLARK CORP 494368103 585,305.74 10487 X 7112 3375 0
1,840,361.46 32974 X 362 32612 0
83,718.75 1500 X 1 0 1500 0
65,579.70 1175 X 2 0 1175 0
33,487.50 600 X 3 0 600 0
27,906.25 500 X 4 0 500 0
55,812.50 1000 X 5 0 1000 0
----------------- -------------- ------------- ---------- ---------
2,692,171.90 48236 7474 40762 0
LIBERTY FINL COS INC 530512102 1,066,735.50 45393 X 0 45393 0
LILLY ELI & CO 532457108 428,745.63 5285 X 0 5285 0
LOEWS CORP 540424108 562,781.25 6750 X 6750 0 0
LUCENT TECHNOLOGIES INC 549463107 150,489.76 4924 X 4674 250 0
406,053.38 13286 X 0 13286 0
6,876.56 225 X 2 0 225 0
22,921.88 750 X 5 0 750 0
----------------- -------------- ------------- ---------- ---------
586,341.58 19185 4674 14511 0
MCDONALDS CORP 580135101 464,887.50 15400 X 3300 12100 0
618,270.20 20481 X 0 20481 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,773,837.86 259438 30498 228940 0
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
1,083,157.70 35881 3300 32581 0
MERCK & CO INC 589331107 163,762.50 2200 X 2200 0 0
1,630,181.25 21900 X 0 21900 0
85,603.13 1150 X 1 0 1150 0
223,312.50 3000 X 5 0 3000 0
----------------- -------------- ------------- ---------- ---------
2,102,859.38 28250 2200 26050 0
MICROSOFT CORP 594918104 908,419.34 15062 X 7462 7600 0
2,010,922.70 33342 X 337 33005 0
57,296.40 950 X 1 0 950 0
51,265.20 850 X 2 0 850 0
10,554.60 175 X 3 0 175 0
16,887.36 280 X 5 0 280 0
----------------- -------------- ------------- ---------- ---------
3,055,345.60 50659 7799 42860 0
MINNESOTA MNG & MFG CO 604059105 123,930.00 1360 X 0 1360 0
36,450.00 400 X 1 0 400 0
47,385.00 520 X 3 0 520 0
----------------- -------------- ------------- ---------- ---------
207,765.00 2280 0 2280 0
MORGAN J P & CO INC 616880100 497,150.13 3043 X 0 3043 0
49,012.50 300 X 1 0 300 0
----------------- -------------- ------------- ---------- ---------
546,162.63 3343 0 3343 0
PFIZER INC 717081103 1,445,864.06 32175 X 8500 23675 0
2,356,387.70 52437 X 0 52437 0
112,343.75 2500 X 1 0 2500 0
14,604.69 325 X 2 0 325 0
----------------- -------------- ------------- ---------- ---------
3,929,200.20 87437 8500 78937 0
PHILIP MORRIS COS INC 718154107 223,725.00 7600 X 0 7600 0
PROCTER & GAMBLE CO 742718109 691,976.00 10328 X 0 10328 0
26,800.00 400 X 5 0 400 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,783,833.81 190297 18499 171798 0
</TABLE>
7
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
718,776.00 10728 0 10728 0
SBC COMMUNICATIONS INC 78387G103 1,107,550.00 22151 X 13871 8280 0
2,124,400.00 42488 X 0 42488 0
45,000.00 900 X 1 0 900 0
152,500.00 3050 X 5 0 3050 0
----------------- -------------- ------------- ---------- ---------
3,429,450.00 68589 13871 54718 0
SYSCO CORP 871829107 342,712.50 7400 X 0 7400 0
TYCO INTL LTD NEW 902124106 315,140.69 6075 X 4125 1950 0
1,341,924.42 25868 X 0 25868 0
62,198.13 1199 X 1 0 1199 0
73,921.88 1425 X 2 0 1425 0
38,906.25 750 X 3 0 750 0
55,765.63 1075 X 5 0 1075 0
----------------- -------------- ------------- ---------- ---------
1,887,857.00 36392 4125 32267 0
VERIZON COMMUNICATIONS 92343V104 245,917.19 5077 X 4377 700 0
832,785.99 17193 X 0 17193 0
76,531.26 1580 X 1 0 1580 0
95,228.13 1966 X 2 0 1966 0
37,200.00 768 X 3 0 768 0
16,953.13 350 X 4 0 350 0
----------------- -------------- ------------- ---------- ---------
1,304,615.70 26934 4377 22557 0
WAL MART STORES INC 931142103 608,781.29 12650 X 4950 7700 0
1,386,000.08 28800 X 400 28400 0
22,859.38 475 X 1 0 475 0
31,281.26 650 X 2 0 650 0
22,859.38 475 X 3 0 475 0
43,312.50 900 X 4 0 900 0
----------------- -------------- ------------- ---------- ---------
2,115,093.89 43950 5350 38600 0
WORLDCOM INC 98157D106 585,387.03 19272 X 9797 9475 0
1,397,083.05 45995 X 550 45445 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 11,062,199.17 248532 38070 210462 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
41,765.64 1375 X 1 0 1375 0
34,171.88 1125 X 2 0 1125 0
6,075.00 200 X 3 0 200 0
59,231.25 1950 X 5 0 1950 0
----------------- -------------- ------------- ---------- -------
2,123,713.85 69917 10347 59570 0
================= ============== ============= ========== =======
TOTALS FOR COMMON 97,412,355.35 1885159 237630 1647529 0
================= ============== ============= ========== =======
GRAND TOTALS 97,412,355.35 1885159 237630 1647529 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DI SCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
MGR Client Name
------ ----------------------------------------
<S> <C>
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
5 ROBERT SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 08:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
Produced on trust2*ROPEDB
The parameters used in producing report R33.110.003 were
<S> <C> <C>
ASOF## = 09/30/2000
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 31105/1/l
===================================================== End of Report ============================================
</TABLE>
* = more than
<PAGE>
[LETTERHEAD OF ROPES & GRAY]
November 3, 2000
R.R. Donnelley Financial
20 Custom House St. 6th FL
Boston, MA 02110
Attn: Customer Service/Terry Sloan
Enclosed please find materials for Ropes & Gray's 9/30/2000 13F SEC filing.
Included are six disks containing the 13F filing reports and the accompanying
cover letters for the six R&G lawyers that file, along with hard copy printouts
of the disk contents. Please convert the report and cover letter into EDGAR
format and return to me at the following address:
Ropes & Gray
One International Place
Boston, MA 02110
Attn: Joseph M. LeDonne 6th Fl.
Please include acceptance forms for me to sign after reviewing the output. I
hope to have these filed before the end of next week.
Also, we have received reminder notices from the SEC that they will soon be
requiring filers to use a more modernized EDGAR filing system. Will this have
any impact on how we have been filing in the past?
Thank you for your attention to this matter.
Sincerely,
/s/ Joseph M. LeDonne
Joseph M. LeDonne
Trust Operations Controller
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