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Previous: AYCO CO L P, 13F-HR, 2000-02-14 |
Next: AMERITAS INVESTMENT ADVISORS INC, 13F-NT, 2000-02-14 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 12/31/99
--------------------
If amended report check here: [ ]
Name of Institutional Manager:
Edward J. Joyce
- -------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- --------------------------------------------------------------------------------
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Edward J. Joyce (617) 951-7214
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 9th day of
February, 2000
Edward J. Joyce
---------------------------------
---------------------------------
Name and 13f file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report):
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Robert N. Shapiro 28-5288
4. Susan R. Shapiro 28-5292
5. Edward P. Lawrence 28-4738
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 1
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 210,539.89 5798 X 5798 0 0
2,323,673.21 63991 X 0 63991 0
10,893.75 300 X 4 0 300 0
36,312.50 1000 X 5 0 1000 0
-------------- --------- --------- ---------- ---
2,581,419.35 71089 5798 65291 0
AIR PRODS & CHEMS INC 009158106 27,689.06 825 X 825 0 0
306,492.76 9132 X 0 9132 0
-------------- --------- --------- ---------- ---
334,181.82 9957 825 9132 0
AMERICAN EXPRESS CO 025816109 112,218.75 675 X 675 0 0
328,343.75 1975 X 0 1975 0
-------------- --------- --------- ---------- ---
440,562.50 2650 675 1975 0
AMERICAN HOME PRODS CORP 026609107 433,712.50 11050 X 11050 0 0
1,623,340.75 41359 X 0 41359 0
105,975.00 2700 X 1 0 2700 0
129,525.00 3300 X 2 0 3300 0
62,800.00 1600 X 3 0 1600 0
202,137.50 5150 X 5 0 5150 0
-------------- --------- --------- ---------- ---
2,557,490.75 65159 11050 54109 0
AMERICAN INTL GROUP INC 026874107 882,083.76 8158 X 8158 0 0
4,285,318.23 39633 X 0 39633 0
60,766.25 562 X 1 0 562 0
47,250.63 437 X 4 0 437 0
412,172.51 3812 X 5 0 3812 0
-------------- --------- --------- ---------- ---
5,687,591.38 52602 8158 44444 0
ARCHSTONE CMNTYS TR 039581103 338,721.50 16523 X 16523 0 0
1,318,129.50 64299 X 0 64299 0
48,175.00 2350 X 1 0 2350 0
45,100.00 2200 X 2 0 2200 0
67,137.50 3275 X 3 0 3275 0
-------------- --------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 13,418,509.30 290104 43029 247075 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 2
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ----- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
29,725.00 1450 X 4 0 1450 0
24,600.00 1200 X 5 0 1200 0
-------------- -------- --------- ---------- ---
1,871,588.50 91297 16523 74774 0
ATLANTIC RICHFIELD CO 048825103 103,800.00 1200 X 1200 0 0
748,398.00 8652 X 0 8652 0
17,300.00 200 X 1 0 200 0
8,650.00 100 X 2 0 100 0
138,400.00 1600 X 5 0 1600 0
-------------- -------- --------- ---------- ---
1,016,548.00 11752 1200 10552 0
AUTOMATIC DATA PROCESSING 053015103 53,875.00 1000 X 1000 0 0
536,056.25 9950 X 0 9950 0
-------------- -------- --------- ---------- ---
589,931.25 10950 1000 9950 0
BANK NEW YORK INC 064057102 253,440.00 6336 X 0 6336 0
BELL ATLANTIC CORP 077853109 201,925.01 3280 X 3280 0 0
952,556.59 15473 X 0 15473 0
97,268.76 1580 X 1 0 1580 0
121,031.88 1966 X 2 0 1966 0
47,280.00 768 X 3 0 768 0
-------------- -------- --------- ---------- ---
1,420,062.24 23067 3280 19787 0
BERKSHIRE HATHAWAY INC CL B 084670207 82,350.00 45 X 45 0 0
353,190.00 193 X 0 193 0
40,260.00 22 X 1 0 22 0
-------------- -------- --------- ---------- ---
475,800.00 260 45 215 0
BRISTOL MYERS SQUIBB CO 110122108 339,872.82 5295 X 5295 0 0
2,400,484.12 37398 X 0 37398 0
128,375.00 2000 X 2 0 2000 0
86,653.13 1350 X 3 0 1350 0
57,768.75 900 X 4 0 900 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 6,823,260.31 101958 10820 91138 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 3
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- --------- ---------- ---
3,013,153.82 46943 5295 41648 0
BROWN SHOE COMPANY INC 115736100 896,231.25 63450 X 0 63450 0
CHEVRON CORP 166751107 82,293.75 950 X 950 0 0
611,052.75 7054 X 0 7054 0
50,242.50 580 X 3 0 580 0
-------------- -------- --------- ---------- ---
743,589.00 8584 950 7634 0
CISCO SYS INC 17275R102 1,100,495.14 10273 X 10273 0 0
6,318,018.26 58978 X 0 58978 0
198,181.25 1850 X 1 0 1850 0
128,550.00 1200 X 2 0 1200 0
117,837.50 1100 X 3 0 1100 0
42,850.00 400 X 4 0 400 0
492,775.00 4600 X 5 0 4600 0
-------------- -------- --------- ---------- ---
8,398,707.15 78401 10273 68128 0
CITIGROUP INC 172967101 509,206.54 9144 X 9144 0 0
2,474,084.33 44428 X 0 44428 0
75,122.44 1349 X 1 0 1349 0
52,847.44 949 X 2 0 949 0
52,179.19 937 X 3 0 937 0
29,235.94 525 X 4 0 525 0
156,593.26 2812 X 5 0 2812 0
-------------- -------- --------- ---------- ---
3,349,269.14 60144 9144 51000 0
COCA COLA CO 191216100 391,440.00 6720 X 0 6720 0
17,475.00 300 X 1 0 300 0
-------------- -------- --------- ---------- ---
408,915.00 7020 0 7020 0
DISNEY WALT CO 254687106 357,493.50 12222 X 12222 0 0
1,971,976.50 67418 X 0 67418 0
46,800.00 1600 X 1 0 1600 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 16,172,981.54 298839 32589 266250 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 4
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
45,337.50 1550 X 2 0 1550 0
16,087.50 550 X 3 0 550 0
109,687.50 3750 X 5 0 3750 0
-------------- -------- --------- ---------- ---
2,547,382.50 87090 12222 74868 0
DU PONT E I DE NEMOURS 263534109 186,096.89 2825 X 2825 0 0
1,953,193.79 29650 X 0 29650 0
72,462.51 1100 X 1 0 1100 0
39,525.00 600 X 2 0 600 0
14,821.88 225 X 3 0 225 0
141,631.25 2150 X 5 0 2150 0
-------------- -------- --------- ---------- ---
2,407,731.32 36550 2825 33725 0
EXXON MOBIL CORPORATION 30231G102 745,928.20 9259 X 9259 0 0
5,416,297.51 67231 X 0 67231 0
191,013.69 2371 X 1 0 2371 0
206,240.00 2560 X 2 0 2560 0
77,662.25 964 X 3 0 964 0
106,987.00 1328 X 4 0 1328 0
314,193.75 3900 X 5 0 3900 0
-------------- -------- --------- ---------- ---
7,058,322.40 87613 9259 78354 0
FEDERAL NATL MTG ASSN 313586109 145,167.20 2325 X 2325 0 0
1,201,921.92 19250 X 0 19250 0
93,656.25 1500 X 1 0 1500 0
45,267.19 725 X 2 0 725 0
49,950.00 800 X 3 0 800 0
62,437.50 1000 X 5 0 1000 0
-------------- -------- --------- ---------- ---
1,598,400.06 25600 2325 23275 0
GENERAL ELEC CO 369604103 1,635,862.25 10571 X 10571 0 0
11,547,445.00 74620 X 0 74620 0
489,010.00 3160 X 1 0 3160 0
394,612.50 2550 X 2 0 2550 0
170,225.00 1100 X 3 0 1100 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 25,472,721.03 247614 24980 222634 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 5
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
108,325.00 700 X 4 0 700 0
464,250.00 3000 X 5 0 3000 0
-------------- -------- --------- ---------- ---
14,809,729.75 95701 10571 85130 0
GILLETTE CO 375766102 201,818.75 4900 X 0 4900 0
HEWLETT PACKARD CO 428236103 225,907.50 1986 X 1986 0 0
1,224,291.25 10763 X 0 10763 0
68,250.00 600 X 1 0 600 0
45,500.00 400 X 4 0 400 0
-------------- -------- --------- ---------- ---
1,563,948.75 13749 1986 11763 0
HOME DEPOT INC 437076102 1,085,184.38 15785 X 15785 0 0
3,349,843.76 48725 X 0 48725 0
59,296.88 863 X 2 0 863 0
262,968.75 3825 X 5 0 3825 0
-------------- -------- --------- ---------- ---
4,757,293.77 69197 15785 53413 0
IBM CORP 459200101 324,488.00 3008 X 0 3008 0
ILLINOIS TOOL WKS INC 452308109 168,906.25 2500 X 2500 0 0
395,240.63 5850 X 0 5850 0
-------------- -------- --------- ---------- ---
564,146.88 8350 2500 5850 0
INTEL CORP 458140100 382,750.80 4650 X 4650 0 0
3,070,649.16 37305 X 0 37305 0
76,138.60 925 X 1 0 925 0
69,965.20 850 X 2 0 850 0
16,462.40 200 X 3 0 200 0
253,109.40 3075 X 5 0 3075 0
-------------- -------- --------- ---------- ---
3,869,075.56 47005 4650 42355 0
JOHNSON & JOHNSON 478160104 447,600.00 4800 X 0 4800 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 12,300,946.71 154709 24921 129789 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 6
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
KIMBERLY CLARK CORP 494368103 477,693.78 7300 X 7300 0 0
1,898,538.26 29013 X 0 29013 0
76,889.06 1175 X 1 0 1175 0
39,262.50 600 X 3 0 600 0
32,718.75 500 X 4 0 500 0
65,437.50 1000 X 5 0 1000 0
-------------- -------- --------- ---------- ---
2,590,539.85 39588 7300 32288 0
LILLY ELI & CO 532457108 419,615.00 6310 X 0 6310 0
LUCENT TECHNOLOGIES INC 549463107 210,000.00 2800 X 2800 0 0
765,150.00 10202 X 0 10202 0
-------------- -------- --------- ---------- ---
975,150.00 13002 2800 10202 0
MAY DEPT STORES CO 577778103 29,025.00 900 X 900 0 0
174,956.25 5425 X 0 5425 0
38,700.00 1200 X 3 0 1200 0
-------------- -------- --------- ---------- ---
242,681.25 7525 900 6625 0
MCDONALDS CORP 580135101 294,281.25 7300 X 7300 0 0
1,753,553.45 43499 X 0 43499 0
-------------- -------- --------- ---------- ---
2,047,834.70 50799 7300 43499 0
MCI WORLDCOM INC 55268B106 302,294.24 5697 X 5697 0 0
1,868,445.78 35213 X 0 35213 0
23,877.90 450 X 1 0 450 0
43,776.15 825 X 2 0 825 0
35,816.85 675 X 5 0 675 0
-------------- -------- --------- ---------- ---
2,274,210.92 42860 5697 37163 0
MERCK & CO INC 589331107 315,781.25 4700 X 4700 0 0
1,908,125.00 28400 X 0 28400 0
83,984.38 1250 X 1 0 1250 0
201,562.50 3000 X 5 0 3000 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 11,059,484.85 197434 28697 168737 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 7
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- --------- ---------- ---
2,509,453.13 37350 4700 32650 0
MICROSOFT CORP 594918104 674,231.25 5775 X 5775 0 0
4,333,876.75 37121 X 0 37121 0
64,212.50 550 X 5 0 550 0
-------------- -------- --------- ---------- ---
5,072,320.50 43446 5775 37671 0
MINNESOTA MNG & MFG CO 604059105 133,110.00 1360 X 0 1360 0
39,150.00 400 X 1 0 400 0
50,895.00 520 X 3 0 520 0
-------------- -------- --------- ---------- ---
223,155.00 2280 0 2280 0
MORGAN J P & CO INC 616880100 385,319.88 3043 X 0 3043 0
37,987.50 300 X 1 0 300 0
-------------- -------- --------- ---------- ---
423,307.38 3343 0 3343 0
PFIZER INC 717081103 514,004.63 15846 X 15846 0 0
2,303,743.71 71021 X 0 71021 0
97,312.50 3000 X 1 0 3000 0
-------------- -------- --------- ---------- ---
2,915,060.84 89867 15846 74021 0
PROCTER & GAMBLE CO 742718109 73,297.32 669 X 669 0 0
1,263,036.50 11528 X 0 11528 0
54,781.25 500 X 5 0 500 0
-------------- -------- --------- ---------- ---
1,391,115.07 12697 669 12028 0
SARA LEE CORP 803111103 114,725.00 5200 X 5200 0 0
222,831.25 10100 X 0 10100 0
70,600.00 3200 X 2 0 3200 0
-------------- -------- --------- ---------- ---
408,156.25 18500 5200 13300 0
SBC COMMUNICATIONS INC 78387G103 414,277.50 8498 X 8498 0 0
-------------- -------- --------- ---------- ---
SUBTOTALS FOR THIS PAGE 10,847,392.54 178631 35988 142643 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 8
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,701,627.50 55418 X 0 55418 0
43,875.00 900 X 1 0 900 0
4,875.00 100 X 4 0 100 0
148,687.50 3050 X 5 0 3050 0
-------------- -------- --------- ---------- ---
3,313,342.50 67966 8498 59468 0
SIGHT RESOURCE CORP 82655N105 61,860.00 30000 X 0 30000 0
SYSCO CORP 871829107 292,762.50 7400 X 0 7400 0
WACHOVIA CORP NEW 929771103 63,648.00 936 X 936 0 0
526,320.00 7740 X 0 7740 0
-------------- -------- --------- ---------- ---
589,968.00 8676 936 7740 0
WAL MART STORES INC 931142103 36,290.63 525 X 525 0 0
1,254,618.75 18150 X 0 18150 0
62,212.50 900 X 4 0 900 0
-------------- -------- --------- ---------- ---
1,353,121.88 19575 525 19050 0
WARNER LAMBERT CO 934488107 245,812.50 3000 X 0 3000 0
============== ======== ========= ========== ===
TOTALS FOR COMMON 101,537,886.16 1597408 202485 1394923 0
============== ======== ========= ========== ===
GRAND TOTALS 101,537,886.16 1597408 202485 1394923 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 9
As of 12/31/1999
<S> <C>
MGR Client Name
------ ----------------------------------------
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
5 ROBERT SHAPIRO
</TABLE>
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