UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Management Filing this Report:
Name: Mainstream Investment Advisers, LLC
Address: 462 South Fourth Avenue
Suite 1750
Louisville, KY 40202
13F File Number: 28-6888
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Diane J. Hulls
Title: Director
Phone: 502-568-6619
Signature, Place, and Date of Signing:
Diane J. Hulls Louisville, Kentucky October 12, 1999
Report Type (Check only one.):
[x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 118
Form 13F Information Table Value Total: $82,129,504
<PAGE>
<TABLE>
<CAPTION> FAIR
TITLE MARKET SHARES OF
OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE
NAME OF ISSUER CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) MANAGERS (A) (B) (C)
- -------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALUMINUM CO OF AMERICA COMMON 013817101 1552 25000 N X 230 25000
ACME COMMUNICATIONS INC OTC IS 004631107 775 25000 N X 230 25000
ADTRAN INC OTC IS 00738A106 1111 29000 N X 230 29000
U S AGGREGATES INC COMMON 90334D109 488 35000 N X 230 35000
AK STEEL HOLDING CORP COMMON 001547108 730 40000 N X 230 40000
ALCAN ALUM LTD COMMON 013716105 1406 45000 N X 230 45000
ALASKA AIR GROUP INC COMMON 011659109 610 15000 N X 230 15000
ALLEGHENY TELEDYNE INC COMMON 017415100 253 15000 N X 230 15000
AMKOR TECHNOLOGY INC OTC IS 031652100 403 25000 N X 230 25000
AMERICA ONLINE INC COMMON 02364J104 624 6000 N X 230 6000
ADVANCED RADIO TELECOM OTC IS 00754U101 316 25000 N X 230 25000
ASPECT DEVELOPMENT INC OTC IS 045234101 253 10000 N X 230 10000
AUTHENTIC FITNESS CORP COMMON 052661105 527 30000 N X 230 30000
AT HOME CORP-SER A OTC IS 045919107 622 15000 N X 230 15000
ATMEL CORP OTC IS 049513104 1353 40000 N X 230 40000
BURR BROWN CORP OTC IS 122574106 1778 45000 N X 230 45000
BROADBASE SOFTWARE INC OTC IS 11130R100 159 10000 N X 230 10000
BEST SOFTWARE INC OTC IS 086579109 198 10000 N X 230 10000
***BROKEN HILL PROPRIETARYCOMMON 112169602 698 30000 N X 230 30000
BOWATER INC COMMON 102183100 1313 25000 N X 230 25000
BURLINGTON RESOURCES INC COMMON 122014103 1654 45000 N X 230 45000
BETHLEHEM STEEL CORP COMMON 087509105 738 100000 N X 230 100000
BINDVIEW DEV CORP OTC IS 090327107 3347 170000 N X 230 170000
COMPUTER ASSOCIATES INTL COMMON 204912109 611 10000 N X 230 10000
CARRIER ACCESS CORP OTC IS 144460102 523 12500 N X 230 12500
CBT GROUP PUB LTD PREFER 124853300 493 20000 N X 230 20000
CONSOLIDATED PAPERS INC COMMON 209759109 470 17500 N X 230 17500
CHAMPION INTL CORP COMMON 158525105 257 5000 N X 230 5000
COMINCO LTD COMMON 200435105 653 40000 N X 230 40000
COMCAST CORP-SPECIAL CL A OTC IS 200300200 399 10000 N X 230 10000
COMPUTER SCIENCES CORP COMMON 205363104 563 8000 N X 230 8000
CONVERGYS CORP COMMON 212485106 434 21900 N X 230 21900
***DE BEERS CONS MINES LTDPREFER 240253302 675 25000 N X 230 25000
DOCUMENTUM INC OTC IS 256159104 1622 75000 N X 230 75000
DII GROUP INC OTC IS 232949107 880 25000 N X 230 25000
DITECH CORP OTC IS 25500M103 263 5000 N X 230 5000
DIGITAL MICROWAVE CORP W/ROTC IS 253859102 471 30000 N X 230 30000
DOVER CORP COMMON 260003108 613 15000 N X 230 15000
DEVON ENERGY CORP COMMON 25179M103 207 5000 N X 230 5000
EBAY INC OTC IS 278642103 705 5000 N X 230 5000
ELECTRONICS FOR IMAGING I OTC IS 286082102 257 5000 N X 230 5000
EASTMAN KODAK CO COMMON 277461109 756 10000 N X 230 10000
EQUITABLE RES INC COMMON 294549100 1323 35000 N X 230 35000
***L M ERICSSON TELEPHONE PREFER 294821400 313 10000 N X 230 10000
EVERGREEN RES INC OTC IS 299900308 1083 45000 N X 230 45000
EXCHANGE APPLICATIONS INC OTC IS 300867108 494 17000 N X 230 17000
EXODUS COMMUNICATIONS INC OTC IS 302088109 1081 15000 N X 230 15000
FAIRCHILD SEMICONDUCTOR COMMON 303726103 594 25000 N X 230 25000
FREEPORT MCMORAN COPPER & COMMON 35671D857 389 25000 N X 230 25000
GAYLORD CONTAINER CORP COMMON 368145108 713 100000 N X 230 100000
GLOBAL MARINE INC NEW COMMON 379352404 411 25000 N X 230 25000
HADCO CORP OTC IS 404681108 1081 25000 N X 230 25000
HOTJOBS COM INC OTC IS 441474103 634 25000 N X 230 25000
HUMANA INC COMMON 444859102 206 30000 N X 230 30000
INFINITY BROADCASTING COR COMMON 45662S102 293 10000 N X 230 10000
ION NETWORKS INC OTC IS 46205P100 97 15000 N X 230 15000
DIGITAL IS INC DEL OTC IS 25385N101 260 10000 N X 230 10000
INTEGRATED SILICON SOLUT OTC IS 45812P107 491 50000 N X 230 50000
***ISPAT INTERNATIONAL NV COMMON 464899103 1044 100000 N X 230 100000
JUNIPER NETWORKS OTC IS 48203R104 910 5000 N X 230 5000
KAISER ALUMINUM CORP COMMON 483007100 416 50000 N X 230 50000
LYCOS INC OTC IS 550818108 251 5000 N X 230 5000
LONGVIEW FIBRE CO COMMON 543213102 560 45000 N X 230 45000
LG&E ENERGY CORP COMMON 501917108 319 15000 N X 230 15000
LINEAR TECHNOLOGY CORP OTC IS 535678106 588 10000 N X 230 10000
LSI LOGIC CORP COMMON 502161102 260 5000 N X 230 5000
LYONDELL PETROCHEMICAL CO COMMON 552078107 401 30000 N X 230 30000
MARIMBA INC OTC IS 56781Q109 299 10000 N X 230 10000
USX-MARATHON GROUP COMMON 902905827 878 30000 N X 230 30000
MICRON TECHNOLOGY INC COMMON 595112103 665 10000 N X 230 10000
NAVIGANT CONSULTING INC COMMON 63935N107 696 15000 N X 230 15000
***NOVA CORPORATION COMMON 66978F105 1286 60000 N X 230 60000
NETEGRITY INC OTC IS 64110P107 609 25000 N X 230 25000
NETWORK EVENT THEATER INC OTC IS 640924106 448 20000 N X 230 20000
***NORSK HYDRO A/S COMMON 656531605 1075 25000 N X 230 25000
NATIONAL STEEL CORP-CL B COMMON 637844309 1041 150000 N X 230 150000
NETSCOUT SYS INC OTC IS 64115T104 536 25000 N X 230 25000
NETIQ CORP OTC IS 64115P102 296 10000 N X 230 10000
NETRO CORP OTC IS 64114R109 274 10000 N X 230 10000
NOVELLUS SYSTEMS INC OTC IS 670008101 337 5000 N X 230 5000
NORTHWEST AIRLINES CORP OTC IS 667280101 765 30000 N X 230 30000
OCEAN ENERGY INC TEX COMMON 67481E106 1528 150000 N X 230 150000
OPEN MARKET INC OTC IS 68370M100 591 45000 N X 230 45000
ORTEL CORP OTC IS 68749W102 155 10000 N X 230 10000
OUTDOOR SYSTEMS INC COMMON 690057104 358 10000 N X 230 10000
OXFORD HEALTH PLANS INC OTC IS 691471106 250 20000 N X 230 20000
PHILLIPS PETROLEUM CO COMMON 718507106 1219 25000 N X 230 25000
PRECISION CASTPARTS CORP COMMON 740189105 610 20000 N X 230 20000
PIONEER STANDARD ELECTRON OTC IS 723877106 433 30000 N X 230 30000
PARAMETRIC TECHNOLOGY COR OTC IS 699173100 338 25000 N X 230 25000
P V T L OTC IS 72581R106 337 18800 N X 230 18800
PIONEER NATURAL RESOURCES COMMON 723787107 531 50000 N X 230 50000
RCN CORP OTC IS 749361101 615 15000 N X 230 15000
***RIO TINTO PLC COMMON 767204100 710 10000 N X 230 10000
SANMINA CORP OTC IS 800907107 774 10000 N X 230 10000
SCIENTIFIC ATLANTA INC COMMON 808655104 991 20000 N X 230 20000
STEVEN MADDEN LTD OTC IS 556269108 278 21500 N X 230 21500
SECURITY FIRST TECHNOLOG OTC IS 814279105 1166 30000 N X 230 30000
SMURFIT-STONE CONTAINER OTC IS 832727101 1730 80000 N X 230 80000
QUESTAR CORP COMMON 748356102 906 50000 N X 230 50000
AT&T CORP COMMON 001957109 435 10000 N X 230 10000
TERADYNE INC COMMON 880770102 529 15000 N X 230 15000
TRIGON HEALTHCARE INC COMMON 89618L100 439 15000 N X 230 15000
TELIGENT INC OTC IS 87959Y103 497 10000 N X 230 10000
TIBCO SOFTWARE INC OTC IS 88632Q103 602 20000 N X 230 20000
TELCOM SEMICONDUCTOR INC OTC IS 87921P107 128 10000 N X 230 10000
TMP WOLRDWIDE INC OTC IS 872941109 913 15000 N X 230 15000
TOTAL RENAL CARE HOLDINGS COMMON 89151A107 298 40000 N X 230 40000
***TAIWAN SEMICONDUCTOR COMMON 874039100 885 30000 N X 230 30000
TYSON FOODS INC CL A COMMON 902494103 2630 160000 N X 230 160000
TEXACO INC COMMON 881694103 316 5000 N X 230 5000
TYCO INTERNATIONAL LTD COMMON 902124106 207 2000 N X 230 2000
UAL CORP NEW COMMON 902549500 1306 20000 N X 230 20000
VALERO ENERGY CORP W/RTS COMMON 91913Y100 289 15000 N X 230 15000
VARIAN SEMICONDUCTOR EQU OTC IS 922207105 2633 125000 N X 230 125000
WINSTAR COMMUNICATIONS OTC IS 975515107 391 10000 N X 230 10000
MCI WORLDCOM INC OTC IS 55268B106 863 12000 N X 230 12000
XICOR INC OTC IS 984903104 84 15000 N X 230 15000
</TABLE>
