UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ]
Institutional Investment Manager Filing this Report:
Name: Ken Roberts Investment Management Inc.
Address: 601 W. Riverside Avenue, Suite 1670
Spokane, WA 99201
13F File Number: 28-6910
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, and all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth M. Roberts
Title: President, Chief Investment Officer
Phone: 509-624-5591
Signature, Place, and Date of Signing:
Kenneth Melvin Roberts Spokane, Washington November 3, 1999
Report Type (Check only one.):
[X] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F INFORMATION TABLE
Titl Value InvstVoting Authority
Name of Issuer Clas CUSIP (x$1000) Shares Dscre(c) None
3 Com Corp Com 885535104 3437119550 Sh Sole 119550
Actel CorporatiCom 004934105 6469340450 Sh Sole 340450
Advanced Polyme
Systems Inc. Com 00754G102 186 45100 Sh Sole 45100
American ExpresCom 025816109 317 2351 Sh Sole 2351
Anadarko PetrolCom 032511107 3036 99350 Sh Sole 99350
Autozone Inc. Com 053332102 4253151545 Sh Sole 151545
Bank of AmericaCom 060505104 3121 56038 Sh Sole 56038
Building Materi
Holding Corp. Com 120113105 657 65700 Sh Sole 65700
Cabletron SysteCom 126920107 2190139600 Sh Sole 139600
Cascade NaturalCom 147339105 540 30200 Sh Sole 30200
Chevron Corp Com 166751107 389 4388 Sh Sole 4388
Citigroup Com 172967101 5429123383 Sh Sole 123383
Clorox CompanieCom 189054109 230 6000 Sh Sole 6000
Data I/O Com 237690102 25 15450 Sh Sole 15450
EEX CorporationCom 26842V108 401136632 Sh Sole 136632
Emerson ElectriCom 291011104 1092 17287 Sh Sole 17287
Equity Oil CorpCom 294749106 104 69100 Sh Sole 69100
Exxon Com 302290101 365 4800 Sh Sole 4800
FLIR Systems InCom 302445101 823 63600 Sh Sole 63600
First Industria
Trust Inc. Com 32054K103 918 37100 Sh Sole 37100
General ElectriCom 369604103 793 6691 Sh Sole 6691
Halliburton Co.Com 406216101 3047 74310 Sh Sole 74310
Hartford Steam Boiler
Insp. & Ins. CoCom 40428N109 477 13550 Sh Sole 13550
HealthSouth CorCom 421924101 2675436700 Sh Sole 436700
Hewlett PackardCom 428236103 6564 72330 Sh Sole 72330
Home Properties
New York Com 437306103 1230 46100 Sh Sole 46100
ICOS Corp. Com 449295104 1202 40736 Sh Sole 40736
Ikon Office SolCom 451713101 192 18000 Sh Sole 18000
Intel CorporatiCom 458140100 5635 75830 Sh Sole 75830
International B
Machines Com 459200101 611 5046 Sh Sole 5046
International RCom 460254105 1457 95550 Sh Sole 95550
JP Realty Com 46624A106 947 55300 Sh Sole 55300
Kaneb Services Com 484170105 488101300 Sh Sole 101300
Kemper Intermed
Gov't Trust Com 488413105 527 83400 Sh Sole 83400
Keytronic Corp.Com 493144109 448105500 Sh Sole 105500
LTV CorporationCom 501921100 3426630100 Sh Sole 630100
Managed MunicipCom 561662107 317 32771 Sh Sole 32771
Mentor GraphicsCom 587200106 2069241600 Sh Sole 241600
Merck & CompanyCom 589331107 299 4613 Sh Sole 4613
Microsoft CorpoCom 594918104 17765196160 Sh Sole 196160
NCH CorporationCom 628850109 357 7900 Sh Sole 7900
Newmont Mining Com 651639106 290 11200 Sh Sole 11200
Nordstroms Com 655664100 2756102075 Sh Sole 102075
Office Depot InCom 676220106 2965282350 Sh Sole 282350
Officemax Inc. Com 67622M108 2094360175 Sh Sole 360175
Oracle Corp Com 68389X105 4161 91450 Sh Sole 91450
Pfizer Inc. Com 717081103 220 6135 Sh Sole 6135
Plum Creek TimbCom 729251108 606 19300 Sh Sole 19300
Qualcomm Inc. Com 747525103 3926 20750 Sh Sole 20750
Ragen MacKenzieCom 750642100 2620149200 Sh Sole 149200
Rouse Co. Com 779273101 1418 61650 Sh Sole 61650
Safeco Com 786429100 4683167250 Sh Sole 167250
Schlumberger LtCom 806857108 4082 65500 Sh Sole 65500
Semitool Com 816909105 478 54200 Sh Sole 54200
Shurgard Storag
Inc. Cl A Com 82567D104 2563103559 Sh Sole 103559
Smith Barney In
Mun. Fund Inc. Com 831802103 288 30972 Sh Sole 30972
Starbucks Corp.Com 855244109 5407218200 Sh Sole 218200
Tenet Healthcare
Corporation Com 88033G100 4292244350 Sh Sole 244350
Trinet Corporate
Realty Trust Com 896287109 1533 64390 Sh Sole 64390
Umpqua HoldingsCom 904214103 488 47000 Sh Sole 47000
Union Pacific CCom 907818108 1783 37100 Sh Sole 37100
Wal-Mart StoresCom 931142103 8333175198 Sh Sole 175198
Washington Federal
Savings & Loan Com 938824109 1399 60330 Sh Sole 60330
Washington Mutual
Savings Bank Com 939322103 3610123425 Sh Sole 123425
Western Properties
Trust Com 959261108 1113102360 Sh Sole 102360
Wolverine WorldCom 978097103 2972261300 Sh Sole 261300
Avista Corp PfdConv.
Conv $1.24 Pref05379B503 196 11200 Sh Sole 11200
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 67
Form 13F Information Table Va $ 148,784
