UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: OZ Management L.L.C.
Address: 153 East 53rd Street
44th Floor
New York, New York 10022
13F File Number: 28-6912
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel S. Och
Title: Managing Member
Phone: 212-292-5900
/s/ Daniel S. Och New York, New York Dated: November __, 1999
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 115
Form 13F Information Table Value Total: $1,428,511
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
NONE
<PAGE>
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FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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ABERCROMBIE & FITCH CO CL A 002896207 18,225 535,042 SH SOLE 535,042
ADVANCED RADIO TELECOM CORP COM 00754U101 5,037 399,000 SH SOLE 399,000
ADVANTA CORP CL B 007942204 1,284 109,300 SH SOLE 109,300
AES CORP WT EXP 073100 00130H113 1,323 14,900 SH SOLE 14,900
AFC CABLE SYS INC COM 000950105 4,271 100,500 SH SOLE 100,500
ALCOA INC COM 013817101 3,854 62,100 SH SOLE 62,100
ALLTEL CORP COM 020039103 3,987 56,647 SH SOLE 56,647
ALZA CORP DEL COM 022615108 51,508 1,203,100 SH SOLE 1,203,100
AMFM INC COM 001693100 3,099 50,909 SH SOLE 50,909
ASSOCIATED GROUP INC CL A 045651106 42,308 699,300 SH SOLE 699,300
ASSOCIATED GROUP INC CL B 045651205 5,323 87,900 SH SOLE 87,900
AT & T CORP COM 001957109 19,021 437,274 SH SOLE 437,274
AT HOME CORP COM SER A 045919107 6,174 149,002 SH SOLE 149,002
AT&T CDA INC DEPS RCPT CL B 00207Q202 12,563 200,000 SH SOLE 200,000
AT&T CORP COM LIB GRP A 001957208 13,745 370,232 SH SOLE 370,232
AXOGEN LTD COM G0690R108 2,448 76,200 SH SOLE 76,200
AZTEC TECHN PRTNERS INC COM 05480L101 193 112,550 SH SOLE 112,550
BANK ONE CORP COM 06423A103 449 12,886 SH SOLE 12,886
BAY VIEW CAP CORP. DEL COM 07262L101 3,799 286,754 SH SOLE 286,754
BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,420 44 SH SOLE 44
BIG FLOWER HLDG INC COM 089159107 14,366 507,400 SH SOLE 507,400
BOLLE INC COM 097937106 1,373 488,055 SH SOLE 488,055
BP AMOCO PLC SPONSORED ADR 055622104 56,599 510,760 SH SOLE 510,760
CABLE & WIRE COMMCATN SPONSORED ADR 12682P104 9,539 187,100 SH SOLE 187,100
CAL FED BK FSB LOS ANGL CONT LITIG REC 130209604 53 21,252 SH SOLE 21,252
CARDINAL HEALTH INC COM 14149Y108 11,133 204,268 SH SOLE 204,268
CENDANT CORP COM 151313103 3,759 211,800 SH SOLE 211,800
CHAMPS ENTMT INC DEL COM 158787101 1,065 387,200 SH SOLE 387,200
CHEMFIRST INC COM 16361A106 5,449 199,500 SH SOLE 199,500
COAST FEDERAL LITIGATION TR RT 19034Q110 297 288,420 SH SOLE 288,420
COMSAT CORP COM SER 1 20564D107 8,100 275,730 SH SOLE 275,730
CONEXANT SYSTEMS INC SB NT CV 144A 06 207142AA8 19,469 11,350,000 PRN SOLE 11,350,000
CONEXANT SYSTEMS INC SB NT CV 4.25%06 207142AB6 4,288 2,500,000 PRN SOLE 2,500,000
CONOCO INC CL B 208251405 48,655 1,777,351 SH SOLE 1,777,351
CREATIVE COMPUTERS INC COM 22527E107 4,016 629,993 SH SOLE 629,993
CYPRUS AMAX MINERALS CO COM 232809103 4,639 236,400 SH SOLE 236,400
DATA GEN CORP COM 237688106 3,159 150,000 SH SOLE 150,000
EASTERN ENTERPRISES COM 27637F100 1,538 33,116 SH SOLE 33,116
ELAN PLC WT EXP 011403 284131802 2,033 100,000 SH SOLE 100,000
FIRST COMWLTH FINL CORP PA COM 319829107 3,505 134,800 SH SOLE 134,800
FRANCE TELECOM SPONSORED ADR 35177Q105 1,306 15,000 SH SOLE 15,000
GARTNER GROUP INC NEW COM 366651107 390 24,500 SH SOLE 24,500
GENERAL DYNAMICS CORP COM 369550108 11,588 185,594 SH SOLE 185,594
GENERAL GROWTH PPTYS INC COM 370021107 284 9,000 SH SOLE 9,000
GENERAL INSTR CORP DEL COM 370120107 31,743 659,600 SH SOLE 659,600
GENZYME CORP SUB NT CV 144A 05 372917AE4 2,151 1,620,000 PRN SOLE 1,620,000
GENZYME CORP SUB NT CV 5.25%05 372917AF1 24,755 18,644,000 PRN SOLE 18,644,000
GLOBAL CROSSING LTD COM G3921A100 3,511 132,498 SH SOLE 132,498
GLOBAL LT TELECOMM COM 37934X100 2,810 275,800 SH SOLE 275,800
GLOBAL TECHNOLOGIES INC COM 379335102 4,788 392,900 SH SOLE 392,900
GOODRICH B F CO COM 382388106 862 29,713 SH SOLE 29,713
GRIFFIN LD & NUSERIES INC CL A 398231100 397 36,900 SH SOLE 36,900
GTE CORP COM 362320103 25,177 327,500 SH SOLE 327,500
HANNAFORD BROS CO COM 410550107 21,786 309,300 SH SOLE 309,300
HUMAN GENOME SC. INC SUB NT CV 144A 06 444903AA6 17,267 11,030,000 PRN SOLE 11,030,000
INSIGNIA FINL GROUP INC NEW COM 45767A105 12,127 1,385,933 SH SOLE 1,385,933
JEFFERIES GROUP INC NEW COM 472319102 9,765 467,800 SH SOLE 467,800
JONES INTERCABLE INC CL A 480206200 6,536 120,900 SH SOLE 120,900
LASER MTG MGMT INC COM 51806D100 6,077 1,593,900 SH SOLE 1,593,900
LIBERTE INVS INC DEL COM 530154103 770 224,000 SH SOLE 224,000
LOCAL FINL CORP COM 539553107 2,330 251,900 SH SOLE 251,900
LOWES COS INC COM 548661107 4,867 99,841 SH SOLE 99,841
LUCENT TECHNOLIGIES INC COM 549463107 42,440 654,183 SH SOLE 654,183
MARSHALL INDS COM 572393106 14,272 391,000 SH SOLE 391,000
MCI WORLDCOM INC COM 55268B106 4,189 58,287 SH SOLE 58,287
MEDIA GEN INC CL A 584404107 3,239 63,200 SH SOLE 63,200
MEDIAONE GROUP INC COM 58440J104 48,502 710,000 SH SOLE 710,000
MEDTRONIC INC COM 585055106 30,085 845,968 SH SOLE 845,968
MERISTAR HTLS & RESORTS INC COM 589988104 4,049 1,378,500 SH SOLE 1,378,500
MESA AIR GROUP INC COM 590479101 4,288 700,000 SH SOLE 700,000
METAMOR WORLDWIDE INC COM 59133P100 1,775 100,000 SH SOLE 100,000
METRICOM INC SUB NT CONV 8%03 591596AC5 1,720 1,100,000 PRN SOLE 1,100,000
MICHAEL FOODS INC NEW COM 594079105 6,308 240,000 SH SOLE 240,000
MICROSOFT CORP PFD A CV EXCH 594918203 9,817 97,500 SH SOLE 97,500
MBL INTL FIN BERMDA TR GTD NT EXCH 3%02 55262XAA2 24,597 20,670,000 PRN SOLE 20,670,000
NATL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 24,996 913,100 SH SOLE 913,100
NAVIGANT CONSULTING INC COM 63935R108 4,948 682,524 SH SOLE 682,524
NEW ENGLAND SYS COM 644001109 1,333 25,700 SH SOLE 25,700
NSTAR COM 67019E107 35,631 919,512 SH SOLE 919,512
NTL INC COM 629407107 9,943 103,471 SH SOLE 103,471
OUTDOOR SYS INC COM 690057104 47,916 1,340,300 SH SOLE 1,340,300
PACIFICORP COM 695114108 2,918 145,000 SH SOLE 145,000
PARK PL ENTMT CORP COM 700690100 4,063 325,000 SH SOLE 325,000
PECHINEY SPONSORED ADR 705151207 4,217 153,700 SH SOLE 153,700
PEOPLES HERITAGE FINL GRP COM 711147108 543 32,686 SH SOLE 32,686
PERIPHONICS CORP COM 714005105 15,426 491,652 SH SOLE 491,652
PIONEER HI-BRED INTL INC COM 723686101 15,925 400,000 SH SOLE 400,000
PREMARK INTL INC COM 740459102 38,521 762,800 SH SOLE 762,800
PRIDE INTL SB DB CV ZRO 18 741932AB3 3,639 10,625,000 PRN SOLE 10,625,000
PROMUS HOTEL CORP NEW COM 74342P106 42,403 1,302,200 SH SOLE 1,302,200
QUANTUM CORP COM DSSG 747906204 9,267 658,990 SH SOLE 658,990
READERS DIGEST ASSN INC CL B 755267200 791 30,000 SH SOLE 30,000
RECKSON ASSOCS RLTY CORP CLB 75621K304 6,383 291,776 SH SOLE 291,776
REYNOLDS METALS CO COM 761763101 1,993 33,010 SH SOLE 33,010
SAGA SYS INC COM 786610105 15,881 1,100,000 SH SOLE 1,100,000
SAVILLE SYS PLC SPONSORED ADR 805174109 19,044 1,296,600 SH SOLE 1,296,600
SBC COMMUNICATIONS INC COM 78387G103 2,530 49,539 SH SOLE 49,539
SNYDER COMMUNICATIONS INC COM 832914105 10,302 678,300 SH SOLE 678,300
SOMNUS MED TECHNOLOGIES INC COM 835397100 362 141,167 SH SOLE 141,167
STARWOOD FINL TR MD CL A SH BEN IN 85568W104 698 25,000 SH SOLE 25,000
STMICROELECTRONICS NV SUB LYON ZERO 08 861012AA0 2,732 2,000,000 PRN SOLE 2,000,000
SUMMIT TECHNOLOGY INC COM 86627E101 2,952 161,196 SH SOLE 161,196
SUNSTONE HOTEL INVS INC COM 867933103 1,269 145,000 SH SOLE 145,000
TELEF DE MEXICO SA SR DB CV 4.25% 04 879403AD5 14,628 15,500,000 PRN SOLE 15,500,000
TOTAL FINA SA WT EXP 080503 F9212D142 15,856 712,639 SH SOLE 712,639
TRANSACTION NTWORK SVCS INC COM 893414102 17,490 445,600 SH SOLE 445,600
TYCO INTL LTD NEW COM 902124106 80,603 780,656 SH SOLE 780,656
U.S. INDS INC NEW COM 912080108 1,411 89,600 SH SOLE 89,600
UNION CARBIDE CORP COM 905581104 29,713 523,000 SH SOLE 523,000
US OFFICE PRODS CO COM NEW 912325305 1,543 440,843 SH SOLE 440,843
USWEB CORP COM 917327108 5,243 152,810 SH SOLE 152,810
US WEST INC NEW COM 91273H101 38,733 678,784 SH SOLE 678,784
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 90,077 378,873 SH SOLE 378,873
WASHINGTON MUT INC COM 939322103 9,170 313,499 SH SOLE 313,499
XOMED SURGICAL PRODS INC COM 98412V107 6,783 119,000 SH SOLE 119,000
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