UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: OZ Management L.L.C.
Address: 153 East 53rd Street
44th Floor
New York, New York 10022
13F File Number: 28-6912
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel S. Och
Title: Managing Member
Phone: 212-292-5900
/s/ Daniel S. Och New York, New York Dated: February 14, 2000
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 96
Form 13F Information Table Value Total: $1,224,311
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
NONE
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FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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ADC TELECOMMUNICATIONS COM 000886101 5,662 78,026 SH SOLE 78,026
AMFM INC COM 001693100 38,421 491,009 SH SOLE 491,009
AT & T CORP. COM 001957109 7,242 142,693 SH SOLE 142,693
AT&T CL A COM LIB GRP A 001957208 15,802 278,442 SH SOLE 278,442
AT&T CDA INC DEPS RCPT CL B 00207Q202 12,075 300,000 SH SOLE 300,000
ADVANCED RADIO TELECOM CORP COM 00754U101 8,796 366,500 SH SOLE 366,500
ADVANTA CORP CL B 007942204 1,537 109,300 SH SOLE 109,300
AGILENT TECHNOLOGIES INC COM 00846U101 33,416 425,000 SH SOLE 425,000
AIRNET COMMUNICATIONS CORP COM 00941P106 1,346 37,000 SH SOLE 37,000
ALASKA COMMNICATNS SYS GRP COM 01167P101 314 24,250 SH SOLE 24,250
ARCH COMMNICATNS GRP INC WT EXP 090101 039381140 319 600,000 SH SOLE 600,000
ARDENT SOFTWARE INC COM 039794102 3,838 98,400 SH SOLE 98,400
ASSOCIATED GROUP INC CL A 045651106 76,196 835,025 SH SOLE 835,025
ASSOCIATED GROUP INC CL B 045651205 16,431 178,600 SH SOLE 178,600
AT HOME CORP COM SER A 045919107 6,388 149,002 SH SOLE 149,002
ATLANTIC RICHFIELD CO COM 048825103 11,245 130,000 SH SOLE 130,000
BP AMOCO PLC SPONSORED ADR 055622104 21,831 368,060 SH SOLE 368,060
BAY VIEW CAP CORP DEL COM 07262L101 4,068 286,754 SH SOLE 286,754
BOLLE INC COM 097937106 2,471 488,055 SH SOLE 488,055
C-CUBE MICROSYSTEMS INC COM 125015107 20,045 322,000 SH SOLE 322,000
CABLE&WIRELESS COMMNCATN SPONSORED ADR 12682P104 22,269 310,800 SH SOLE 310,800
CALIF FED BK FSB LA CONT LITIG REC 130209604 29 21,252 PRN SOLE 21,252
CARDINAL HEALTH INC COM 14149Y108 5,911 123,468 SH SOLE 123,468
CEMEX S A WT EXP 121302 151290871 257 62,192 SH SOLE 62,192
CENDANT CORP COM 151313103 3,921 147,600 SH SOLE 147,600
CHAMPS ENTMT INC DEL COM 158787101 619 176,800 SH SOLE 176,800
CHECKFREE HLDGS CORP SUB NT CV 144A06 162816AA0 3,938 2,500,000 PRN SOLE 2,500,000
CHEMFIRST INC COM 16361A106 2,188 100,000 SH SOLE 100,000
CLARIFY INC COM 180492100 16,078 127,600 SH SOLE 127,600
COAST FEDERAL LITIGATION TR RT 19034Q110 433 288,420 PRN SOLE 288,420
COLUMBIA ENERGY GROUP COM 197648108 6,325 100,000 SH SOLE 100,000
COMSAT CORP COM SER 1 20564D107 1,296 65,200 SH SOLE 65,200
CONSOLIDATED NAT GAS CO COM 209615103 11,364 175,000 SH SOLE 175,000
CREATIVE COMPUTERS INC COM 22527E107 5,130 701,593 SH SOLE 701,593
DAISYTEK INTL CORP COM 234053106 5,047 216,500 SH SOLE 216,500
DOMINION RES INC VA COM 257470104 39,250 1,000,000 SH SOLE 1,000,000
ELAN PLC WT EXP 011403 284131802 1,888 100,000 SH SOLE 100,000
FRANCE TELECOM SPONSORED ADR 35177Q105 2,003 15,000 SH SOLE 15,000
GTE CORP COM 362320103 12,348 175,000 SH SOLE 175,000
GENERAL DYNAMICS CORP COM 369550108 7,981 151,294 SH SOLE 151,294
GENERAL INSTR CORP DEL COM 370120107 58,398 689,800 SH SOLE 689,800
GLOBAL CROSSING LTD COM G3921A100 1,415 28,297 SH SOLE 28,297
GLOBAL LT TELECOMMUNICATIONS COM 37934X100 3,413 275,800 SH SOLE 275,800
HNC SOFTWARE INC COM 40425P107 10,205 96,500 SH SOLE 96,500
HANNAFORD BROS CO COM 410550107 47,937 691,600 SH SOLE 691,600
HANSON PLC SPON ADR 411352404 784 19,400 SH SOLE 19,400
ILLINOIS TOOL WKS INC COM 452308109 9,648 149,000 SH SOLE 149,000
INFINITY BROADCSING CP NEW CL A 45662S102 5,359 139,425 SH SOLE 139,425
INSIGNIA FINL GROUP INC NEW COM 45767A105 8,429 970,218 SH SOLE 970,218
INTERPUBLIC GROUP COS INC COM 460690100 3,073 53,274 SH SOLE 53,274
JAZZTEL PLC ADR 47214R152 573 8,800 SH SOLE 8,800
JEFFERIES GROUP INC NEW COM 472319102 10,292 467,800 SH SOLE 467,800
JONES INTERNATIONAL INC COM 480206101 834 12,000 SH SOLE 12,000
JONES INTERCABLE INC CL A 480206200 65,265 941,600 SH SOLE 941,600
LASER MTG MGMT INC COM 51806D100 1,655 407,500 SH SOLE 407,500
LOWES COS INC COM 548661107 5,965 99,841 SH SOLE 99,841
LUCENT TECHNOLIGIES INC COM 549463107 48,941 654,183 SH SOLE 654,183
MBL INTL FIN BERMDA TR GTD NT EXCH3%02 55262XAA2 23,446 21,170,000 PRN SOLE 21,170,000
MEDIA GEN INC CL A 584404107 5,200 100,000 SH SOLE 100,000
MEDIAONE GROUP INC COM 58440J104 84,256 1,096,900 SH SOLE 1,096,900
MEDTRONIC INC COM 585055106 27,235 747,456 SH SOLE 747,456
MERISTAR HTELS&RESORTS INC COM 589988104 4,349 1,220,800 SH SOLE 1,220,800
MESA AIR GROUP INC COM 590479101 3,325 700,000 SH SOLE 700,000
METASOLV SOFTWARE INC COM 591393103 484 8,800 SH SOLE 8,800
MOTOROLA INC COM 620076109 839 5,700 SH SOLE 5,700
NTL INC COM 629407107 3,227 25,867 SH SOLE 25,867
NATNL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 25,224 913,100 SH SOLE 913,100
NAVIGANT INTL INC COM 63935R108 5,994 512,824 SH SOLE 512,824
NIPPON TELEG&TEL CORP SPONSORED ADR 654624105 5,741 69,800 SH SOLE 69,800
OPTICAL COATING LAB INC COM 683829105 25,872 87,405 SH SOLE 87,405
PECHINEY SPONSORED ADR 705151207 6,994 192,600 SH SOLE 192,600
PFSWEB INC COM 717098107 675 18,000 SH SOLE 18,000
PRIDE INTL INC SB DB CV ZRO 18 741932AB3 3,878 11,315,000 PRN SOLE 11,315,000
PSINET INC COM 74437C101 7,482 121,167 SH SOLE 121,167
QUANTUM CORP COM HDDG 747906303 6,938 1,000,000 SH SOLE 1,000,000
QUEST COMMNCATONS INTL INC COM 749121109 202 4,703 SH SOLE 4,703
READERS DIGEST ASSN INC CL B 755267200 795 30,000 SH SOLE 30,000
RECKSON ASSOCS RLTY CORP CL B 75621K304 1,310 57,600 SH SOLE 57,600
RETEK INC COM 76128Q109 1,465 19,475 SH SOLE 19,475
SAGA SYS INC COM 786610105 17,944 900,000 SH SOLE 900,000
SCOTTISH PWR PLC SPON ADR FINAL 81013T705 6,158 203,000 SH SOLE 203,000
SOVEREIGN BANCORP INC COM 845905108 214 28,700 SH SOLE 28,700
STARWOOD FINL INC COM COM 85569R104 843 49,795 SH SOLE 49,795
STMICROELECTRNCS NV SUB LYON ZERO 08 861012AA0 2,440 900,000 PRN SOLE 900,000
SUMMIT TECHNOLOGY INC COM 86627E101 1,884 161,196 SH SOLE 161,196
SUPERIOR FINANCIAL CORP DEL COM 868161100 7,214 595,000 SH SOLE 595,000
TELEFNS DE MEXICO SA SR DB CV 4.25%04 879403AD5 26,080 20,000,000 PRN SOLE 20,000,000
US RESTAURANT PPTYS PFD CV SER A 902971209 1,547 111,500 SH SOLE 111,500
UNION CARBIDE CORP COM 905581104 31,953 478,700 SH SOLE 478,700
US OFFICE PRODS CO COM NEW 912325305 1,378 440,843 SH SOLE 440,843
US WEST INC NEW COM 91273H101 53,732 746,284 SH SOLE 746,284
USWEB CORP COM 917327108 5,680 127,810 SH SOLE 127,810
VENTIVE HEALTH INC COM 922793104 2,259 245,832 SH SOLE 245,832
VIACOM INC CL A 925524100 423 7,000 SH SOLE 7,000
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 93,579 1,894,365 SH SOLE 1,894,365
WASHINGTON MUT INC COM 939322103 8,151 313,499 SH SOLE 313,499
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