UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: OZ Management L.L.C.
Address: 9 West 57th Street
39th Floor
New York, New York 10019
13F File Number: 28-6912
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel S. Och
Title: Managing Member
Phone: 212-790-0000
/s/ Daniel S. Och New York, New York Dated: November 15, 2000
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 107
Form 13F Information Table Value Total: $1,629,648
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
NONE
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
<C>
AT & T CORP COM 001957109 76,292 2,597,173 SH SOLE 2,597,173
AT&T CORP COM LIB GRP A 001957208 26,616 1,478,652 SH SOLE 1,478,652
AT&T CDA INC DEPS RCPT CL B 00207Q202 32,781 1,074,800 SH SOLE 1,074,800
AXA FINL INC COM 002451102 61,166 1,200,800 SH SOLE 1,200,800
ABITIBI-CONSOLIDATED INC COM 003924107 2,607 279,042 SH SOLE 279,042
ADVANTA CORP CL B 007942204 890 109,300 SH SOLE 109,300
AMER ONLINE INC DEL SUB NT CV ZRO 19 02364JAC8 40,239 79,020,000 PRN SOLE 79,020,000
ANADARKO PETE CORP COM 032511107 14,039 211,233 SH SOLE 211,233
AT HOME CORP COM SER A 045919107 2,105 149,002 SH SOLE 149,002
ASSOCIATES FIRST CAP CORP CL A 046008108 7,737 203,600 SH SOLE 203,600
AVIS GROUP HLDGS INC CL A 053790101 4,710 159,000 SH SOLE 159,000
AXA SPONSORED ADR 054536107 2,545 39,350 SH SOLE 39,350
BNK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379109 568 48,600 SH SOLE 48,600
BAY VIEW CAP CORP DEL COM 07262L101 3,083 286,754 SH SOLE 286,754
BESTFOODS COM 08658U101 61,918 851,100 SH SOLE 851,100
BP AMOCO PLC SPONSORED ADR 055622104 19,507 368,060 SH SOLE 368,060
BUSH BOAKE ALLEN INC COM 123162109 842 17,600 SH SOLE 17,600
C-CUBE MICROSYSTEMS INC NEW COM 12501N108 1,222 59,596 SH SOLE 59,596
CMS ENERGY CORP COM 125896100 539 20,000 SH SOLE 20,000
CABLETRON SYS INC COM 126920107 10,825 368,500 SH SOLE 368,500
CABOT CORP COM 127055101 28,611 1,570,300 SH SOLE 1,570,300
CABOT MICROELECTRONICS CORP COM 12709P103 19,349 403,100 SH SOLE 403,100
CADIZ INC COM 127537108 1,943 194,300 SH SOLE 194,300
CAL FED BK FSB LOS ANGL CONT LITIG REC 130209604 0 32,200 PRN SOLE 32,200
CEMEX SA WT EXP 121302 151290871 109 62,192 SH SOLE 62,192
CENDANT CORP COM 151313103 1,096 100,800 SH SOLE 100,800
CHILES OFFSHORE INC COM 16888M104 433 20,000 SH SOLE 20,000
CHIQUITA BRANDS INTL INC SDCV 7%01 170032AH9 5,696 6,400,000 PRN SOLE 6,400,000
CHRIS CRAFT INDS INC COM 170520100 1,236 15,000 SH SOLE 15,000
CITIZENS COMMUNICATIONS CO COM 17453B101 6,359 473,200 SH SOLE 473,200
CLEARNET COMMUNCATNS INC CL A NON-VTG 184902104 17,296 390,000 SH SOLE 390,000
COAST FEDL LITIGATION TR RT 19034Q110 656 437,000 PRN SOLE 437,000
DELHAIZE AMER INC CL A 246688105 3,238 185,700 SH SOLE 185,700
DELHAIZE AMER INC CL B 246688204 3,724 222,300 SH SOLE 222,300
DELUXE CORP COM 248019101 2,023 99,600 SH SOLE 99,600
DIME BANCORP INC NEW COM 25429Q102 15,484 718,093 SH SOLE 718,093
DURA PHARMACTCLS INC WT EXP 123102 26632S117 832 633,700 SH SOLE 633,700
E TRADE GROUP INC SUB NT CV 144A07 269246AA2 6,458 7,000,000 PRN SOLE 7,000,000
EFUNDS CORP COM 28224R101 112 15,140 SH SOLE 15,140
ELAN PLC WT EXP 011403 284131802 6,100 100,000 SH SOLE 100,000
FLOWERS INDS INC COM 343496105 5,548 284,500 SH SOLE 284,500
GENZYME CORP SB NT CV 5.25%05 372917AF1 9,471 5,123,000 PRN SOLE 5,123,000
GLOBAL LT TELECOMTNS COM 37934X100 876 170,000 SH SOLE 170,000
HNC SOFTWARE INC COM 40425P107 9,362 558,930 SH SOLE 558,930
HEADWATERS INC COM 42210P102 53 18,500 SH SOLE 18,500
HERTZ CORP CL A 428040109 2,096 66,000 SH SOLE 66,000
IMC GLOBAL INC WT EXP 122200 449669118 0 44,677 SH SOLE 44,677
IDEAMALL INC COM 451662100 3,179 941,818 SH SOLE 941,818
INFINITY BROADCSTNG CP NEW CL A 45662S102 28,717 870,200 SH SOLE 870,200
INSIGNIA FINL GROUP INC NEW COM 45767A105 12,978 1,266,118 SH SOLE 1,266,118
INTERMEDIA COMMUNICATNS INC COM 458801107 28,928 980,600 SH SOLE 980,600
JEFFERIES GROUP INC NEW COM 472319102 3,830 142,500 SH SOLE 142,500
KEEBLER FOODS CO COM 487256109 34,062 811,000 SH SOLE 811,000
LASER MGT MGMT INC COM 51806D100 1,248 407,500 SH SOLE 407,500
LUCENT TECHNOLIGIES INC COM 549463107 19,993 654,183 SH SOLE 654,183
LYCOS INC COM 550818108 50,667 736,811 SH SOLE 736,811
MBL INTL FIN BERMUDA TR GTD NT EXCH3%02 55262XAA2 37,346 36,170,000 PRN SOLE 36,170,000
MALLINCKRODT INC NEW COM 561232109 10,220 224,000 SH SOLE 224,000
MARCHFIRST INC COM 566244109 1,342 85,555 SH SOLE 85,555
MARKEL CORP COM 570535104 4,234 27,900 SH SOLE 27,900
MEDTRONIC INC COM 585055106 30,936 597,078 SH SOLE 597,078
MERISTAR HTELS & RSORTS INC COM 589988104 3,356 1,248,800 SH SOLE 1,248,800
MESA AIR GROUP INC COM 590479101 3,120 570,448 SH SOLE 570,448
METHODE ELECTRS INC CL A 591520200 4,294 96,900 SH SOLE 96,900
METLIFE INC COM 59156R108 2,619 100,000 SH SOLE 100,000
MIPS TECHNOLOGIES INC CL B 604567206 17,269 448,550 SH SOLE 448,550
MORGAN JP & CO INC COM 616880100 16,158 98,900 SH SOLE 98,900
MOTOROLA INC COM 620076109 9,018 319,206 SH SOLE 319,206
NABISCO HLDGS CORP CL A 629526104 27,590 513,300 SH SOLE 513,300
NABISCO HLDGS GROUP CORP. COM 62952P102 8,946 313,900 SH SOLE 313,900
NAVIGANT INTL INC COM 63935R108 3,282 312,524 SH SOLE 312,524
NEWS CORP LTD ADR NEW 652487703 1,160 20,700 SH SOLE 20,700
ORIX CORP NT CONV 0.375%05 686330AA9 16,770 1,426,000,000 PRN SOLE 1,426,000,000
PLAYTEX PRODS INC COM 72813P100 165 14,000 SH SOLE 14,000
PRIDE INTL INC SB DB CV ZRO 18 741932AB3 5,119 11,315,000 PRN SOLE 11,315,000
PROTECTIVE LIFE CORP INCOME PRIDES 743674202 9,004 181,900 SH SOLE 181,900
PSINET INC COM 74437C101 392 40,688 SH SOLE 40,688
QUALCOMM INC COM 747525103 58,489 820,896 SH SOLE 820,896
REPSOL YPF SA SPONSORED ADR 76026T205 916 50,000 SH SOLE 50,000
RETEK INC COM 76128Q109 20,446 385,779 SH SOLE 385,779
RIO ALGOM LTD COM 766889109 14,701 775,826 SH SOLE 775,826
RITE AID CORP COM 767754104 12,817 3,489,027 SH SOLE 3,489,027
SDL INC COM 784076101 46,046 149,500 SH SOLE 149,500
SAGA SYS INC COM 786610105 7,116 677,700 SH SOLE 677,700
SEAGATE TECHNOLOGY COM 811804103 170,782 2,475,100 SH SOLE 2,475,100
SEAGRAM LTD COM 811850106 30,568 532,200 SH SOLE 532,200
SEAGRAM LTD PFD ADJ CV SEC 811850205 19,286 370,000 SH SOLE 370,000
SILICON GRAPHICS INC COM 827056102 14,231 3,450,000 SH SOLE 3,450,000
SOLECTRON CORP SR LYON ZERO 20 834182AK3 26,968 40,000,000 PRN SOLE 40,000,000
STMICROELECTRNCS NV SUB LYON ZERO 09 861012AB8 34,938 26,500,000 PRN SOLE 26,500,000
STORA ENSO CORP SPON ADR REP R 86210M106 35,703 4,327,691 SH SOLE 4,327,691
SUPERIOR FINANCIAL CORP DEL COM 868161100 5,790 477,500 SH SOLE 477,500
TLFONCA DE ARGENTINA SA SPON ADR CL B 879378206 2,915 80,000 SH SOLE 80,000
TLFONOS DE MEXICO SA SR DB CV 4.25%04 879403AD5 15,362 12,250,000 PRN SOLE 12,250,000
TERRA NETWORKS SA SPONSORED ADR 88100W103 360 9,794 SH SOLE 9,794
3COM CORP COM 885535104 31,174 1,624,700 SH SOLE 1,624,700
VIMPELCOM BV SR NT CV 5.5%05 927185AA6 2,580 2,759,000 PRN SOLE 2,759,000
VOICESTREAM WIRELESS CORP COM 928615103 90,209 777,248 SH SOLE 777,248
VOYAGER.NET INC COM 92906W101 870 763,000 SH SOLE 763,000
WPP GROUP PLC SPON ADR NEW 929309300 2,112 35,600 SH SOLE 35,600
WASHINGTON MUT INC COM 939322103 8,500 213,499 SH SOLE 213,499
WESTERN RES INC COM 959425109 281 13,000 SH SOLE 13,000
WINSTAR COMMUNICATIONS INC COM 975515107 465 30,000 SH SOLE 30,000
YOUNG & RUBICAM INC COM 987425105 45,930 927,882 SH SOLE 927,882
TOTAL FINA ELF SA WT EXP 080503 F9212D142 15,039 483,184 SH SOLE 483,184
GLOBAL CROSSING LTD COM G3921A100 211 6,821 SH SOLE 6,821
LORAL SPACE & COMMUNCTNS COM G56462107 330 53,900 SH SOLE 53,900
PEAK INTL LTD ORD G69586108 188 23,500 SH SOLE 23,500
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