UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kern Capital Management LLC
Address: 114 W. 47th Street, Suite 1926
New York, NY 10036
Form 13F File Number: 28-6932
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, and all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John J. Crimmins
Title: Senior Vice President, Chief Financial and Operating Officer
Phone: 212-944-4726
Signature, Place, and Date of Signing:
/x/ John J. Crimmins New York, NY 8/08/00
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ x ] 13F HOLDINGS REPORT. (Check if all holdings of this reporting
manager are reported in this report.)
[ ] 13 F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $1,905,749
List of Other Included Managers: None
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SHARES
SH/PUT/
VALUE PRN AMT INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1,000) PRN CALL DISCRETION MANAGERS SOLE SHRD NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
AAON INC COM PAR $0.004 000360206 20460 835100 SH SOLE 835100 0 0
ACTV INC COMMON 00088E104 11563 774100 SH SOLE 699700 0 74400
ADEPT TECHNOLOGY INC COMMON 006854103 16849 360400 SH SOLE 360400 0 0
ADVANCE PARADIGM INC COMMON 007491103 18993 926500 SH SOLE 838000 0 88500
AGENCY COM LTD COMMON 008447104 4213 236500 SH SOLE 236500 0 0
ALAMOSA PCS HOLDINGS COMMON 011593100 4920 235700 SH SOLE 195000 0 40700
AMERICAN CLASSIC VOYAGES COMMON 024928103 23817 1154750 SH SOLE 1113250 0 41500
ANAREN MICROWAVE INC COMMON 032744104 167560 1276800 SH SOLE 1213450 0 63350
ANCOR COMMUNICATIONS INC COMMON 03332K108 33909 948100 SH SOLE 891500 0 56600
ARTHROCARE CORP COMMON 043136100 49280 925450 SH SOLE 896450 0 29000
ASTRONICS CORP COMMON 046433108 463 50000 SH SOLE 50000 0 0
AXSYS TECHNOLOGIES INC COMMON 054615109 6362 388500 SH SOLE 388500 0 0
BOSTON COMMUNICATIONS GR COMMON 100582105 18374 1312400 SH SOLE 1312400 0 0
BRIGHT HORIZON FAMILY SO COMMON 109195107 1229 57500 SH SOLE 57500 0 0
BUCA INC COMMON 117769109 9217 589900 SH SOLE 589900 0 0
CBRL GROUP INC COMMON 12489V106 8677 590800 SH SOLE 522300 0 68500
CABLETRON SYS INC COMMON 126920107 36554 1447700 SH SOLE 1330600 0 117100
CADIZ INC COMMON 127537108 15103 1887900 SH SOLE 1887900 0 0
CALIFORNIA AMPLIFIER INC COMMON 129900106 21992 480700 SH SOLE 480700 0 0
CALIFORNIA MICRO DEVICES COMMON 130439102 48357 1592000 SH SOLE 1592000 0 0
CALLAWAY GOLF CO COMMON 131193104 5856 359000 SH SOLE 296900 0 62100
CALPINE CORP COMMON 131347106 48589 739000 SH SOLE 702600 0 36400
CASH AMER INTL INC COMMON 14754D100 15832 2146700 SH SOLE 2146700 0 0
CHAMPIONSHIP AUTO RACING COMMON 158711101 19426 761800 SH SOLE 761800 0 0
CHILDRENS PL RETAIL STOR COMMON 168905107 7970 388800 SH SOLE 388800 0 0
CINAR CORP SUB VTG SHS B 171905300 4317 1233500 SH SOLE 1163900 0 69600
COMARCO INC COMMON 200080109 17079 525500 SH SOLE 525500 0 0
INFOCROSSING INC COMMON 205265101 9698 513800 SH SOLE 513800 0 0
CONCORD CAMERA CORP COMMON 206156101 2401 115000 SH SOLE 115000 0 0
COPPER MTN NETWORKS INC COMMON 217510106 7676 87100 SH SOLE 79200 0 7900
CORPORATE EXECUTIVE BRD COMMON 21988R102 9694 161900 SH SOLE 156100 0 5800
COSTAR GROUP INC COMMON 22160N109 17764 708800 SH SOLE 685600 0 23200
CRITICAL PATH INC COMMON 22674V100 14553 249570 SH SOLE 226920 0 22650
CYBEROPTICS CORP COMMON 232517102 14955 323350 SH SOLE 323350 0 0
DATALINK CORP COMMON 237934104 18171 1216500 SH SOLE 1216500 0 0
DAVIDS BRIDAL INC COMMON 238576102 10027 867200 SH SOLE 867200 0 0
ELCOR CORP COMMON 284443108 6820 296500 SH SOLE 268100 0 28400
ELOYALTY CORP COMMON 290151109 4603 361000 SH SOLE 327100 0 33900
ENDOCARE INC COMMON 29264P104 26596 1313400 SH SOLE 1313400 0 0
EXIGENT INTERNATIONAL IN COMMON 302056106 1617 630910 SH SOLE 630910 0 0
FAMOUS DAVES AMER INC COMMON 307068106 222 50000 SH SOLE 50000 0 0
FUSION MED TECHNOLOGIES COMMON 361128101 14803 928800 SH SOLE 928800 0 0
GENE LOGIC INC COMMON 368689105 38956 1091600 SH SOLE 1051200 0 40400
GENESCO INC COMMON 371532102 17029 1060200 SH SOLE 1060200 0 0
GUESS INC COMMON 401617105 8070 576400 SH SOLE 499500 0 76900
HANOVER DIRECT INC COMMON 410783104 12680 8115100 SH SOLE 7493900 0 621200
HYTEK MICROSYSTEMS INC COMMON 449180108 373 44400 SH SOLE 44400 0 0
IMPCO TECHNOLOGIES INC COMMON 45255W106 48638 1147800 SH SOLE 1147800 0 0
INFORMATION RESOURCE ENG COM PAR $0.01 45675F303 11100 439600 SH SOLE 439600 0 0
INNERDYNE INC COMMON 45764D102 6972 945400 SH SOLE 945400 0 0
INTERNATIONAL SPEEDWAY C CL A 460335201 13497 326200 SH SOLE 308300 0 17900
INTERNET COM CORP COMMON 460967102 10684 542700 SH SOLE 521100 0 21600
INTERTAN INC COMMON 461120107 7145 608100 SH SOLE 608100 0 0
JORE CORP COMMON 480815109 5049 928500 SH SOLE 928500 0 0
KEITHLEY INSTRS INC COMMON 487584104 15534 178300 SH SOLE 178300 0 0
KFORCE COM INC COMMON 493732101 4134 595900 SH SOLE 595900 0 0
LO-JACK CORP COMMON 539451104 6043 871000 SH SOLE 871000 0 0
MDSI MOBILE DATA SOLUTIO COMMON 55268N100 23943 1041000 SH SOLE 1041000 0 0
MTI TECHNOLOGY CORP COMMON 553903105 11671 1458900 SH SOLE 1458900 0 0
MCNAUGHTON APPAREL GROUP COMMON 582524104 6299 599900 SH SOLE 599900 0 0
MEDIA 100 INC COMMON 58440W105 5395 209500 SH SOLE 209500 0 0
MERIX CORP COMMON 590049102 37929 807000 SH SOLE 807000 0 0
METAWAVE COMMUNICATIONS COMMON 591409107 4473 167600 SH SOLE 167600 0 0
METHODE ELECTRS INC CL A 591520200 23820 616700 SH SOLE 561100 0 55600
MICROSEMI CORP COMMON 595137100 13850 408100 SH SOLE 408100 0 0
MODTECH HLDGS INC COMMON 60783C100 7953 883700 SH SOLE 883700 0 0
NABORS INDS INC COMMON 629568106 3121 75100 SH SOLE 63100 0 12000
NEOPHARM INC COMMON 640919106 10062 513100 SH SOLE 513100 0 0
NETPLEX GROUP INC COMMON 641147103 2064 957200 SH SOLE 957200 0 0
NETOPIA INC COMMON 64114K104 75022 1863900 SH SOLE 1789500 0 74400
NEWPARK RES INC COM PAR $.01 651718504 5117 542200 SH SOLE 542200 0 0
NORTHERN TECH INTL CORP COMMON 665809109 3326 543000 SH SOLE 543000 0 0
NOVA CORP GA COMMON 669784100 4574 163737 SH SOLE 152387 0 11350
NUCENTRIX BROADBAND NETW COMMON 670198100 20362 798500 SH SOLE 798500 0 0
OPTIMARK TECHNOLOGIES B CV PFD 683990204 175 50000 SH SOLE 50000 0 0
OPTIMARK TECHNOLOGIES COMMON 683994107 350 100000 SH SOLE 100000 0 0
OSHKOSH TRUCK CORP COMMON 688239201 20474 572700 SH SOLE 540800 0 31900
OXFORD HEALTH PLANS INC COMMON 691471106 22936 963200 SH SOLE 875800 0 87400
PC-TEL INC COMMON 69325Q105 50540 1330000 SH SOLE 1255700 0 74300
PARLEX CORP COMMON 701630105 30772 730500 SH SOLE 730500 0 0
PENTON MEDIA INC COMMON 709668107 14238 406800 SH SOLE 342000 0 64800
PEREGRINE SYSTEMS INC COMMON 71366Q101 2314 66700 SH SOLE 53600 0 13100
PHYSIOMETRIX INC COMMON 718928104 664 30000 SH SOLE 30000 0 0
PRINCETON VIDEO IMAGE IN COMMON 742476104 4028 700500 SH SOLE 700500 0 0
PUMA TECHNOLOGY INC COMMON 745887109 10906 406760 SH SOLE 381160 0 25600
RENT WAY INC COMMON 76009U104 53428 1830500 SH SOLE 1744200 0 86300
SANCHEZ COMPUTER ASSOCS COMMON 799702105 3938 165800 SH SOLE 150700 0 15100
SHUFFLE MASTER INC COMMON 825549108 5084 353700 SH SOLE 353700 0 0
SMARTFORCE PUB LTD CO DEPOSITORY RET 83170A206 25843 538400 SH SOLE 486600 0 51800
SPECTRA-PHYSICS LASERS I COMMON 847568102 62692 896400 SH SOLE 896400 0 0
SPECTRUM CTL INC COMMON 847615101 13073 959500 SH SOLE 959500 0 0
SPEEDWAY MOTORSPORTS INC COMMON 847788106 9080 394800 SH SOLE 357600 0 37200
STAMPS COM INC COMMON 852857101 5456 746100 SH SOLE 663000 0 83100
STEIN MART INC COMMON 858375108 1955 190700 SH SOLE 190700 0 0
SUNRISE ASSISTED LIVING COMMON 86768K106 6777 366300 SH SOLE 326800 0 39500
SYNTROLEUM CORP COMMON 871630109 6936 405000 SH SOLE 368000 0 37000
TCI SATELLITE ENTMT INC CL A 872298104 8250 949600 SH SOLE 858100 0 91500
TELETECH HOLDINGS INC COMMON 879939106 106026 3413300 SH SOLE 3203900 0 209400
TOO INC COMMON 890333107 290 11400 SH SOLE 10400 0 1000
TWINLAB CORP COMMON 901774109 2002 314000 SH SOLE 314000 0 0
UTI ENERGY CORP COMMON 903387108 8089 201600 SH SOLE 201600 0 0
UNITED SHIPPING & TECHNO COMMON 911498103 5119 639900 SH SOLE 639900 0 0
UNIVERSAL ELECTRS INC COMMON 913483103 2776 113000 SH SOLE 113000 0 0
VTEL CORP COMMON 918333105 1498 399500 SH SOLE 399500 0 0
VALUEVISION INTL INC CL A 92047K107 11021 459200 SH SOLE 417300 0 41900
VENATOR GROUP INC COMMON 922944103 16299 1590100 SH SOLE 1443900 0 146200
VERISIGN INC COMMON 92343E102 25451 144200 SH SOLE 136900 0 7300
VITAL IMAGES INC COMMON 92846N104 331 50000 SH SOLE 50000 0 0
WEBSENSE INC COMMON 947684106 3610 143700 SH SOLE 118600 0 25100
ZYGO CORP COMMON 989855101 91167 1003900 SH SOLE 968400 0 35500
TEFRON LTD ORD M87482101 4965 289900 SH SOLE 289900 0 0
VOCALTEC COMMUNICATIONS ORD M97601104 5750 250000 SH SOLE 250000 0 0
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