UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Jeffrey L. Gendell
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Address: 200 Park Avenue, Suite 3900
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New York, New York 10166
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Form 13F File Number: 28- 6950
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey L. Gendell
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Title: Investment Manager
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Phone: 212-692-3694
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Signature, Place, and Date of Signing:
/S/ Jeffrey L. Gendell New York, New York 11/12/99
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<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 160
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Form 13F Information Table Value Total: $788,302
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE
<PAGE>
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- ----------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ---------
ACCESS ANYTIME BANCORP COMMON 00431F105 1,009 121,400 SH SOLE 121,400
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ALLIANCE BANCORP COMMON 01852J105 6,644 338,560 SH SOLE 338,560
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ANCHOR BANCORP WIS INC COMMON 032839102 2,307 141,973 SH SOLE 141,973
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AIRBORNE FGHT CORP COMMON 009266107 10,624 504,400 SH SOLE 504,400
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ADVANCE FINL BANCORP COMMON 007437106 1,176 98,000 SH SOLE 98,000
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ALPINE GROUP INC COMMON 020825105 12,511 967,000 SH SOLE 967,000
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AMBANC HLDG CO INC COMMON 023161102 3,884 245,610 SH SOLE 245,610
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AMR CORP COMMON 001765106 7,755 142,300 SH SOLE 142,300
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ACADIANA BANCSHARES INC COMMON 004280103 1,099 59,000 SH SOLE 59,000
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AVIALL INC NEW COMMON 05366B102 2,879 280,900 SH SOLE 280,900
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BANK OF AMERICA CORPORATION CALL 060505904 30,350 545,000 SH CALL SOLE 545,000
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BANK OF AMERICA CORPORATION COMMON 060505104 8,434 151,452 SH SOLE 151,452
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BOSTONFED BANCORP INC COMMON 101178101 3,794 252,900 SH SOLE 252,900
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GENERAL CABLE CORP DEL NEW COMMON 369300108 7,865 655,400 SH SOLE 655,400
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BANK PLUS CORP COMMON 064446107 8,343 1,934,700 SH SOLE 1,934,700
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BSB BANCORP COMMON 055652101 2,117 88,221 SH SOLE 88,221
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BAY ST BANCORP INC COMMON 072611106 3,645 186,900 SH SOLE 186,900
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BAYOU STL CORP LA PLACE COMMON 073051104 817 242,000 SH SOLE 242,000
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CITIGROUP INC COMMON 172967101 9,438 214,500 SH SOLE 214,500
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CITIGROUP INC CALL 172967901 17,600 400,000 SH SOLE 400,000
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CAMCO FINL CORP COMMON 132618109 730 70,780 SH SOLE 70,780
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COMMERCIAL BK OF NY COMMON 201462108 652 55,500 SH SOLE 55,500
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COASTAL BANCORP INC COMMON 19041P105 4,583 263,750 SH SOLE 263,750
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COMMUNITY BK SYS INC COMMON 203607106 2,844 103,900 SH SOLE 103,900
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CCF HLDG CO COMMON 12487X104 1,196 67,881 SH SOLE 67,881
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COMDISCO INC COMMON 200336105 9,341 483,700 SH SOLE 483,700
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CENTRAL BANCORP INC - MASS COMMON 152418109 3,119 180,800 SH SOLE 180,800
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COMMERCIAL FEDERAL CORP COMMON 201647104 6,494 330,900 SH SOLE 330,900
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MARGATE INDS INC COMMON 566902409 116 62,499 SH SOLE 62,499
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CHESAPEAKE ENERGY CORP COMMON 165167107 1,910 492,800 SH SOLE 492,800
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COMMUNITY INVS BANCORP INC COMMON 203719109 744 80,400 SH SOLE 80,400
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CFS BANCORP INC COMMON 12525D102 1,695 162,360 SH SOLE 162,360
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CLASSIC BANCSHARES INC COMMON 18272M104 755 53,900 SH SOLE 53,900
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CHASE MANHATTAN CORP NEW CALL 16161A908 15,452 205,000 SH CALL SOLE 205,000
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CHASE MANHATTAN CORP NEW COMMON 16161A108 28,620 379,700 SH SOLE 379,700
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CORE MATLS CORP COMMON 218683100 869 463,500 SH SOLE 463,500
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COMMONWEALTH BANCORP INC COMMON 20268X102 3,071 180,000 SH SOLE 180,000
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COLONIAL BANCGROUP INC COMMON 195493309 1,952 174,500 SH SOLE 174,500
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CHARTER ONE FINL INC COMMON 160903100 7,029 303,975 SH SOLE 303,975
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COOPERATIVE BANKSHARES INC COMMON 216844100 728 73,300 SH SOLE 73,300
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CENTURY BANCSHARES INC COMMON 156436107 1,120 190,556 SH SOLE 190,556
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CENTEX CORP COMMON 152312104 9,164 310,000 SH SOLE 310,000
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DELTA AIR LINES INC DEL COMMON 247361108 655 13,500 SH SOLE 13,500
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DUCOMMUN INC DEL COMMON 264147109 4,215 383,149 SH SOLE 383,149
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DIME CMNTY BANCSHARES COMMON 253922108 4,745 228,668 SH SOLE 228,668
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DONCASTERS PLC SPONSORED ADR 257692103 1,788 149,000 SH SOLE 149,000
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DIME BANCORP INC NEW COMMON 25429Q102 29,377 1,678,700 SH SOLE 1,678,700
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DAYTON SUPERIOR CORP CL A 240028100 1,700 100,000 SH SOLE 100,000
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DOWNEY FINL CORP COMMON 261018105 823 40,900 SH SOLE 40,900
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EAGLE BANCSHARES INC COMMON 26942C109 805 43,500 SH SOLE 43,500
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EDO CORP SUB DEB CV 7%11 281347104 136 23,700 SH SOLE 23,700
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EMCO LTD COMMON 290839109 954 209,193 SH SOLE 209,193
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ENGLE HOMES INC COMMON 292896107 2,782 269,800 SH SOLE 269,800
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EQUITABLE FED SVGS BK MD COMMON 294487103 2,299 121,400 SH SOLE 121,400
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ELMIRA SAVINGS BANK F.S.B. OTC EQ 289660102 1,572 69,848 SH SOLE 69,848
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FAIRCHILD CORP CL A 303698104 10,510 1,025,317 SH SOLE 1,025,317
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FIRSTFED AMER BANCORP Inc COMMON 337929103 6,691 524,800 SH SOLE 524,800
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FIRST COASTAL CORP COMMON NEW 319699203 626 64,800 SH SOLE 64,800
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FIRST DEFIANCE FINL CORP COMMON 32006W106 1,197 104,100 SH SOLE 104,100
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FIRSTFED FINL CORP COMMON 337907109 973 56,000 SH SOLE 56,000
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FIRSTFED BANCORP INC COMMON 33761Q102 857 100,800 SH SOLE 100,800
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FIRST FED S & L EAST HARTFORD CT COMMON 319944104 7,589 261,700 SH SOLE 261,700
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FIRST FRANKLIN CORP COMMON 320272107 531 40,450 SH SOLE 40,450
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FIDELITY FINL OHIO INC COMMON 31614P107 3,706 203,760 SH SOLE 203,760
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FIRST INDEPENDENCE CORP COMMON 32054B103 1,051 93,700 SH SOLE 93,700
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FIRST KEYSTONE FINL INC COMMON 320655103 503 40,000 SH SOLE 40,000
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FMS FINL CORP COMMON 302509104 1,400 146,400 SH SOLE 146,400
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TEXARKANA FIRST FINL CORP COMMON 881801104 553 26,000 SH SOLE 26,000
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GA FINL INC COMMON 361437106 1,954 151,800 SH SOLE 151,800
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GENERAL CHEM GROUP INC COMMON 369332101 1,851 538,500 SH SOLE 538,500
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GENTEK INC COMMON 37245X104 5,467 480,600 SH SOLE 480,600
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GENERAL MTRS CORP CALL 370442905 46,259 735,000 SH CALL SOLE 735,000
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GENERAL MTRS CORP COMMON 370442105 16,987 269,900 SH SOLE 269,900
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GENERAL MTRS CORP CL H NEW 370442832 9,870 172,400 SH SOLE 172,400
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GOLDEN ST BANCORP INC COMMON 381197102 2,351 131,060 SH SOLE 131,060
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GRANITE ST BANKSHARES INC COMMON 387472103 2,437 112,713 SH SOLE 112,713
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HAVEN BANCORP INC COMMON 419352109 7,555 472,200 SH SOLE 472,200
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HF FINL CORP COMMON 404172108 3,648 283,350 SH SOLE 283,350
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HARVEST HOME FINL CORP COMMON 41753P107 992 69,000 SH SOLE 69,000
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HUBBELL INC CL B 443510201 5,776 181,200 SH SOLE 181,200
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INDEPENDENT BANKSHARES INC COMMON NEW 453841207 1,140 103,600 SH SOLE 103,600
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INDEPENDENCE FEDERAL SVGS BK COMMON 453432106 1,113 85,600 SH SOLE 85,600
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IROQUOIS BANCORP INC COMMON 463347104 726 42,100 SH SOLE 42,100
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ISB FINL CORP LA COMMON 450091103 5,236 309,150 SH SOLE 309,150
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MARK IV INDS INC COMMON 570387100 9,878 500,150 SH SOLE 500,150
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JEFFERSON SVGS BANCORP INC COMMON 474900107 1,770 152,280 SH SOLE 152,280
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KENTUCKY ELEC STL INC COMMON 49127B100 815 241,500 SH SOLE 241,500
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KANKAKEE BANCORP INC COMMON 484243100 3,356 131,600 SH SOLE 131,600
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LADISH INC COMMON NEW 505754200 2,342 360,300 SH SOLE 360,300
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LONG ISLAND FINANCIAL CORP COMMON 542669106 593 50,500 SH SOLE 50,500
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LUND INTL HDGS INC COMMON 550368104 891 138,400 SH SOLE 138,400
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LEXINGTON B&L FINL CORP COMMON 529017105 1,111 88,900 SH SOLE 88,900
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MID-AMER BANCORP COMMON 595915109 627 26,000 SH SOLE 26,000
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MAGNETEK INC COMMON 559424106 5,269 589,500 SH SOLE 589,500
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HANNA M A CO COMMON 410522106 6,561 576,800 SH SOLE 576,800
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MB FINL INC COMMON 55263D107 2,830 211,600 SH SOLE 211,600
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MBLA FINL CORP COMMON 552623100 458 19,600 SH SOLE 19,600
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M D C HLDGS INC COMMON 552676108 8,937 552,100 SH SOLE 552,100
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MIDCAP SPDR TR COMMON 595635103 2,873 40,000 SH SOLE 40,000
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MERRILL LYNCH & CO INC CALL 590188908 2,695 40,000 SH CALL SOLE 40,000
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MERRILL LYNCH & CO INC COMMON 590188108 45,930 681,700 SH SOLE 681,700
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MOTOR CLUB OF AMER COMMON 619823107 263 26,300 SH SOLE 26,300
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MIDSOUTH BANCORP INC COMMON 598039105 175 18,050 SH SOLE 18,050
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MIDWEST BANCSHARES INC COMMON 59825H101 735 50,700 SH SOLE 50,700
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MORGAN STANLEY DEAN WITTER & CO COMMON NEW 617446448 8,919 100,000 SH SOLE 100,000
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NAVISTAR INTL CORP NEW CALL 63934E908 5,115 110,000 SH CALL SOLE 110,000
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NAVISTAR INTL CORP NEW COMMON 63934E108 54,475 1,171,500 SH SOLE 1,171,500
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NORTHEAST BANCORP COMMON 663904100 403 47,400 SH SOLE 47,400
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NORTH BANCSHARES INC COMMON 657467106 900 75,000 SH SOLE 75,000
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NACCO INDS INC COMMON 629579103 3,927 56,200 SH SOLE 56,200
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NORTHEAST PA FINL CORP COMMON 663905107 2,664 256,800 SH SOLE 256,800
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NEW HAMPSHIRE THRIFT BANCSHS COMMON 644722100 327 27,000 SH SOLE 27,000
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NOVACARE CORP COMMON 669930109 2,387 2,009,700 SH SOLE 2,009,700
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NORTHWEST BANCORP INC PA COMMON 667328108 2,553 296,000 SH SOLE 296,000
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BANK ONE CORP CALL 06423A903 12,567 361,000 SH CALL SOLE 361,000
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BANK ONE CORP COMMON 06423A103 1,044 30,000 SH SOLE 30,000
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PATRIOT BANK CORP PA COMMON 70335P103 785 78,500 SH SOLE 78,500
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PEOPLES BANCSHARES INC MASS COMMON 709795108 3,515 194,598 SH SOLE 194,598
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PBOC HLDGS INC COMMON 69316G108 2,966 365,000 SH SOLE 365,000
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PENNFED FINL SVS INC COMMON 708167101 12,009 800,600 SH SOLE 800,600
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POCAHONTAS BANCORP INC COMMON 730234101 134 20,000 SH SOLE 20,000
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PEOPLES HERITAGE FINL GROUP COMMON 711147108 333 20,000 SH SOLE 20,000
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PULTE CORP COMMON 745867101 6,518 299,700 SH SOLE 299,700
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PINNACLE BANCSHARES INC COMMON 722903101 1,484 172,000 SH SOLE 172,000
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PRINCETON NATL BANCORP INC COMMON 742282106 2,139 174,650 SH SOLE 174,650
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PRESTIGE BANCORP INC COMMON 741115109 496 41,356 SH SOLE 41,356
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PRIMEX TECHNOLOGIES INC COMMON 741597108 5,439 275,400 SH SOLE 275,400
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PROVIDENT FINL HLDGS INC COMMON 743868101 5,852 336,800 SH SOLE 336,800
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POTTERS FINL CORP COMMON 738140102 558 47,700 SH SOLE 47,700
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PAINE WEBBER GROUP INC COMMON 695629105 1,631 45,000 SH SOLE 45,000
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QUAKER CITY BANCORP INC COMMON 74731K106 1,149 66,375 SH SOLE 66,375
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REPUBLIC BANCORP INC COMMON 760282103 1,177 101,810 SH SOLE 101,810
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RIGGS NATIONAL CORP WASH DC COMMON 766570105 2,531 150,000 SH SOLE 150,000
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RIVER VY BANCORP COMMON 768475105 1,359 104,500 SH SOLE 104,500
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ROHN INDS INC COMMON 775381106 2,688 1,343,940 SH SOLE 1,343,940
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REPUBLIC SECURITY FINL CORP COMMON 760758102 882 101,509 SH SOLE 101,509
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FINGER LAKES FINL COR COMMON 317948107 1,057 108,400 SH SOLE 108,400
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SGV BANCORP INC COMMON 78422T102 4,416 204,200 SH SOLE 204,200
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SIFCO INDS INC COMMON 826546103 1,527 218,200 SH SOLE 218,200
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SPARTON CORP COMMON 847235108 290 52,700 SH SOLE 52,700
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SOUTHERN BANC INC COMMON 842233108 791 97,300 SH SOLE 97,300
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SUCCESS BANCSHARES INC COMMON 864578109 2,180 202,800 SH SOLE 202,800
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SOUTHFIRST BANCSHARES INC COMMON 844271106 1,014 87,700 SH SOLE 87,700
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TEREX CORP NEW COMMON 880779103 21,902 695,300 SH SOLE 695,300
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TRANSFINACIAL HLDGS INC COMMON 89365P106 201 53,800 SH SOLE 53,800
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THREE RIVS FINL CORP COMMON 88562H107 828 55,900 SH SOLE 55,900
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TF FINL CORP COMMON 872391107 3,884 267,832 SH SOLE 267,832
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TECHE HLDG CO COMMON 878330109 486 32,100 SH SOLE 32,100
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TRANSPORTATION TECH INDS INC COMMON 89388T101 6,684 386,100 SH SOLE 386,100
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TITAN CORP COMMON 888266103 6,170 429,200 SH SOLE 429,200
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UAL CORP COMMON PAR $0.01 902549500 8,164 125,000 SH SOLE 125,000
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UNIONBANCORP INC COMMON 908908106 5,860 324,400 SH SOLE 324,400
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UMB FINL CORP COMMON 902788108 887 21,250 SH SOLE 21,250
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U S G CORP COMMON NEW 903293405 19,764 415,000 SH SOLE 415,000
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WAINWRIGHT BK & TR CO BOSTON MA COMMON 930705108 221 30,000 SH SOLE 30,000
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WEBSTER FINL CORP COMMON 947890109 3,506 137,506 SH SOLE 137,506
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WHG BANCSHARES CORP COMMON 928949106 309 34,500 SH SOLE 34,500
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WHITNEY HLDG CORP COMMON 966612103 2,398 69,768 SH SOLE 69,768
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WYMAN GORDAN CO COMMON 983085101 2,721 145,600 SH SOLE 145,600
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YONKERS FINL CORP COMMON 986073104 222 12,600 SH SOLE 12,600
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CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE SEC
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